| Aug 26 2019 |
Weekly IRS Roundup August 19 – 23, 2019 |
McDermott Will & Schulte LLP |
| Aug 26 2019 |
SEC Issues Proposed Regulations that Aim to Modernize and Streamline Disclosures Required Under Regulation S-K |
ArentFox Schiff LLP |
| Aug 23 2019 |
Volcker 2.0 |
Cadwalader, Wickersham & Taft LLP |
| Aug 23 2019 |
SEC Announced Charges for Regulation FD Violations |
Katten |
| Aug 23 2019 |
SEC Issues New Guidance Regarding Proxy Voting Responsibility of Investment Advisers and the Applicability of Proxy Rules to Proxy Voting Advice |
Katten |
| Aug 23 2019 |
SEC Division of Corporation Finance Issues C&DIs Regarding Inline XBRL |
Katten |
| Aug 23 2019 |
ASIC Releases Draft Whistleblower Policy Guide |
K&L Gates LLP |
| Aug 22 2019 |
SEC Proposes to Amend Disclosure Rules Regarding Business Description, Legal Proceedings, and Risk Factors |
Jones Walker LLP |
| Aug 22 2019 |
Initial Coin Offerings (ICOs) on SEC’s Radar |
Robinson & Cole LLP |
| Aug 22 2019 |
Can The Secretary Of State Refuse To Enforce California's Board Gender Quota Law? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 20 2019 |
Fifth Circuit Affirms Enron Broker Not Liable to Employee Stock Option Holders for False or Withheld Information |
Sheppard, Mullin, Richter & Hampton LLP |
| Aug 20 2019 |
SEC Signals New Phase of Regulation FD Enforcement |
Ballard Spahr LLP |
| Aug 20 2019 |
SEC Continues Efforts to Modernize Disclosure Documents |
Polsinelli PC |
| Aug 20 2019 |
What Does The DBO Regulate? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 19 2019 |
BitBlog Weekly Summary: Kik Kicks Back and the SEC continues its enforcement campaign against ICOs |
Polsinelli PC |
| Aug 19 2019 |
What is the Statute of Limitations for SEC Whistleblower Reward Cases? |
Zuckerman Law |
| Aug 19 2019 |
REG BI, FORM CRS: The TARDIS of Disclosure Requirements |
Faegre Drinker |
| Aug 16 2019 |
European Commission Publishes Communication on Its Equivalence Policy With Non-EU Countries |
Katten |
| Aug 16 2019 |
SEC Proposes to Modernize Business, Legal Proceedings and Risk Factor Disclosures Required by Regulation S-K |
Katten |
| Aug 16 2019 |
Qualifying Assets Under Investment Company Act Section 3(c)(5)(C) Mortgage Exemption |
Greenberg Traurig, LLP |
| Aug 15 2019 |
SEC Proposes to Modernize, Improve, and Simplify Disclosure Framework Under Regulation S-K |
Ballard Spahr LLP |
| Aug 15 2019 |
Judge Rakoff Unseals Documents in Petrobras Securities Class Action To Allow Use in Foreign Arbitration, Bypassing Traditional Requirements of 28 U.S.C. § 1782 |
Mintz |
| Aug 15 2019 |
New York Commercial Division Justices Provide Dueling Approaches to Discovery Stays in State Court Securities Litigation |
Sheppard, Mullin, Richter & Hampton LLP |
| Aug 15 2019 |
How New York Department of Financial Service’s New Research and Innovation Division Can Improve Cryptocurrency and Technology Regulations |
Foley & Lardner LLP |
| Aug 14 2019 |
Commercial Division Justices Provide Dueling Approaches to Discovery Stays in State Court Securities Litigation |
Sheppard, Mullin, Richter & Hampton LLP |
| Aug 14 2019 |
SEC Proposes to Amend Disclosure Rules Regarding Business Description, Legal Proceedings, and Risk Factors |
Bracewell LLP |
| Aug 14 2019 |
SEC Proposes Amendments to Modernize Items 101, 103, and 105 of Regulation S-K |
Womble Bond Dickinson (US) LLP |
| Aug 12 2019 |
Bridging the Week by Gary DeWaal: August 5 - 9, and August 12, 2019 (Securities or Not; Swap Dealer Misleading Information; Market Abuse) |
Katten |
| Aug 12 2019 |
SEC Division of Corporate Finance Issues Second No-Action Letter for a Blockchain Token Issuance |
McDermott Will & Schulte LLP |
| Aug 9 2019 |
BitBlog Weekly Summary: Regulatory Activity in the Digital Asset Space |
Polsinelli PC |
| Aug 9 2019 |
FINRA Issues Regulatory Notice Reminding Members of the SEC’s Adoption of a Best Interest Standard of Conduct |
Katten |
| Aug 9 2019 |
Will Director/Shareholders Always Be Liable To Repay Unlawful Dividends? |
Squire Patton Boggs (US) LLP |
| Aug 9 2019 |
The CSL And Foreign Subsidiaries |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 8 2019 |
Possible Changes for FINRA’s Restricted Person and Spinning Provisions |
Bracewell LLP |
| Aug 7 2019 |
Parents, Subsidiaries And Section 2115 |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
