Jun 16 2023 |
CFTC Issues Notice of Proposed Rulemaking in Connection with Risk Management Program Regulations for SDs, MSPs and FCMs |
Cadwalader, Wickersham & Taft LLP |
Jun 16 2023 |
Mississippi Gaming Commission Meeting Report: June 15 Meeting |
Jones Walker LLP |
Jun 16 2023 |
The European Banking Authority’s Guidelines on Resolvability |
Cadwalader, Wickersham & Taft LLP |
Jun 16 2023 |
Deadlines for The Adoption of Clawback Policies Extended |
McDermott Will & Emery |
Jun 16 2023 |
Allocation of Equity to Founders, Directors, and Advisors |
Foley & Lardner LLP |
Jun 16 2023 |
OCC Issues Latest Semiannual Risk Perspective |
Cadwalader, Wickersham & Taft LLP |
Jun 16 2023 |
PRA Enforcement Changes - the Good, the Bad, and the Ugly |
K&L Gates LLP |
Jun 16 2023 |
European Commission Adopts Retail Investment Strategy Package with the Aim to Enhance Investor Protection |
K&L Gates LLP |
Jun 16 2023 |
The More the Merrier – European Parliament Agrees on Position on the AI Act |
Squire Patton Boggs (US) LLP |
Jun 15 2023 |
Blockchain+ Bi-Weekly |
Polsinelli PC |
Jun 15 2023 |
SEC Climate Change Disclosure Rule Expected in October 2023 |
Mintz |
Jun 15 2023 |
OFAC Expands Russian Sanctions |
Squire Patton Boggs (US) LLP |
Jun 15 2023 |
Carbon Neutrality Suit Against Delta Airlines Signals the Arrival Time of “Greenwashing” Litigation |
Foley & Lardner LLP |
Jun 15 2023 |
Nevada Enacts Changes To Stockholder Inspection Statute |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Jun 15 2023 |
The Crypto Wars Escalate |
Proskauer Rose LLP |
Jun 15 2023 |
NFTs: A Tale of Two Classifications |
Blank Rome LLP |
Jun 15 2023 |
Texas (Business) Courts to Open for Business: Law Creating Specialized Business Courts in Texas Becomes Official |
Katten |
Jun 14 2023 |
Say-On-Pay Vote Reporting Under Rule 14Ad-1: Investment Managers Should Start To Focus Now On Form N-PX |
Barnes & Thornburg LLP |
Jun 14 2023 |
TripAdvisor Reports Approval of Nevada Redomestication |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Jun 13 2023 |
Director Fiduciary Duties in the Sale of a Company |
Foley & Lardner LLP |
Jun 13 2023 |
Regula Interruptus – Share Repurchase Disclosure Rule Delayed? |
Dinsmore & Shohl LLP |
Jun 13 2023 |
Ninth Circuit Enforces Delaware Forum Selection Clause to Affirm Dismissal of Derivative Claim for Alleged Violation of Section 14(a) of the Securities Exchange Act of 1934 |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 13 2023 |
SEC Crypto Crackdown Continues: Binance and Coinbase Charged with Violating Securities Laws |
ArentFox Schiff LLP |
Jun 13 2023 |
New Zealand Urges All Businesses to Adopt 2FA |
Squire Patton Boggs (US) LLP |
Jun 13 2023 |
Commodity Futures Trading Commission Issues Staff Advisory On Risks Of Expanding DCO Clearing Of Digital Assets |
Barnes & Thornburg LLP |
Jun 12 2023 |
The UK’s Model Risk Management Principles for Banks |
Cadwalader, Wickersham & Taft LLP |
Jun 12 2023 |
United States: SEC Charges Investment Adviser for Inadequate Policies and Procedures Regarding Valuation of Private Fund Assets |
K&L Gates LLP |
Jun 12 2023 |
Proposed Digital Asset Market Structure Bill Could Give Regulatory Clarity; But is it the Regulatory Clarity the Industry Wants? |
Polsinelli PC |
Jun 12 2023 |
FDIC, FRB & OCC Issue Final Guidance on Risk Management for Third-Party Relationships |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 12 2023 |
CFTC Staff Issues Alert on Risks of Clearing Digital Assets |
Hunton Andrews Kurth |
Jun 12 2023 |
Bank/Fin-Tech Agreements: Re-Assessment Required Given New Regulatory Guidance on Third-Party Servicing Agreements |
Katten |
Jun 11 2023 |
Banking Agencies Finalize Interagency Guidance on Third-Party Risk Management |
Cadwalader, Wickersham & Taft LLP |
Jun 10 2023 |
Possible Extension of Clawback Rule Effectiveness is Welcome Development for Issuers |
Proskauer Rose LLP |
Jun 10 2023 |
Risks Associated with Clearing Digital Assets |
Cadwalader, Wickersham & Taft LLP |
Jun 10 2023 |
Proposed Legislation Would Allow 403(B) Plans to Invest In Lower-Cost Collective Investment Trusts |
McDermott Will & Emery |