| Mar 19 2020 |
SEC Amends Definitions of “Accelerated Filer” and “Large Accelerated Filer” and Provides Relief to Small Issuers from Auditor Attestation Requirements |
Sheppard, Mullin, Richter & Hampton LLP |
| Mar 18 2020 |
SEC Extends Regulatory Relief for Funds and Advisers Impacted by Coronavirus |
Godfrey & Kahn S.C. |
| Mar 18 2020 |
Impacts of Covid-19 on Closing M&A Transactions |
Sheppard, Mullin, Richter & Hampton LLP |
| Mar 18 2020 |
Best Interest Standard of Care for Advisors #28 |
Faegre Drinker |
| Mar 18 2020 |
When is a Cross-Trade a Principal Trade? SEC Brings Enforcement Action Against a Fund Manager That Appears not to Have Understood |
Proskauer Rose LLP |
| Mar 18 2020 |
A Problem Of Disgorgement |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Mar 17 2020 |
Exempt Offering Framework Amendment Proposal |
Greenberg Traurig, LLP |
| Mar 17 2020 |
SEC Guidance for Annual Shareholders Meetings Affected by COVID-19 |
Mintz |
| Mar 17 2020 |
COVID-19 Update – Limited Form ADV & Form PF Filing Relief |
Vedder Price |
| Mar 16 2020 |
SEC Issues New Exemptive Order in Response to COVID-19 |
Vedder Price |
| Mar 16 2020 |
The Case Of The Insufficient Majority |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Mar 13 2020 |
Securities Law: COVID-19 Risk Factor Disclosures in ASC Offerings |
McDermott Will & Schulte LLP |
| Mar 13 2020 |
Managing the Commercial Impact of the Coronavirus: Impacts on the Corporate & Securities Landscape, Including M&A and Public Company Reporting Considerations |
Foley & Lardner LLP |
| Mar 13 2020 |
SEC Adopts New Variable Contract Summary Prospectus Rule |
Vedder Price |
| Mar 13 2020 |
Breaking Bad At Board Meetings |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Mar 13 2020 |
SEC Settles Charges Against Enigma MPC for its Unregistered ICO |
Proskauer Rose LLP |
| Mar 11 2020 |
A Reminder that the SEC Requires Disclosure of Rating Changes and Financial Obligation |
Dinsmore & Shohl LLP |
| Mar 11 2020 |
SEC Proposes to Update “Accredited Investor” Definition |
Winstead |
| Mar 11 2020 |
DBO Expansion Plans To Be Aired On April Fools' Day |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Mar 10 2020 |
SEC Proposal to Modernize Financial Disclosure Requirements in Regulation S-K |
Sheppard, Mullin, Richter & Hampton LLP |
| Mar 10 2020 |
SEC Requests Industry Comments on Fund Names |
Faegre Drinker |
| Mar 10 2020 |
No Blue Sky For Almost A Half Century |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Mar 9 2020 |
COVID-19: Evaluating the Need for In-Person Fund Board Meetings and Other Considerations for U.S. Asset Managers |
K&L Gates LLP |
| Mar 9 2020 |
We Now Know That "Knowing" Requires Knowledge |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Mar 7 2020 |
Coronavirus and Considerations for Publicly Traded Companies |
Sheppard, Mullin, Richter & Hampton LLP |
| Mar 6 2020 |
SEC’s Conditional Regulatory Relief for Companies Affected by the Coronavirus (COVID-19) |
Robinson & Cole LLP |
| Mar 6 2020 |
SEC Proposes Rule Changes to Harmonize and Simplify Offering Exemptions |
Katten |
| Mar 6 2020 |
SEC Proposes Rule Changes that Will Enable Entrepreneurs to Raise More Capital at Lower Costs |
Mitchell Silberberg & Knupp LLP |
| Mar 6 2020 |
SEC Amends Disclosure Rules for Registered Debt Offerings |
Katten |
| Mar 5 2020 |
SEC Provides Conditional Relief from Filing Deadlines and Mailing Obligations as a Result of Coronavirus (COVID-19) |
Mintz |
| Mar 4 2020 |
In Enforcement Action, SEC Underscores Heightened Scrutiny of KPIs in MD&A Reporting |
Faegre Drinker |
| Mar 4 2020 |
BitBlog Bi-Weekly Update |
Polsinelli PC |
| Mar 4 2020 |
A Taxonomy Of Issuer And Nonissuer Transacations |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Mar 3 2020 |
Under Siege from the SEC, Steven Seagal Ponies Up to Settle Charges for Promoting an Initial Coin Offering |
Faegre Drinker |
| Mar 3 2020 |
Massachusetts Securities Division Rolls Out Final Version of Fiduciary Duty Rule |
Mintz |
