Securities SEC

Published between:
Published Title Organization
May
29
2020
 SEC Issues Relief for Investment Companies in Response to COVID-19 Greenberg Traurig, LLP
May
29
2020
 TALF 2.0 FAQs Round Two: Questions Answered K&L Gates LLP
May
29
2020
 Federal Judge Confirms That Syndicated Loans Are Not Securities Womble Bond Dickinson (US) LLP
May
29
2020
 SEC Amends CAT NMS Plan Katten
May
29
2020
 LIBOR Transition Best Practices Statement Issued by ARRC Katten
May
29
2020
 COVID-19: Voluntary COVID-19 Disclosures -- Time to Share Your Approach With the Marketplace? K&L Gates LLP
May
29
2020
 ESMA Clarifies Reporting of Repos With EU Central Banks Under MiFIR Katten
May
29
2020
 Delaware Supreme Court Holds Federal Forum Provisions Valid Barnes & Thornburg LLP
May
29
2020
 Board Oversight of Human Capital Management No Longer a Nice-to-Have for Smaller Public Companies Mintz
May
29
2020
 SEC Staff Shows New Openness to Closed-End Fund Defenses K&L Gates LLP
May
29
2020
 FINRA Amends Rules Related to Membership Application Program to Promote Payment of Arbitration Awards and Issues Regulatory Notice on Sales Practice Obligations With Respect to Oil-Linked Exchange-Traded Products Katten
May
29
2020
 FINRA Requests Comments on Security-Based Swaps Katten
May
29
2020
 LIBOR Transition – Issue 5 Greenberg Traurig, LLP
May
29
2020
 5 Ways that Experienced SEC Whistleblower Law Firms Can Effectively Advocate for Whistleblowers Zuckerman Law
May
29
2020
 SEC Simplifies Financial Disclosures for Acquisitions and Dispositions Womble Bond Dickinson (US) LLP
May
29
2020
 Nevada Rejects Fiduciary Exception To Attorney-Client Privilege Allen Matkins Leck Gamble Mallory & Natsis LLP
May
28
2020
 SEC Issues Fair Value Proposal Greenberg Traurig, LLP
May
28
2020
 U.S. Commodity Futures Trading Commission Issues New Guidance On Civil Penalties Barnes & Thornburg LLP
May
28
2020
 Corporate Scienter Requires Link Between Employees with Knowledge and the Alleged Misstatements Proskauer Rose LLP
May
28
2020
 Update: NASDAQ Temporarily Delays Implementation of Accelerated Delisting Rules During COVID-19 Pandemic Jones Walker LLP
May
28
2020
 SEC Updates Disclosure Rules for Business Acquisitions and Dispositions Godfrey & Kahn S.C.
May
28
2020
 While Creative, This Bill Will Not Be An Effective Way To Enforce Unpaid Wage Claims Allen Matkins Leck Gamble Mallory & Natsis LLP
May
27
2020
 SEC Adopts Comprehensive Changes to “Significance” Tests and Financial Disclosure Requirements of Acquired and Disposed Businesses Sheppard, Mullin, Richter & Hampton LLP
May
27
2020
 SEC Proposes New Fair Valuation Framework for Registered Funds Vedder Price
May
27
2020
 Continuing Disclosure Amid the COVID-19 Pandemic Dinsmore & Shohl LLP
May
27
2020
 Agricultural Price Manipulation and the CFTC Whistleblower Program Zuckerman Law
May
27
2020
 COVID-19 Update: Updated FAQs and MLSA Released by the Federal Reserve Provides Additional Details on Eligible ABS, Eligible Borrowers and Financing Terms under TALF Cadwalader, Wickersham & Taft LLP
May
27
2020
 DBO "Issues" Private Placement Alert Allen Matkins Leck Gamble Mallory & Natsis LLP
May
27
2020
 Second Circuit Holds That Investors Who Delegate Discretionary Authority to Investment Advisors are not Members of a “Group” for Purposes of Section 16(b) Liability Sheppard, Mullin, Richter & Hampton LLP
May
26
2020
 Remote Only Shareholder Meetings Now Permitted During a State of Emergency Under the Amended New Jersey Business Corporation Act Giordano, Halleran & Ciesla, P.C.
May
23
2020
 Court of Chancery Decides Motions to Dismiss, Motion for Summary Judgment, and Motion for Judgment on The Pleadings when Plaintiff Sues Stockholders and Directors of The Company He Founded K&L Gates LLP
May
22
2020
 SEC Adopts Amendments to Improve Financial Disclosures related to Acquisitions and Dispositions of Businesses, Update “Significant Subsidiary” Test Bracewell LLP
May
22
2020
 NYSE Provides Temporary Relief From Shareholder Approval Requirements Due to COVID-19 Katten
May
21
2020
 CFTC Releases New Guidance Regarding Civil Monetary Penalties Faegre Drinker
May
21
2020
 NYSE Provides Additional Temporary Relief from Shareholder Approval Requirements during COVID-19 Pandemic Jones Walker LLP
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