| Sep 9 2020 |
California Court Rules Federal Forum Bylaw Provision To Be "Procedurally unconscionable. Indeed, glaringly so." |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 9 2020 |
SEC Announces New Event and Emerging Risks Examination |
Vedder Price |
| Sep 9 2020 |
SEC Proposes Updated Form 13F Reporting Threshold for Institutional Investment Managers |
Vedder Price |
| Sep 9 2020 |
SEC Settles Charges against Two Advisers Relating to Misrepresentations to Clients about Payment for Order Flow Arrangements |
Vedder Price |
| Sep 8 2020 |
LIBOR Transition Efforts Continue Despite COVID-19 Impacts; Best Practices To Take Now |
Jones Walker LLP |
| Sep 8 2020 |
SEC Proposes Modernization of Fund Disclosure Regime |
Vedder Price |
| Sep 8 2020 |
SEC Amends Proxy Rules Relating to Proxy Voting Advice |
Vedder Price |
| Sep 8 2020 |
SEC Seeks to Increase the Security of the Data on the Consolidated Audit Trail National Market System |
Norris McLaughlin P.A. |
| Sep 8 2020 |
SEC Expands Accredited Investor Definition |
Steptoe & Johnson PLLC |
| Sep 8 2020 |
What's In A Name? A Lot Of Pain |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 4 2020 |
SEC Stays Implementation of New NYSE Direct Listing Rules |
Katten |
| Sep 3 2020 |
SEC Expands Definition of Accredited Investor |
Womble Bond Dickinson (US) LLP |
| Sep 3 2020 |
SEC Adopts Final Rules to Modernize Business, Legal Proceedings, and Risk Factor Disclosure |
Womble Bond Dickinson (US) LLP |
| Sep 3 2020 |
SEC Adopts Amendments to Expand Definition of Accredited Investor |
K&L Gates LLP |
| Sep 3 2020 |
SEC adopts amendments to modernize disclosures under Regulation S-K |
Godfrey & Kahn S.C. |
| Sep 3 2020 |
Automata - SEC Files Suit Against “Robotic” Cryptocurrency Multi-Level Marketing Scheme |
Polsinelli PC |
| Sep 2 2020 |
Potential Impacts of the Newly Expanded Definition of “Accredited Investor” |
Polsinelli PC |
| Sep 2 2020 |
SEC Announces Joint Whistleblower Award of $2.5 Million |
Kohn, Kohn & Colapinto |
| Sep 2 2020 |
Direct Listing on the New York Stock Exchange: “Undertaking” Underwriting |
Norris McLaughlin P.A. |
| Sep 2 2020 |
Enhancing the ‘Access’ in Accessibility to Private Capital (Part Deux): SEC Adopts Expanded Definition of ‘Accredited Investor’ |
Jones Walker LLP |
| Sep 2 2020 |
SEC Expands the Definition of Accredited Investor |
Godfrey & Kahn S.C. |
| Sep 2 2020 |
President’s Working Group Attempts to Increase Transparency in Chinese Investments |
Barnes & Thornburg LLP |
| Sep 1 2020 |
SEC Amends ‘Accredited Investor’ Definition Seeking To Expand Private Capital Raising |
Barnes & Thornburg LLP |
| Sep 1 2020 |
CFTC Enforcement Update: A Spoofing Record Breaker & More on “Insider Trading” |
Faegre Drinker |
| Sep 1 2020 |
SEC Cancels Vote on Whistleblower Rule Changes |
Kohn, Kohn & Colapinto |
| Sep 1 2020 |
SEC Amends Disclosure Rules Regarding Business Description, Legal Proceedings, and Risk Factors |
Jones Walker LLP |
| Sep 1 2020 |
Five Principles For Accurate and Reliable Portfolio Company Valuations |
Proskauer Rose LLP |
| Sep 1 2020 |
SEC Adopts a More Principles-Based Approach to Public Company Disclosure Requirements |
Proskauer Rose LLP |
| Sep 1 2020 |
Update: SEC Issues Final Rule Amending Accredited Investor Definition |
Varnum LLP |
| Aug 31 2020 |
Charles Ponzi Fans Abound - SEC Charges Maryland Cyrptocurrency Ponzi Scheme |
Polsinelli PC |
| Aug 31 2020 |
SEC Amends the ‘Accredited Investor’ Definition |
Greenberg Traurig, LLP |
| Aug 31 2020 |
Updated Rules and Definitions: SEC News August 31, 2020 |
Katten |
| Aug 31 2020 |
Another One Bites The Dust - SEC Charges Issuer and CEO in Fraudulent ICO |
Polsinelli PC |
| Aug 31 2020 |
FCA Publishes Newsletter on Market Conduct and Transaction Reporting Issues |
Katten |
| Aug 31 2020 |
SEC Adopts Expansion of “Accredited Investor” Definition |
Vedder Price |
