Financial Institutions Banking

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Published Title Organization
Oct
14
2016
 CFTC Further Extends Time-Limited Relief to SEFs for Block Trades Katten
Oct
14
2016
 CFTC Sets Phase-In De Minimis Amount Termination Date Katten
Oct
14
2016
 CFTC Proposes New Rules for Cross-Border Swaps Katten
Oct
14
2016
 “Trade Match” and “Trade Acceptance” Clearing Submissions on FINRA’s Alternative Display Facility Katten
Oct
13
2016
 OKD a.s Insolvency Proceedings: New World Resources’ International Investors appeal to Czech Court Squire Patton Boggs (US) LLP
Oct
12
2016
 U.S. Court of Appeals for the District of Columbia Circuit Declared CFPB’s Single-director Structure Unconstitutional Greenberg Traurig, LLP
Oct
11
2016
 CFPB Structure Is Unconstitutional, but Power Not Directly Affected Morgan, Lewis & Bockius LLP
Oct
11
2016
 Several State Attorneys General Comment on CFPB Proposed Payday, Vehicle Title, and High-Cost Installment Loans Morgan, Lewis & Bockius LLP
Oct
11
2016
 Those Three Little Words: OFAC’s Subtle Language Shift Could Create Sweeping Change on Iran Investment Sheppard, Mullin, Richter & Hampton LLP
Oct
10
2016
 Amendments to Regs E and Z for Prepaid Accounts – Not so EZ ArentFox Schiff LLP
Oct
10
2016
 Bridging the Week: October 3 to 7 and October 10, 2016 (Strict Liability; EFRPs; Block Trades; Inflated AUM) [VIDEO] Katten
Oct
10
2016
 ESMA Official Gives Speech on FinTech Katten
Oct
9
2016
 Seven EU Member States Opt Out of EBA Guidelines on Sound Remuneration Policies Under CRD IV Katten
Oct
9
2016
 De Novo Bank Formation: Is Now the Right Time? Vedder Price
Oct
8
2016
 European Commission Adopts Delegated Regulation on Risk Mitigation Techniques Under EMIR Katten
Oct
8
2016
 CFTC and UK Financial Conduct Authority Sign Memorandum of Understanding Katten
Oct
7
2016
 New York Federal Court Clarifies Standard For CFTC Price-Based Manipulation Charge Bracewell LLP
Oct
7
2016
 Banking Agencies Remind Banks about Correspondent Banking and BSA/AML Compliance ArentFox Schiff LLP
Oct
7
2016
 FINRA To Publish Block-Size Trade Data for ATS Trades Katten
Oct
7
2016
 CFPB Releases Final Rule on Prepaid Cards Morgan, Lewis & Bockius LLP
Oct
7
2016
 Supreme Court Justices Appear Hesitant to Narrow the Scope of Insider Trading Liability Cadwalader, Wickersham & Taft LLP
Oct
6
2016
 New Proposed Regulated Investment Companies Regulations Greenberg Traurig, LLP
Oct
6
2016
 U.S. Supreme Court Revisits Insider Trading in Salman Barnes & Thornburg LLP
Oct
5
2016
 New York Department of Financial Services Announces New Proposed Cybersecurity Regulations Bracewell LLP
Oct
5
2016
 Fifth Pillar and FinCEN’s New Rules on Customer Due Diligence ArentFox Schiff LLP
Oct
4
2016
 Banks and Prohibited Transactions: Interesting Angles on the DOL’s Fiduciary Rule #22 Faegre Drinker
Oct
4
2016
 UK's Asset Based Finance Association: Billions of ABFAb Finance Squire Patton Boggs (US) LLP
Oct
3
2016
 Bridging the Week: Futures Insider Trading, Artificial Prices, Theft by Convention, Whistleblowing [VIDEO] Katten
Oct
3
2016
 Schnucks Shakes Card Issuer Data Breach Class Action, For Now Vedder Price
Oct
2
2016
 New California Law Requires Increased Private Fund Fee and Expense Disclosure Proskauer Rose LLP
Oct
1
2016
 FCA Publishes Further Commentary on Payments for Order Flow Katten
Sep
30
2016
 House Subcommittee Supports Revised Treatment of Reciprocal Deposits Polsinelli PC
Sep
30
2016
 NFA Makes Minor Change to CPO Form PQR and Reminds CPOs and CTAs About Late Fees Katten
Sep
30
2016
 CFTC Expands Clearing Requirement to Include Additional Interest Rate Swaps Katten
Sep
30
2016
 FINRA Proposes Rule to Modify Fees and Transaction Credits for the FINRA/NYSE Trade Reporting Facility Katten
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