| Jul 17 2020 |
ESMA Publishes Reports on MiFID II/MiFIR Transparency Regime & SFTR and EU CCPs Updates |
Katten |
| Jul 16 2020 |
28 U.S.C. §1782(a): Second Circuit Reinforces Appeals Court Split Concerning Applicability to Private Commercial Arbitrations |
Mintz |
| Jul 16 2020 |
Volcker Rule Amendments: Implications for Asset Managers |
Proskauer Rose LLP |
| Jul 16 2020 |
An Excerpt from Tech Company Securities Class Action Filings and Settlements—2015–Q1 2020 Review and Analysis: Number of Federal and State Filings |
Cornerstone Research |
| Jul 15 2020 |
Appellate Court Greenlights NYAG’s Bitfinex Investigation |
Hunton Andrews Kurth |
| Jul 15 2020 |
DOJ and SEC Update FCPA Resource Guide for 2020 – What’s New and What Does It Mean? |
Cadwalader, Wickersham & Taft LLP |
| Jul 15 2020 |
Securities Class Action Filings Involving Technology Companies Are on the Rise |
Cornerstone Research |
| Jul 15 2020 |
SEC Issues Warning for Advisors and Broker-Dealers on Increased Ransomware Attacks |
Robinson & Cole LLP |
| Jul 15 2020 |
SEC Whistleblower Awarded $3.8 Million for Contributions to Successful Enforcement Action |
Kohn, Kohn & Colapinto |
| Jul 15 2020 |
SEC Disclosure Issues for Publicly-Traded Retailers |
Hunton Andrews Kurth |
| Jul 15 2020 |
In This Case, A Wrongful Termination Does Not Render Repurchase Wrongful |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 15 2020 |
SEC Issues New MD&A Guidance Regarding COVID-19 |
Sheppard, Mullin, Richter & Hampton LLP |
| Jul 14 2020 |
Securities and Exchange Commission Proposes Amendments to Form 13F for Institutional Investment Managers |
Faegre Drinker |
| Jul 14 2020 |
Questions and Notes for the Second Quarter Earnings Season |
Jones Walker LLP |
| Jul 14 2020 |
From the Edge: Episode 2 [Video Podcast] |
Mintz |
| Jul 14 2020 |
SEC Hosts Roundtable to Discuss Risks Associated With U.S.-Listed Chinese Companies |
Barnes & Thornburg LLP |
| Jul 13 2020 |
SEC Proposes Increasing the 13F Threshold to $3.5 billion |
Proskauer Rose LLP |
| Jul 13 2020 |
Delaware Supreme Court Upholds Exclusive Federal Forum Selection Provisions |
Polsinelli PC |
| Jul 13 2020 |
Some Strings Attached: Main Street Lending Program And Private Company M&A |
Sheppard, Mullin, Richter & Hampton LLP |
| Jul 13 2020 |
The Second Edition of the FCPA Resource Guide: Focusing on Due Diligence, Cooperation, and Compliance Programs |
K&L Gates LLP |
| Jul 13 2020 |
Maybe the FTC Can’t Take That to the Bank: The Supreme Court’s Decision in Liu v. SEC and Its Implications for the FTC’s Ability to Seek Equitable Monetary Relief |
Sheppard, Mullin, Richter & Hampton LLP |
| Jul 10 2020 |
ESMA Updates Aspects of MiFIR and MiFID II |
Katten |
| Jul 10 2020 |
SEC Adopts Amendments to Exemptive Applications Procedures |
Katten |
| Jul 10 2020 |
SEC Raises Filing Threshold of Rule 17h Reporting Requirements for Broker-Dealers |
Katten |
| Jul 10 2020 |
SEC Issues Final Rules on Registered Investment Company and Business Development Company Acquisition and Financial Statement Disclosure |
Proskauer Rose LLP |
| Jul 10 2020 |
NFA Issues Notice to Members Regarding Compliance Date for Swaps Proficiency Requirement |
Katten |
| Jul 10 2020 |
ARRC Publishes Additional LIBOR Replacement Materials |
Katten |
| Jul 10 2020 |
The SEC Makes Sweeping Changes to The M&A Financial Statement and Pro Forma Requirements |
Proskauer Rose LLP |
| Jul 10 2020 |
The SEC's New Disclosure Regime for Real Estate Acquisitions - A User's Guide for REITs |
Proskauer Rose LLP |
| Jul 10 2020 |
The DOJ and SEC Have Updated Their Foundational Foreign Corrupt Practices Act Resource |
Kohn, Kohn & Colapinto |
| Jul 9 2020 |
SEC Amends Financial Statement Requirements for Business Acquisitions and Dispositions |
McDermott Will & Schulte LLP |
| Jul 9 2020 |
When A Relationship Is Insufficient: Opting Out of the FX Antitrust Class Action Requires Clear Indication |
Mintz |
| Jul 8 2020 |
CFTC Withdraws Regulation AT and Proposes New Electronic Trading Risk Principles |
Faegre Drinker |
| Jul 8 2020 |
Court Rules Rights To Timeshare Vacation Points Are Not Securities |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 7 2020 |
Interplay of Main Street Lending Program Documents: the Rights and Role of the Main Street |
Sheppard, Mullin, Richter & Hampton LLP |
