| Jan 23 2024 |
Judge Rakoff puts the Ripple Party on Ice as the Crypto Community and SEC Ponder their Next Moves |
Mintz |
| Jan 23 2024 |
Competing Precedent in the SDNY Suggests Continued Uncertainty for Crypto Assets in 2024 |
Mintz |
| Jan 23 2024 |
SEC’s New Cybersecurity Disclosure Rules |
Wilson Elser Moskowitz Edelman & Dicker LLP |
| Jan 23 2024 |
SEC’s Spring 2023 Rulemaking Agenda: Spotlight on Investment Advisers, Broker-Dealers and Certain Funds |
Katten |
| Jan 23 2024 |
SEC Regulatory Update: Fall 2023 Rulemaking Agenda Published |
Katten |
| Jan 23 2024 |
SEC Staff Publishes FAQs on Tailored Shareholder Reports |
K&L Gates LLP |
| Jan 22 2024 |
5 Trends to Watch: 2024 Capital Markets |
Greenberg Traurig, LLP |
| Jan 19 2024 |
For Limited Use Only: Guidance on National Security Delay Determinations under the SEC Cyber Reporting Rule |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 18 2024 |
Redefining the Cybersecurity Paradigm: CISOs and Boards in the Wake of Regulatory Shakeups |
Bradley Arant Boult Cummings LLP |
| Jan 17 2024 |
US Asset Management Regulatory Year in Review 2023 [Podcast] |
K&L Gates LLP |
| Jan 17 2024 |
SEC’s $18 Million Sanction Against JP Morgan Sends Strong Message about Silencing Whistleblowers |
Kohn, Kohn & Colapinto |
| Jan 17 2024 |
Corporate Transparency Act Requires Disclosure of Information Regarding Beneficial Owners to FinCEN |
Wilson Elser Moskowitz Edelman & Dicker LLP |
| Jan 17 2024 |
SDNY’s Whistleblower Pilot Program: Clarity for Individuals Could Cost Companies |
Cadwalader, Wickersham & Taft LLP |
| Jan 17 2024 |
Neither a Borrower Nor a Lender Be! |
Katten |
| Jan 16 2024 |
SEC Approves 11 Bitcoin Spot ETFs |
Hunton Andrews Kurth |
| Jan 16 2024 |
FBI and DOJ Issue Guidance on SEC Incident Reporting Delay Requests |
Squire Patton Boggs (US) LLP |
| Jan 16 2024 |
SEC Approves Exchange Listing Applications for Spot Bitcoin ETPs |
Proskauer Rose LLP |
| Jan 16 2024 |
Is An Option Exercise Non Bis In Idem? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 12 2024 |
SEC Approves Spot Bitcoin ETFs But Gensler Still Disapproves of Crypto |
Mintz |
| Jan 12 2024 |
New Disclosure Requirements for Your Form 10-K |
K&L Gates LLP |
| Jan 12 2024 |
Blockchain+ Bi-Weekly January 12, 2024 |
Polsinelli PC |
| Jan 12 2024 |
Regulatory Update and Recent SEC Actions 2024 |
Blank Rome LLP |
| Jan 12 2024 |
SFC Circular on Intermediaries Engaging in Tokenized Securities Activities (Part 2) |
K&L Gates LLP |
| Jan 11 2024 |
SEC’s Hacked X Account Leads to Tumultuous Bitcoin Market |
Robinson & Cole LLP |
| Jan 11 2024 |
2024: The Year of the Spot Bitcoin ETP |
K&L Gates LLP |
| Jan 11 2024 |
SEC Greenlights Bitcoin ETFs: What Happened and What It Portends |
Foley & Lardner LLP |
| Jan 11 2024 |
Bitcoin for Investment Advisers – Integrating Bitcoin into Client Portfolios |
Stark & Stark |
| Jan 11 2024 |
How the SEC’s New Clawback Rules Could Operate in Practice: A Hypothetical |
Barnes & Thornburg LLP |
| Jan 11 2024 |
Need a Whistleblower Lawyer in New York City? Here are 8 Factors to Keep in Mind |
Oberheiden P.C. |
| Jan 11 2024 |
Treasury Announces Renewed Push for Investment Adviser AML Rules in Q1 2024 |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 10 2024 |
2024 Regulatory Update for Investment Advisers |
Miller Canfield |
| Jan 10 2024 |
FTC Will Hold Informal Hearing on Fake Reviews Rule |
Hunton Andrews Kurth |
| Jan 9 2024 |
Treasury Announces Renewed Push for Investment Adviser AML Rules |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 8 2024 |
Missouri Court Denies Dismissal of SIFMA Challenge to Missouri’s Anti-ESG Rules for Financial Advisers |
Proskauer Rose LLP |
| Jan 8 2024 |
ELTIF 2.0 – What is the Latest on the Draft RTS? |
Proskauer Rose LLP |
