| Feb 11 2020 |
SEC Issues New MD&A Guidance and Proposes to Amend Disclosure Rules Regarding Selected Financial Data, Supplementary Financial Data, and MD&A |
Bracewell LLP |
| Feb 11 2020 |
2020 Annual Compliance Obligation Reminders |
Vedder Price |
| Feb 11 2020 |
Blockchain Litigation Year In Review (Part 2): Lessons From 2019 And What’s Ahead For 2020 |
Polsinelli PC |
| Feb 11 2020 |
Legislator Proposes Treble Damages And Unilateral Attorneys' Fee For Securities Claims |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Feb 10 2020 |
Blockchain Litigation Year in Review (Part 1): Lessons From 2019 And What’s Ahead For 2020 |
Polsinelli PC |
| Feb 10 2020 |
The SEC’s Most Detailed Cybersecurity Guidance to Date |
Faegre Drinker |
| Feb 10 2020 |
Massachusetts Securities Division Expands Jurisdiction to Non-Securities |
Mintz |
| Feb 10 2020 |
New Developments: An Excerpt from Securities Class Action Filings—2019 Year in Review |
Cornerstone Research |
| Feb 10 2020 |
Proposed Changes to the Volcker Rule |
Polsinelli PC |
| Feb 10 2020 |
2019 Year in Review: Securities Litigation and Enforcement |
Cadwalader, Wickersham & Taft LLP |
| Feb 10 2020 |
Brussels Regulatory Brief: January 2020 |
K&L Gates LLP |
| Feb 10 2020 |
Bridging the Week by Gary DeWaal: February 3 to 7, and February 10, 2020 (Potential Crypto Certainty; Market Disruption; ADRs; Block Trades) |
Katten |
| Feb 8 2020 |
New Rate for Fees Paid Under Section 31 of the Exchange Act |
Katten |
| Feb 8 2020 |
Round and Round – Will 2020 Bring the End to Inconsistent Anti-Rebating Prohibitions? |
Carlton Fields |
| Feb 7 2020 |
SEC’s Proposed Amendments to Financial Disclosure Requirements in Regulation S-K and New Guidance on Metrics in MD&A |
Robinson & Cole LLP |
| Feb 7 2020 |
Bridging the Weeks by Gary DeWaal: December 23, 2019, to January 10, 2020, and January 13, 2020 (Examination Priorities; Slow Down, You Move Too Fast; Disruptive Trading) |
Katten |
| Feb 7 2020 |
SEC Proposes Amendments to Financial Disclosure in Regulation S-K and Issues New Guidance |
Katten |
| Feb 7 2020 |
SEC Examiners Release Cyber Observations: What You Need To Know |
Bracewell LLP |
| Feb 7 2020 |
OCIE Publishes Cybersecurity and Resiliency Observations |
Proskauer Rose LLP |
| Feb 7 2020 |
FSOC: “Too Big to Fail” Has Failed |
Carlton Fields |
| Feb 6 2020 |
SEC Proposes Amendments to, and Issues Interpretive Guidance on, Key Financial Disclosure Requirements; Chairman Clayton Issues Related Public Statement |
Womble Bond Dickinson (US) LLP |
| Feb 6 2020 |
Bridging the Week by Gary DeWaal: January 13 to 17, and January 20, 2020 (Spoofing; Compliance Officer Fined and Banned; Security or Virtual Currency? |
Katten |
| Feb 5 2020 |
Best Interest Standard of Care for Advisors #24 |
Faegre Drinker |
| Feb 5 2020 |
SEC Proposes Expanding “Accredited Investor” and “Qualified Institutional Buyer” Definitions |
Mintz |
| Feb 4 2020 |
SEC Issues MD&A Disclosure Guidance and Proposes Amendments to Modernize and Enhance MD&A Financial Disclosures |
Greenberg Traurig, LLP |
| Feb 4 2020 |
Bridging the Week by Gary DeWaal: January 27 to 31 and February 3, 2020 (More Hedge Exemptions; FCM Liability for Omnibus Client; Cybersecurity) |
Katten |
| Feb 4 2020 |
Are Industry Comments The Only Comments That Matter? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Feb 3 2020 |
California State Court Declines to Expand Standing for Claims Under 1933 Act |
Sheppard, Mullin, Richter & Hampton LLP |
| Feb 3 2020 |
Enhancing the “Access” in Accessibility to Private Capital: SEC Proposes Expanded Definition of “Accredited Investor” Under Regulation D |
Jones Walker LLP |
| Feb 3 2020 |
Key Trends in Federal Filings: An Excerpt from Securities Class Action Filings—2019 Year in Review |
Cornerstone Research |
| Jan 31 2020 |
Federal Reserve Adopts Revamped Standards for Determinations of Bank Control |
Katten |
| Jan 31 2020 |
NFA’s Swaps Proficiency Requirements Effective and Available Online |
Katten |
| Jan 31 2020 |
SEC Proposes Expanding Access to Private Funds |
Vedder Price |
| Jan 31 2020 |
SEC Designates Decision Deadline for Proposed Off-Floor Position Transfer Rule Changes |
Katten |
| Jan 31 2020 |
OCIE Provides Observations on Cybersecurity and Operational Resiliency Best Practices |
Katten |
