Financial Institutions Banking

Published between:
Published Title Organization
Dec
3
2016
 MiFIR Delegated Regulations Published in Official Journal of the EU Katten
Dec
2
2016
 CFTC Grants CME Clearing Europe Registration as a Derivatives Clearing Organization Katten
Dec
2
2016
 Post-Election Outlook for Financial Regulatory Agencies: U.S. Securities and Exchange Commission Covington & Burling LLP
Dec
2
2016
 Changes in Required Minimum Security Deposits for Forex Transactions Katten
Dec
2
2016
 NFA Proposes Changes to Forex Customer Disclosure Requirements Katten
Dec
2
2016
 NY Financial Services Companies’ 2017 Resolution: Cybersecurity Foley & Lardner LLP
Dec
2
2016
 Unregistered Sales Of Certificates Of Deposit Allen Matkins Leck Gamble Mallory & Natsis LLP
Dec
1
2016
 Financing Basics for Entrepreneurs: Borrowing for Working Capital and Long-Term Capital Needs Greenberg Traurig, LLP
Dec
1
2016
 A First of its Kind—QFC Judgement Successfully Enforced by the Qatar Central Bank K&L Gates LLP
Dec
1
2016
 Compensation Based on Assets Under Management May Raise Conflict of Interest Concerns Requiring a Prohibited Transaction Exemption Epstein Becker & Green, P.C.
Dec
1
2016
 Comptroller of the Currency Head Argues Against Loosening Bank Standards Covington & Burling LLP
Dec
1
2016
 UK Competition and Markets Authority Opens Investigation into Auction Service Providers K&L Gates LLP
Dec
1
2016
 Post-Election Outlook for Financial Regulatory Agencies: Federal Deposit Insurance Corporation Covington & Burling LLP
Dec
1
2016
 The Post-Election FinTech World: Are Happy Days (for Bankers) Here Again? K&L Gates LLP
Dec
1
2016
 Financial Services Industry Seeing Increase in Requests from Federal Regulatory Agencies for Diversity and Inclusion Policy Dinsmore & Shohl LLP
Nov
30
2016
 CFPB’s Monthly Complaint Report Focuses on Debt Settlement, Credit Repair, and Other Financial Services Covington & Burling LLP
Nov
30
2016
 UK Regulator Expresses Concerns Regarding Active Asset Manager Charges and Performance Covington & Burling LLP
Nov
29
2016
 White Collar Crime Law Enforcement in a Trump Justice Department - 8 Predictions Cadwalader, Wickersham & Taft LLP
Nov
29
2016
 International AML Enforcement in 2017 Expected to Target Consumer-Due-Diligence Programs, Gaming Entities, Prepaid Cards, Digital Currencies, and High-Risk Nested Accounts K&L Gates LLP
Nov
29
2016
 Community Development Financial Institutions Fund Announces $7 Billion Allocation of New Markets Tax Credits McDermott Will & Emery
Nov
29
2016
 DOL Fiduciary Rule and The Presidential Election: Now What? Faegre Drinker
Nov
29
2016
 US Attorney, CFTC, and Navinder Sarao Greenberg Traurig, LLP
Nov
28
2016
 New Pennsylvania Legislation Allows Payment of Wages by Payroll Debit Cards Jackson Lewis P.C.
Nov
28
2016
 Post-Election Outlook for Financial Regulatory Agencies: Consumer Financial Protection Bureau Covington & Burling LLP
Nov
28
2016
 Financial Services Policymakers Prepare for 2017 as Regulators Wrap-Up Work Squire Patton Boggs (US) LLP
Nov
26
2016
 European Central Bank Publishes Draft Guidance on Leveraged Transactions Cadwalader, Wickersham & Taft LLP
Nov
25
2016
 Whistleblowers Help CFTC Obtain Record Penalties for Commodities Fraud Zuckerman Law
Nov
24
2016
 “Flash Crash” Derivatives Trader Navinder Singh Sarao Settles Spoofing Case Covington & Burling LLP
Nov
23
2016
 Metlife Lesson: Get Out Before You’re Too Big To Fail IMS Legal Strategies
Nov
23
2016
 European Commission Launches Task Force on Financial Technology K&L Gates LLP
Nov
22
2016
 Chairman Hensarling Open to Revised Financial CHOICE Act Polsinelli PC
Nov
22
2016
 SEC Adopts Rules to Modernize the Reporting and Disclosure of Information by Registered Investment Companies ArentFox Schiff LLP
Nov
22
2016
 National Credit Union Administration to Consider Supplemental Capital Womble Bond Dickinson (US) LLP
Nov
22
2016
 U.S. Futures Exchanges Disciplinary Actions Report - October 2016 Bracewell LLP
Nov
22
2016
 What 2016 Election Means to Financial Services Industry Bracewell LLP
Subscribe to Financial Institutions Banking
 
NLR Logo
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters.

 

Sign Up for any (or all) of our 25+ Newsletters