| Apr 29 2024 |
Supreme Court Holds that Pure Omissions are not Actionable Under Rule 10b-5(b) in MACQUARIE INFRASTRUCTURE CORP. v. MOAB PARTNERS, L. P. |
Stubbs Alderton & Markiles, LLP |
| Apr 29 2024 |
QPAM Exemption Amendment—Key Takeaways and Action Steps for Advisors and Other Stakeholders |
K&L Gates LLP |
| Apr 29 2024 |
Supreme Court Rejects 'Pure Omissions' Liability Under Rule 10b-5 |
Katten |
| Apr 26 2024 |
Complying with Rule 506(c): Investor Verification Methods Explained |
Winstead |
| Apr 26 2024 |
CFTC Taking Aim at Restrictive NDAs Which Impede Whistleblowing |
Kohn, Kohn & Colapinto |
| Apr 26 2024 |
China Draws Scrutiny as US Regulators Renew Anti-Bribery and Corruption Enforcement Focus |
McDermott Will & Emery |
| Apr 26 2024 |
ELTIF 2.0 – ESMA Responds to the EU Commission’s Proposed Amendments to the Draft RTS |
Proskauer Rose LLP |
| Apr 25 2024 |
Blockchain+ Bi-Weekly: Week of April 25, 2024 |
Polsinelli PC |
| Apr 23 2024 |
Three Things to Know About Cboe’s ETF Share Class Filing |
K&L Gates LLP |
| Apr 23 2024 |
Supreme Court Holds “Pure Omissions” Are Not Actionable Under Rule 10b-5(b) |
Sheppard, Mullin, Richter & Hampton LLP |
| Apr 23 2024 |
Sustainable Practices: How Law Firms Can Reduce Their Carbon Footprint |
IMS Legal Strategies |
| Apr 22 2024 |
Senators Introduce Stablecoin Bill |
Hunton Andrews Kurth |
| Apr 22 2024 |
Organizational Integrity Shorts: The Importance of Post-Investigation Activities |
Sheppard, Mullin, Richter & Hampton LLP |
| Apr 22 2024 |
Supreme Court Rules that MD&A Omission Does Not Give Rise to a Claim for Securities Fraud |
Hunton Andrews Kurth |
| Apr 22 2024 |
Compound Error: Bank Mishandles Customer Accounts and Then Makes it Worse |
Norris McLaughlin P.A. |
| Apr 19 2024 |
What Private Equity Firms Need to Know About the Ongoing SEC Investigation of “Off-Channel” Communications |
Sheppard, Mullin, Richter & Hampton LLP |
| Apr 19 2024 |
US Supreme Court Holds That Pure Omissions Are Not Actionable Under Federal Anti-Fraud Rule |
Bracewell LLP |
| Apr 18 2024 |
Regulatory Update and Recent SEC Actions April 2024 |
Blank Rome LLP |
| Apr 18 2024 |
Justice Department has Opportunity to Revolutionize its Enforcement Efforts with Whistleblower Program |
Kohn, Kohn & Colapinto |
| Apr 18 2024 |
SEC Stays Climate Disclosure Regulations in Response to Consolidated Eighth Circuit Challenges |
Katten |
| Apr 18 2024 |
SEC’s Enforcement Authority Over Crypto Asset Transactions Upheld (Again) in Case Against Coinbase |
Mintz |
| Apr 18 2024 |
SEC Risk Alert Offers Initial Observations on Compliance |
K&L Gates LLP |
| Apr 18 2024 |
Cybersecurity Continues to be a Focal Point for Regulators in 2024 |
Proskauer Rose LLP |
| Apr 17 2024 |
China’s Securities Regulatory Commission Proposes Increasing Patent Requirement for IPOs |
Schwegman, Lundberg & Woessner, P.A. |
| Apr 17 2024 |
Did the Supreme Court Just Invite Greenhushing? Not So Fast … |
Barnes & Thornburg LLP |
| Apr 16 2024 |
SEC Climate Disclosure Rule [Video] |
Bracewell LLP |
| Apr 16 2024 |
Supreme Court Narrows the Reach of Omission Liability Claims Under Section 10(b) of the Exchange Act |
Mintz |
| Apr 16 2024 |
Not Off the Hook: The SEC Addresses its Position on Exculpation And Indemnification For Private Fund Advisers |
Proskauer Rose LLP |
| Apr 16 2024 |
SEC Adopts Amendments to Modernize Internet Investment Adviser Registration Exemption |
Stark & Stark |
| Apr 16 2024 |
Five Investment Advisers Charged by SEC for Marketing Rule Violations |
Stark & Stark |
| Apr 16 2024 |
ESG-Australia: Consultation Material for the 5th Edition of the Corporate Governance Council Principles and Recommendations Released |
K&L Gates LLP |
| Apr 15 2024 |
Supreme Court Underscores Limited Applicability of Rule 10b-5(b) Omissions Claims |
Epstein Becker & Green, P.C. |
| Apr 15 2024 |
Marketing Rule Enforcement Remains Priority: SEC Charges Five Advisers for Marketing Rule Violations |
K&L Gates LLP |
| Apr 15 2024 |
Supreme Court Limits Shareholder Suits Based on "Pure Omissions" in Corporate Disclosures |
K&L Gates LLP |
| Apr 15 2024 |
Supreme Court Holds That Securities Fraud Statute Does Not Proscribe Pure Omissions |
Proskauer Rose LLP |
