| Apr 12 2019 |
Highlights from SEC Speaks 2019 – Litigation and Enforcement Trends |
Vedder Price |
| Apr 12 2019 |
The SEC Speaks . . . and Cooperation is Key |
Faegre Drinker |
| Apr 12 2019 |
Despite Skepticism California's I-Bank Bill Moves Forward |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 12 2019 |
Fraud Claims Against Startup Founder Involving Secondary Market Sales Demonstrate SEC Focus on Privately-Held Companies |
Proskauer Rose LLP |
| Apr 9 2019 |
New York Federal Court Denies Motion to Dismiss Securities Class Action Against Digital Token Issuer ATBCOIN |
Squire Patton Boggs (US) LLP |
| Apr 8 2019 |
Sec Issues First Cryptocurrency No-Action Letter – Where’s the Action? |
Mitchell Silberberg & Knupp LLP |
| Apr 8 2019 |
Bridging the Week by Gary DeWaal: April 1 – 5 and April 8, 2019 (You Say Security, I Say Utility; Midtrial Acquittal) |
Katten |
| Apr 8 2019 |
District Court Holds SEC Cannot Use CEO’s Criminal Conviction to Establish Company’s Liability |
Faegre Drinker |
| Apr 8 2019 |
Illinois Supreme Court Rules Annuities Are Not Securities Under Illinois Securities Act |
Greenberg Traurig, LLP |
| Apr 7 2019 |
FCA and SEC Sign Updated Memoranda of Understanding |
Katten |
| Apr 5 2019 |
SEC Releases Framework for “Investment Contract” Analysis of Digital Assets |
Katten |
| Apr 5 2019 |
SEC Issues TurnKey Jet, Inc. No-Action Letter |
Katten |
| Apr 5 2019 |
ESMA Updates Q&As on the Application of the AIFMD |
Katten |
| Apr 5 2019 |
New Procedures for Mutual Fund and Insurance Product SEC Filings |
Carlton Fields |
| Apr 5 2019 |
Will The SEC's Framework Beget Blue Sky Blues For Digital Assets? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 4 2019 |
A Positive Step Forward or Much Ado About Nothing Yet Again? SEC FinHub Releases a “Framework for ‘Investment Contract’ Analysis of Digital Assets” and Historic No-Action Letter on Digital Assets for TurnKey Jet |
K&L Gates LLP |
| Apr 3 2019 |
A Summary of Certain Recent Enforcement and Non-Enforcement Actions |
Foley & Lardner LLP |
| Apr 3 2019 |
Israel Expresses Concerns Over Investment Fund Security Measures |
Sheppard, Mullin, Richter & Hampton LLP |
| Apr 2 2019 |
SEC Adopts Further Amendments to Modernize and Simplify Disclosure Requirements Pursuant to the FAST Act |
Jones Walker LLP |
| Apr 1 2019 |
Bridging the Weeks by Gary DeWaal: March 18 – 29 and April 1, 2019 (Programmer’s Trial; Trade Reporting Headaches; Food Giants Settle Manipulation Enforcement Action) |
Katten |
| Apr 1 2019 |
United States Supreme Court Holds That Knowing Dissemination of False Statements Made by Others Can Constitute Primary “Scheme Liability” In Violation of Rule 10b-5(a) and (c) |
Sheppard, Mullin, Richter & Hampton LLP |
| Apr 1 2019 |
SEC Adopts FAST Act Disclosure Simplification and Modernization Amendments |
ArentFox Schiff LLP |
| Apr 1 2019 |
SEC Awards $50 Million to Two Whistleblowers |
Proskauer Rose LLP |
| Mar 31 2019 |
FINRA Proposes Data Service for Corporate Bond New Issues |
Katten |
| Mar 30 2019 |
Two New Bitcoin ETF Proposals Pending as Cryptocurrency Markets Mature |
Proskauer Rose LLP |
| Mar 30 2019 |
Gladius Escapes Fines for Unregistered ICO after Self-Reporting to the SEC |
Proskauer Rose LLP |
| Mar 29 2019 |
FCA and PRA Publish Updates to the Temporary Permissions Regime |
Katten |
| Mar 29 2019 |
ESMA Updates Q&As on MiFID II and MiFIR Commodity Derivatives |
Katten |
| Mar 29 2019 |
Lorenzo v. Securities and Exchange Commission: "Maker" or "Messenger"? It Doesn't Matter |
Bracewell LLP |
| Mar 29 2019 |
ESMA Publishes Statement on Preparations Regarding Clearing and Settlement for a No-Deal Brexit |
Katten |
| Mar 29 2019 |
“Nanny” Government Rebuffed in Prosecution of Former Barclays Trader |
Sheppard, Mullin, Richter & Hampton LLP |
| Mar 29 2019 |
Insider Guessing Can Still Land You in Jail |
Ward and Smith, P.A. |
| Mar 29 2019 |
SEC Modernizes and Simplifies Disclosure Requirements |
Foley & Lardner LLP |
| Mar 29 2019 |
Supreme Court Holds that Persons Who Do Not “Make” Misstatements Can Nevertheless Be Liable for Other Securities-Fraud Violations |
Proskauer Rose LLP |
| Mar 28 2019 |
SEC Adopts Amendments To Modernize And Simplify Disclosure Requirements |
Barnes & Thornburg LLP |
