Financial Institutions Banking

Published between:
Published Title Organization
Feb
5
2016
 FDIC Releases Paper on Cybersecurity Katten
Feb
5
2016
 NFA Issues Notice Regarding Swap Valuation Dispute Notices Katten
Feb
5
2016
 CFTC Approves Derivative Clearing Organization Registration Order for Eurex Clearing AG Katten
Feb
5
2016
 SEC Approves FINRA’s Funding Portal Rules Katten
Feb
5
2016
 FDIC Seeks Comment on Revised Deposit Insurance Assessment Rule Katten
Feb
5
2016
 CFPB Urges 25 Largest Banks To Do More To Create or Promote Deposit Accounts Katten
Feb
4
2016
 UK Jury Hands Prosecutors First Loss in LIBOR Trials Barnes & Thornburg LLP
Feb
3
2016
 Student Loan Bond Issues: New Hampshire Tale (Part 2) Squire Patton Boggs (US) LLP
Feb
3
2016
 Kane v. Think Finance and Possible Impacts on Marketplace Lending Morgan, Lewis & Bockius LLP
Feb
3
2016
 New York Court Certifies Classes in Petrobras Securities Litigation Proskauer Rose LLP
Feb
2
2016
 Preparation for 2015 Fiscal Year-End SEC Filings and 2016 Annual Shareholder Meetings Mintz
Feb
1
2016
 Goldman Sachs To Pay $5 Billion To Settle Mortgage-Backed Securities Fraud Claims Tycko & Zavareei LLP
Feb
1
2016
 January 2016: Compilation of Enforcement and Non-Enforcement Actions Foley & Lardner LLP
Feb
1
2016
 Regulatory And Litigation Hot Topics For Private Funds In 2016 Proskauer Rose LLP
Feb
1
2016
 Bridging the Week: January 25 – 29 and February 1, 2016 (Money Market Funds; Independent IBs; FERC Jurisdiction; Pre-Execution Communications) Katten
Feb
1
2016
 Tax-Writers Ponder Path Forward for 2016; U.S., EU Move Forward with BEPS Implementation Squire Patton Boggs (US) LLP
Feb
1
2016
 Puerto Rico, Fiduciary Rule At Front of Agenda; FSOC, OFR to Hold Fifth Annual Conference as SEC Considers Equity Market Structure Issues Squire Patton Boggs (US) LLP
Feb
1
2016
 Senate Continues Debate on Energy, as House Set to Move Several Financial Services Bills Squire Patton Boggs (US) LLP
Jan
31
2016
 HSR Notification Thresholds Increase for 2016: Hart-Scott-Rodino Antitrust Improvements Act Bracewell LLP
Jan
29
2016
 CFTC and German Regulators Sign Memorandum of Understanding Katten
Jan
29
2016
 FCA Clarifies Senior Managers Regime Expectations for Individuals With Overall Responsibility for Firm’s Legal Function Katten
Jan
29
2016
 CFPB Director’s Divisive View of RESPA Limitations Period Central to Ongoing UDAAP Action Foley & Lardner LLP
Jan
29
2016
 CFTC Approves Registration to 18 Swap Execution Facilities Katten
Jan
29
2016
 Hedge Fund Standards Board Publishes Findings From First Cyber-Attack Simulation Katten
Jan
28
2016
 SEC Proposed Rule 18f-4 Would Severely Restrict Use of Derivatives by Investment Companies Katten
Jan
28
2016
 SEC Staff Issues Guidance on Mutual Fund Distribution Arrangements Morgan, Lewis & Bockius LLP
Jan
28
2016
 Look Before You Leap – Pitfalls and Tripwires Inherent in Government Contracting Sheppard, Mullin, Richter & Hampton LLP
Jan
27
2016
 Poland Under Scrutiny in European Union Covington & Burling LLP
Jan
27
2016
 Bond Advisors Behaving Badly re: Tax-exempt Bonds Squire Patton Boggs (US) LLP
Jan
27
2016
 “The Beat Goes On!” Third Multi-Employer Pension Plan Seeks to Reduce Core Benefits Jackson Lewis P.C.
Jan
26
2016
 Hong Kong - Draft Bill on Open-Ended Fund Companies Gazetted Cadwalader, Wickersham & Taft LLP
Jan
26
2016
 Higher HSR Reporting Thresholds Effective February 25, 2016 Hunton Andrews Kurth
Jan
26
2016
 Tangled Web of “Service Providers”: One Example of How CFPB Finds Targets Dinsmore & Shohl LLP
Jan
26
2016
 Insider Trading Cartoon Series, Vol. V — Misappropriation Theory [VIDEO] Brooks, Pierce, McLendon, Humphrey & Leonard, LLP
Jan
25
2016
 Bridging the Week: January 18–22 and 25, 2016 (Manipulation; CFTC's Priorities; Misstating Fees and Valuation; Canada OTC Clearing; CFTC’s Finances) Katten
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