| Nov 14 2017 |
Judge Rules Internal Affairs Doctrine Governs California Insider Trading Statute |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 13 2017 |
Bridging the Weeks: October 30 – November 10 and November 13, 2017 (Initial Coin Offerings; Price Disclosure; Wash Sales; Audit Trails) |
Katten |
| Nov 13 2017 |
FAQ: What Businesses Need to Know About Investment Crowdfunding |
Ward and Smith, P.A. |
| Nov 10 2017 |
SEC Approves a Longer Period to Review Fees for the Consolidated Audit Trail |
Katten |
| Nov 10 2017 |
SEC Staff Publishes New Guidance on Shareholder Proposals |
Katten |
| Nov 9 2017 |
SEC Issues New Guidance on Shareholder Proposals |
Foley & Lardner LLP |
| Nov 9 2017 |
More On Disclosure Under SEC Rule 701(e) |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 8 2017 |
Initial Coin Offerings: Key Considerations You Absolutely, Positively Need to Know About Before Launching an ICO |
K&L Gates LLP |
| Nov 8 2017 |
The Division of Corporation Finance of the SEC Issues Further Guidance Concerning Shareholder Proposals |
Jones Walker LLP |
| Nov 8 2017 |
Corp Fin’s New Rule 701 C&DI And California’s Compensation Plan Exemption |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 7 2017 |
Spotlight On Initial Coin Offerings |
Murtha Cullina |
| Nov 6 2017 |
SEC Approves New PCAOB Standard for Auditor's Report |
Jones Walker LLP |
| Nov 3 2017 |
PCAOB Rules to Require Reporting of Critical Audit Matters and Enhanced Details in Public Company Audit Reports |
Cadwalader, Wickersham & Taft LLP |
| Nov 3 2017 |
SEC Tackles MiFID II Research Issues |
Morgan, Lewis & Bockius LLP |
| Nov 3 2017 |
The SEC’s Pay Ratio Disclosure Rule and Recent Guidance |
Dinsmore & Shohl LLP |
| Nov 3 2017 |
SEC Issues MiFID II No-Action Relief and Allays Various Cross-Border Concerns |
Faegre Drinker |
| Nov 3 2017 |
U.S. House Bill Aims to Curtail SEC Staff’s Ability to Obtain Algorithmic Trading Source Code |
Proskauer Rose LLP |
| Nov 2 2017 |
SEC Approves New Audit Reporting Standard Requiring Auditors to Disclose More Detailed Information Learned During the Audit |
Sheppard, Mullin, Richter & Hampton LLP |
| Nov 2 2017 |
SEC Issues Important Interpretive Guidance on Implications of "Unbundling" the Costs of Investment Research from the Costs of Trade Execution, Mandated by EU Requirements |
Katten |
| Nov 2 2017 |
Promoters And California’s Limited Offering Exemption |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 1 2017 |
Bridging the Week: October 23 – 27 and October 30, 2017 (Trade Reporting; Front-Running; More Regulatory Improvements; DLT Space Among Enforcement Priorities) |
Katten |
| Nov 1 2017 |
Condominiums And The California Corporate Securities Law |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 31 2017 |
Post No Bills: SEC Warns of California Wildfire Investment Scams |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 30 2017 |
SEC Investor Advisory Committee Considers Blockchain Technology |
Greenberg Traurig, LLP |
| Oct 29 2017 |
ESMA Agrees to MiFID II Position Limits Proposed by FCA |
Katten |
| Oct 28 2017 |
Treasury Recommends Changes to Post-Financial Crisis Securitization Rules |
Morgan, Lewis & Bockius LLP |
| Oct 28 2017 |
SEC Approves PCAOB Rule to Require Enhanced Audit Reports |
Katten |
| Oct 28 2017 |
Senate Bill Proposes New Review of Certain Foreign Investments’ Effects on US Economy |
Morgan, Lewis & Bockius LLP |
| Oct 27 2017 |
SEC’s Most Recent Cybersecurity Move: What Registered Investment Advisors Need to Know |
Polsinelli PC |
| Oct 26 2017 |
SEC Approves New PCAOB Standard on Enhanced Audit Reports |
Morgan, Lewis & Bockius LLP |
| Oct 26 2017 |
European Parliament Votes to Adopt the Securitisation and CRR Amendment Regulations |
Cadwalader, Wickersham & Taft LLP |
| Oct 26 2017 |
Valid Reasons May Exist For Reincorporating In Delaware, But This Isn’t One Of Them |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 25 2017 |
SEC Approves New Standards for Independent Auditors |
Ballard Spahr LLP |
| Oct 23 2017 |
S.D. Fla. Refuses To Dismiss SOX and Dodd-Frank Whistleblower Claims |
Proskauer Rose LLP |
| Oct 23 2017 |
SEC Proposes Amendments to Modernize and Simplify Regulation S-K |
Foley & Lardner LLP |
