| Sep 20 2017 |
Report Improper Revenue Recognition and Qualify for an SEC Whistleblower Award |
Zuckerman Law |
| Sep 19 2017 |
Looking Ahead to the 2018 Proxy Season: Preparing for CEO Pay Ratio Rules Disclosure Requirements |
Proskauer Rose LLP |
| Sep 18 2017 |
Equifax Data Breach Highlights SEC Disclosure Obligations for Public Companies in the Wake of Cybersecurity Attacks |
Cadwalader, Wickersham & Taft LLP |
| Sep 18 2017 |
How Long Does It Take To Receive An SEC Whistleblower Award?- Chapter 16 |
Zuckerman Law |
| Sep 18 2017 |
Snap Judgment: Unicorns Under Pressure and Addressing Risks of Private Lawsuits |
Proskauer Rose LLP |
| Sep 16 2017 |
MSRB Addresses Selective Disclosure |
Mintz |
| Sep 15 2017 |
SEC Issues Statement on September 5 Implementation of “T+2” Settlement Cycle for Securities Transactions |
Katten |
| Sep 15 2017 |
SEC Makes Substantial Changes to Investment Adviser Reporting Requirements |
Barnes & Thornburg LLP |
| Sep 15 2017 |
SEC Commissioners Announce Search for First-Ever Advocate for Small Business Capital Formation |
Katten |
| Sep 14 2017 |
U.S. Futures Exchanges Disciplinary Actions Report - August 2017 |
Bracewell LLP |
| Sep 14 2017 |
SEC Amendments to Form ADV and Recordkeeping Rules Go into Effect on October 1 |
Morgan, Lewis & Bockius LLP |
| Sep 14 2017 |
SEC Pay-to-Play Rule Set to Expand to Capital Acquisition Brokers |
Covington & Burling LLP |
| Sep 14 2017 |
There’s No Dressing This Up – Item 303(a)(1) Of Regulation S-K Is Unreasonable |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 13 2017 |
Upcoming Supreme Court Cases Worth Noting by Institutional Investors |
Mintz |
| Sep 12 2017 |
This California Court Held That A Limited Partnership Is No Person |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 12 2017 |
Equifax Data Breach: 143 Million Records Exposed But Senior Executives Not Told Immediately? |
K&L Gates LLP |
| Sep 11 2017 |
What happens after I submit a tip to the SEC Whistleblower Office? - Chapter 15 |
Zuckerman Law |
| Sep 11 2017 |
Chapter 5 - Prohibited Whistleblower Retaliation Under SOX |
Zuckerman Law |
| Sep 11 2017 |
Multifarious Meanings of “Person” |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 11 2017 |
Upcoming/New CFIUS Filing (Updated): Ultra Electronics Holdings and Sparton Corporation |
Squire Patton Boggs (US) LLP |
| Sep 9 2017 |
Equifax Breach a Reminder That Cybersecurity Whistleblowers Have Protections |
Zuckerman Law |
| Sep 8 2017 |
Are Limited Liability Companies “Persons”? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 8 2017 |
Hong Kong and South Korea on ICOs |
K&L Gates LLP |
| Sep 6 2017 |
Professor Robert J. Jackson Jr. Nominated To Become A Member Of The Securities And Exchange Commission |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 5 2017 |
T+3 Becomes T+2—But What Does It Mean? |
Morgan, Lewis & Bockius LLP |
| Sep 5 2017 |
Chapter 4 - Knowledge of Protected Conduct |
Zuckerman Law |
| Sep 5 2017 |
What factors does the SEC consider when determining the amount of an SEC Whistleblower Award? - Chapter 14 |
Zuckerman Law |
| Sep 4 2017 |
FDIC Provides Some Statistics on Violations Found During BSA/AML Exams: One Percent of Exams Lead to Formal Enforcement Actions |
Ballard Spahr LLP |
| Sep 3 2017 |
A crisis of confidence or a question of short memories? Jackson Hole Summit |
Squire Patton Boggs (US) LLP |
| Sep 3 2017 |
Former Guinean Minister of Mines Sentenced to Seven Years in Prison for Laundering $8.5 Million in Bribes Paid by Chinese Companies in Exchange for Mining Rights |
Ballard Spahr LLP |
| Sep 3 2017 |
Banking Agencies Address Disaster Relief for Hurricane Harvey Victims |
Ballard Spahr LLP |
| Sep 3 2017 |
CFPB releases summary of TRID Rule amendments |
Ballard Spahr LLP |
| Sep 2 2017 |
CFPB publishes annual CARD Act, HOEPA, QM adjustments |
Ballard Spahr LLP |
| Sep 1 2017 |
New FCA Web Page on Position Limits for Commodity Derivative Contracts Under MiFID II |
Katten |
| Sep 1 2017 |
Appealing an SEC Whistleblower Award Determination |
Zuckerman Law |
