Securities SEC

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Published Title Organization
Oct
17
2024
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: October 17, 2024 Polsinelli PC
Oct
17
2024
SEC Approves Nasdaq Rule Change on Reverse Stock Splits and Minimum Bid Price Compliance Timing Mintz
Oct
17
2024
Cooking the Books: CFTC Turns Up the Heat on Voluntary Carbon Market Fraudsters K&L Gates LLP
Oct
16
2024
Mass. Superior Court Finds No Right to a Chapter 93A Jury Trial in State Court, Concluding that Honest Mistakes and Negligence Do Not Trigger Chapter 93A Liability Greenberg Traurig, LLP
Oct
16
2024
Foreign Investment and National Security: Navigating Heightened Scrutiny of US, EU and UK Cross-Border Deals Katten
Oct
16
2024
The Murky Waters of Wash Trading Digital Assets – DOJ Charges 18 Individuals and Entities Mintz
Oct
15
2024
House ESG Oversight Focuses on Proxy Voting; Issuer Attention Is on CSRD K&L Gates LLP
Oct
14
2024
Crypto.com’s Mission to Seek Regulatory Clarity for Digital Assets K&L Gates LLP
Oct
11
2024
Bitnomial Exchange Sues SEC, Challenging Agency's Authority Over XRP Futures Katten
Oct
11
2024
Did The FBI Violate The Securities Laws By Directing The Creation Of A Crypto Asset That Was Offered And Sold To The Public? Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct
8
2024
Whistleblower Language in Separation Agreements Results in Large Settlements with SEC Bradley Arant Boult Cummings LLP
Oct
8
2024
SEC Brings Multiple Enforcement Actions Relating to Beneficial Ownership and Other Reporting Obligations Hunton Andrews Kurth
Oct
8
2024
CFTC, DOJ and SEC Announce Landmark Prosecutions Alleging Fraud in Connection with Voluntary Carbon Credits Bracewell LLP
Oct
8
2024
Keep it Real: The SEC Renews Warning About ‘Startup Culture’ Bracewell LLP
Oct
8
2024
Two Commissioners Fault Lack Of Transparency In SEC Whistleblower Awards Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct
7
2024
Relator, No More? Florida Federal Court Declares Qui Tam Provisions of False Claims Act Unconstitutional, with Potentially Broad Implications for Government Fraud Litigation Proskauer Rose LLP
Oct
7
2024
Regulatory Update and Recent SEC Actions October 2024 Blank Rome LLP
Oct
7
2024
Extra Credit Projects: SEC Settles Charges Against Carbon Offset Project Developer for US$250 Million Offering Fraud K&L Gates LLP
Oct
7
2024
Corporation Proposes Fixes To Defective Amendments Increasing The Authorized Number Of Shares And Changing Name Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct
4
2024
SEC Amends Schedule 13G Beneficial Ownership Reporting Deadlines McDermott Will & Emery
Oct
4
2024
SEC, ESG and Climate Enforcement: Gearing Up, Winding Down or Business As Usual? Barnes & Thornburg LLP
Oct
3
2024
German Implementation of the Corporate Sustainability Reporting Directive Squire Patton Boggs (US) LLP
Oct
1
2024
Energy & Sustainability Litigation Updates — October 2024 Mintz
Oct
1
2024
Revised Schedule 13g Filing Deadlines Effective as of September 30, 2024 – What You Need to Know Sheppard, Mullin, Richter & Hampton LLP
Oct
1
2024
Europe: New Irish Fast-Track Filing Process for Fund Name Changes To Comply With ESG-Related Rules K&L Gates LLP
Oct
1
2024
California Enacts New Requirements Related to Collection of Commercial Debt in Amounts Less Than $500,000 Katten
Oct
1
2024
Can AI Act With Scienter? Allen Matkins Leck Gamble Mallory & Natsis LLP
Sep
30
2024
New Schedule 13G Accelerated Filing Deadlines Effective Today, September 30, 2024 Mintz
Sep
30
2024
DOJ Updates Its Evaluation of Corporate Compliance Programs to Address New Technologies, Reinforce Promoting a “Speak Up” Culture, and Ensure Data Transparency Epstein Becker & Green, P.C.
Sep
30
2024
Expedited Schedule 13G Filing Updates Are Now in Effect K&L Gates LLP
Sep
27
2024
SEC Sanctions Investment Advisor $500,000 for Impeding Whistleblowing through NDAs Kohn, Kohn & Colapinto
Sep
27
2024
Minnesota Federal Court Says Greenwashing Claims Concerning Consumer Products Can Proceed Mintz
Sep
27
2024
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: September 27, 2024 Polsinelli PC
Sep
26
2024
SEC Continues Enforcement Program Targeting Late Beneficial Ownership Reports Proskauer Rose LLP
Sep
26
2024
OpenSeason: The SEC’s Enforcement Activity Threatens OpenSea and NFTs Nelson Mullins
 
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