Securities SEC

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Jul
10
2023
SEC Approves NYSE and Nasdaq Clawback Rules Hunton Andrews Kurth
Jul
8
2023
Option Grant Practices: A Trap for the Unwary – Spring-Loading and Bullet-Dodging Proskauer Rose LLP
Jul
7
2023
New York Pushes For New Cybersecurity Requirements For Financial Services Companies ArentFox Schiff LLP
Jul
7
2023
Weekly Bankruptcy Alert July 6, 2023 (For the week ending July 2, 2023) Pierce Atwood LLP
Jul
7
2023
OFAC Compliance in 2024: What You Need to Know Oberheiden P.C.
Jul
7
2023
FCA Publishes Guidance on the UK’s Trading Venue Perimeter Katten
Jul
7
2023
House Republicans Issue Letters to Major Asset Managers Concerning Potential Antitrust Violations Allegedly Caused by ESG Policies Mintz
Jul
7
2023
European Commission Proposes Legal Framework for Digital Euro Katten
Jul
4
2023
European Supervisory Authorities (ESAs) Put Forward Common Understanding of Greenwashing and Warn on Risks McDermott Will & Emery
Jun
30
2023
People’s Republic of China: Csrc Promulgated New Bond Issuance Guidelines K&L Gates LLP
Jun
30
2023
Global Data Flows and Transfer Mechanisms – CIPL Publishes New FAQs About CBPR and PRP Hunton Andrews Kurth
Jun
30
2023
Corporate Debt Market Development Fund & Other Key Amendments Introduced by SEBI Nishith Desai Associates
Jun
30
2023
United States: Tag, You (Maryland Closed-End Funds) Are It! K&L Gates LLP
Jun
30
2023
FATF Reports Lackluster Global Adoption of Cryptocurrency AML Requirements Cadwalader, Wickersham & Taft LLP
Jun
30
2023
U.S. Executive Branch Update – June 30, 2023 Squire Patton Boggs (US) LLP
Jun
30
2023
SEC Adopts Pay Versus Performance Disclosure Rules Winstead
Jun
30
2023
It’s June 30th – Time to Evaluate Your SEC Filer Status Mintz
Jun
29
2023
Energy & Sustainability Litigation Updates – June 2023 Mintz
Jun
29
2023
Blockchain+ Bi-Weekly (June 29, 2023) Polsinelli PC
Jun
28
2023
FINRA Approves Prometheum Ember Capital LLC to Operate as Special Purpose Broker-Dealer for Digital Assets Greenberg Traurig, LLP
Jun
28
2023
Upcoming/New CFIUS Filing: Viterra Limited; Glencore PLC; Canada Pension Plan Investment Board; British Columbia Investment Management Corporation; and Bunge Limited Squire Patton Boggs (US) LLP
Jun
28
2023
House GOP ESG Working Group; Interim Report Released K&L Gates LLP
Jun
28
2023
Texas Supreme Court Holds That Law Firm Could Not Redeem A Departing Partner’s Shares For No Value Under The Parties’ Shareholder Agreement Winstead
Jun
23
2023
SEC Approves NYSE and Nasdaq Compensation “Clawback” Listing Standards; Compliance Required by December 1, 2023 Mintz
Jun
23
2023
SEC Commissioner Proposes Limits to Shareholder Proposals on Environmental and Social Issues Mintz
Jun
23
2023
California Immunizes Public Employees Who Maliciously Institute Proceedings Against Citizens Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun
22
2023
Corporate Transparency Act: Reporting Requirements; Preparing Your Company and Other Related Considerations Sheppard, Mullin, Richter & Hampton LLP
Jun
21
2023
Four Key Considerations Since SEC Amended Form PF Katten
Jun
21
2023
SEC Swaps the Game: New Rules to Combat Fraud, Manipulation and CCO Undue Influence Katten
Jun
20
2023
Don’t Text and Trade: Regulators Crack Down on the Use of Improper Communication Channels Mintz
Jun
19
2023
The Current State of the Crypto Industry Wilson Elser Moskowitz Edelman & Dicker LLP
Jun
16
2023
SEC Sues Coinbase to Establish Jurisdiction Over Cryptocurrencies and Crypto Exchanges Miller Canfield
Jun
16
2023
When Deposits Don’t Travel with Loans Cadwalader, Wickersham & Taft LLP
Jun
16
2023
It’s Not Easy Being (Ever)Green Cadwalader, Wickersham & Taft LLP
Jun
16
2023
SEC Adopts Amendments to Remove References to Credit Ratings from Regulation M Greenberg Traurig, LLP
 
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