Financial Institutions Banking

Published between:
Published Title Organization
Feb
16
2016
 EU Policy Update - February 2016 re: Dutch Presidency and Brexit, Digital Single Market Policy, Energy and Environment Covington & Burling LLP
Feb
15
2016
 Foreign Correspondent Banking – The Good, The Bad and The Ugly Dinsmore & Shohl LLP
Feb
15
2016
 Wisconsin Real Estate: "AS-IS" Clause is Not Shield Against Misrepresentation von Briesen & Roper, s.c.
Feb
15
2016
 Bridging the Week: February 8–12 and 16, 2016 (Cross-Border Security Swaps; London Whale; Transatlantic Accord; Spoofing; MiFID II Delay; MF Global; Cybersecurity) [VIDEO] Katten
Feb
15
2016
 European Commission Proposes One-Year Extension for MiFID II Katten
Feb
14
2016
 European Commission Announces Action Plan Against Terrorism Financing and Changes to the Fourth AML Directive Katten
Feb
13
2016
 Japan Financial Services Agency Finalizes Amendments to the Article 63 Exemption Morgan, Lewis & Bockius LLP
Feb
13
2016
 UK FCA Publishes Policy Statement on the Implementation of UCITS V Katten
Feb
12
2016
 European Commission and CFTC Announce Harmonized Approach to CCPs Katten
Feb
12
2016
 Change to the No-Action Relief Regarding Definition of “Ready Market” With Regard to Foreign Equity Securities Pursuant to SEC Rule 15c3-1(c)(11)(i) Katten
Feb
12
2016
 FINRA Regulatory Notice Regarding Private Placements and Public Offerings Subject to a Contingency Katten
Feb
12
2016
 No Holidays for African Currencies Covington & Burling LLP
Feb
12
2016
 CFTC’s Energy and Environmental Markets Advisory Committee To Hold Public Meeting Katten
Feb
12
2016
 Article 55 BRRD Can Impact Your Company Greenberg Traurig, LLP
Feb
11
2016
 Federal Reserve Board’s Faster Payments System Progress Report and What to Expect in 2016 Morgan, Lewis & Bockius LLP
Feb
10
2016
 President’s Budget Proposal – A Lot of Bond Stuff Squire Patton Boggs (US) LLP
Feb
10
2016
 How Mozambique Can Realize IMF’s Recent Predictions of Exponential Economic Growth Covington & Burling LLP
Feb
9
2016
 Sivolella 36(b) Excessive Fee Case: First to Trial Since 2009 Vedder Price
Feb
9
2016
 OCIE Announces 2016 Exam Priorities Vedder Price
Feb
9
2016
 SEC Issues Concept Release Relating to the Role of Transfer Agents to Mutual Funds Vedder Price
Feb
9
2016
 Division of Investment Management Issues Guidance on Oversight of Distribution Fees and Intermediary Payments Vedder Price
Feb
9
2016
 ISS and Glass Lewis Policy Updates for 2016 Proxy Season ArentFox Schiff LLP
Feb
9
2016
 Bridging the Week: February 1 – 5 and 8, 2016 (Dark Pools; Manipulation; Position Limits; Wash Trades; Purposeful Regulation) Katten
Feb
8
2016
 Fiduciary Rule Still in Focus, As Financial Services Lawmakers Consider Importance of Short-Term Credit Availability Squire Patton Boggs (US) LLP
Feb
6
2016
 UK FCA Publishes “Dear CEO” Letter in Relation to Client Take-On Procedures for CFD Products Katten
Feb
5
2016
 Sixth Circuit Court Rules that Certain Foreign Currency Options Are Subject to the Section 1256 Mark-to-Market Regime Proskauer Rose LLP
Feb
5
2016
 ESMA Publishes Opinions on Pension Schemes To Be Exempt From EMIR Clearing Obligations Katten
Feb
5
2016
 OCC Releases Dodd-Frank Stress Test Scenarios for 2016 Katten
Feb
5
2016
 FDIC Releases Paper on Cybersecurity Katten
Feb
5
2016
 NFA Issues Notice Regarding Swap Valuation Dispute Notices Katten
Feb
5
2016
 CFTC Approves Derivative Clearing Organization Registration Order for Eurex Clearing AG Katten
Feb
5
2016
 SEC Approves FINRA’s Funding Portal Rules Katten
Feb
5
2016
 FDIC Seeks Comment on Revised Deposit Insurance Assessment Rule Katten
Feb
5
2016
 CFPB Urges 25 Largest Banks To Do More To Create or Promote Deposit Accounts Katten
Feb
4
2016
 UK Jury Hands Prosecutors First Loss in LIBOR Trials Barnes & Thornburg LLP
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