| Dec 6 2017 |
SEC Approves NYSE Proposed Rule Change Requiring a Delay in Release of End-Of-Day Material News |
Jones Walker LLP |
| Dec 6 2017 |
The SEC’s Cyber Specialty Unit Strikes With Its First Case |
Faegre Drinker |
| Dec 6 2017 |
Open Market Escrow Bidding – Some Thoughts from Bidding Experts (Not Us – The Real Experts) |
Squire Patton Boggs (US) LLP |
| Dec 5 2017 |
SEC Awards More Than $4.1 Million to Whistleblower Despite a Finding that Whistleblower Unreasonably Delayed Reporting Misconduct |
Faegre Drinker |
| Dec 5 2017 |
SEC Awards Over $16 Million to Two Whistleblowers |
Proskauer Rose LLP |
| Dec 5 2017 |
Of Touting, Tweets and Advertising |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 1 2017 |
SEC Division of Corporation Finance Issues New C&DI on Safeguards for Electronic Delivery of Information under Rule 701 |
Katten |
| Dec 1 2017 |
Bitcoin Prices Continue Volatile Surge Despite Increasing Regulatory Scrutiny |
Faegre Drinker |
| Dec 1 2017 |
The SEC Changes Course on its Defense of ALJs |
Squire Patton Boggs (US) LLP |
| Nov 30 2017 |
Third Class Action for Tezos ICO |
Proskauer Rose LLP |
| Nov 30 2017 |
The Numbers Don’t Lie: The SEC Pursues a More Streamlined Enforcement Agenda |
Sheppard, Mullin, Richter & Hampton LLP |
| Nov 30 2017 |
ASIC Changes To Licence Processing Timelines And Fee Regime |
K&L Gates LLP |
| Nov 29 2017 |
SCOTUS to decide: Who is a Protected “Whistleblower” Under Dodd-Frank? |
Squire Patton Boggs (US) LLP |
| Nov 29 2017 |
CEO Pay Ratio: It’s Not Too Late to Calculate! |
Epstein Becker & Green, P.C. |
| Nov 29 2017 |
Proskauer Private Investment Funds Group Releases Annual Review and Outlook |
Proskauer Rose LLP |
| Nov 28 2017 |
Anti-Bribery Compliance Meets Permits, Approvals and Licences in India |
Foley & Lardner LLP |
| Nov 28 2017 |
MAS Releases "A Guide to Digital Token Offerings" |
K&L Gates LLP |
| Nov 26 2017 |
CFTC Whistleblower Program Off to a Slow Start |
Zuckerman Law |
| Nov 22 2017 |
Does ISS’ Voting Recommendations Reflect Analysis Or Consensus? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 21 2017 |
Second Circuit Affirms Class Certification Holding that Direct Evidence of Price Impact is Not Always Necessary to Demonstrate Market Efficiency |
Sheppard, Mullin, Richter & Hampton LLP |
| Nov 21 2017 |
FAIR Act Expands Safe Harbor for ETF Research Reports Published |
Vedder Price |
| Nov 20 2017 |
IDC Calls on SEC Division of Investment Management Director Dalia Blass to Modernize Fund Directors’ Regulatory Responsibilities |
Vedder Price |
| Nov 20 2017 |
SEC Proposes Rules to Implement FAST Act Mandate |
Vedder Price |
| Nov 20 2017 |
SEC Staff Denies Request for No-Action Relief Concerning Allocation of Certain Fund of Fund Operating Expenses to Underlying Funds in the Same Fund Family |
Vedder Price |
| Nov 20 2017 |
Division of Trading and Markets Staff Provides No-Action Assurance Concerning MiFID II-Compliant Research Payments and Section 28(e)’s Safe Harbor |
Vedder Price |
| Nov 20 2017 |
Division of Investment Management Staff Issues No-Action Letter Permitting Aggregation of Client Orders for Securities Transactions Subject to MiFID II |
Vedder Price |
| Nov 20 2017 |
SEC Staff Issues No-Action Letters to Facilitate Cross-Border Compliance with the Research “Unbundling” Provisions of the European Union’s MiFID II |
Vedder Price |
| Nov 20 2017 |
M&A Update: SEC Issues Guidance on Issuers’ Ability to Exclude Shareholder Proposals under Rule 14a-8 |
Cadwalader, Wickersham & Taft LLP |
| Nov 18 2017 |
ESMA Highlights ICO Risks |
Katten |
| Nov 17 2017 |
SEC Enforcement Division Issues Report on Priorities and Fiscal Year 2017 Results |
Katten |
| Nov 17 2017 |
Ex-Executives Move to Compel Law Firm to Produce Notes from Internal Investigation |
Faegre Drinker |
| Nov 16 2017 |
SEC Releases FY 2017 Enforcement Results: Maintaining Focus on Individual Accountability and Investment Advisers |
Proskauer Rose LLP |
| Nov 16 2017 |
Annual Report Reveals SEC Whistleblower Program’s Bright Future: Hundreds of Millions in Whistleblower Awards Coming Soon |
Zuckerman Law |
| Nov 14 2017 |
SEC Chairman Jay Clayton’s Remarks on ICOs |
Proskauer Rose LLP |
| Nov 14 2017 |
Judge Rules Internal Affairs Doctrine Governs California Insider Trading Statute |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
