Financial Institutions Banking

Published between:
Published Title Organization
Feb
16
2017
 Congress Mulling Proposals to Curb, Abolish Consumer Financial Protection Bureau Covington & Burling LLP
Feb
16
2017
 D.C. Circuit Grants Rehearing En Banc in PHH v. CFPB Covington & Burling LLP
Feb
16
2017
 Bank Fiduciary Duties in Commercial Transaction Jones Walker LLP
Feb
16
2017
 Structuring Private Equity Deals in 2017: Considerations for Buyers While They Wait for the Sun Capital Appeals to Play Out McDermott Will & Emery
Feb
16
2017
 California’s New Student Loan Servicing Act Michael Best & Friedrich LLP
Feb
16
2017
 First Major UK LIBOR Rigging Claim Dismissed by Financial List Judge: Speedread Squire Patton Boggs (US) LLP
Feb
15
2017
 Retirement Advice and the SEC: Interesting Angles on the DOL’s Fiduciary Rule #36 Faegre Drinker
Feb
15
2017
 Future of Dodd-Frank and Financial Regulations: Trump Administration Takes First Steps to Reduce Financial Regulations Barnes & Thornburg LLP
Feb
15
2017
 CFTC No Action Relief Regarding Variation Margin Rules Greenberg Traurig, LLP
Feb
15
2017
 IOSCO Releases Report on Fintech K&L Gates LLP
Feb
15
2017
 CFTC Issues No-Action Position on Variation Margin Rules that Provides Swap Dealers with a Grace Period for the Completion of Documentation and the Implementation of Operational Processes Covington & Burling LLP
Feb
15
2017
 UK Conduct Rules in the Fintech Era K&L Gates LLP
Feb
14
2017
 Update on the USDOL Conflict of Interest Rule and Related Exemptions Proskauer Rose LLP
Feb
14
2017
 SEC Issues Guidance on Disclosure Issues Regarding Mutual Fund Sales Load Structures and New Share Classes Faegre Drinker
Feb
14
2017
 Urging NYDFS to Modify Its Re-Proposed Cybersecurity Rules Morgan, Lewis & Bockius LLP
Feb
14
2017
 Jumpstart Our Business Startups Act: Let’s Finally Fix Crowdfunding! Sheppard, Mullin, Richter & Hampton LLP
Feb
14
2017
 U.S. Futures Exchanges Disciplinary Actions Report - January 2017 Bracewell LLP
Feb
14
2017
 European Securities and Markets Authority Publishes Report on Distributed Ledger Technology K&L Gates LLP
Feb
14
2017
 Singapore Fast-Tracks FinTech Space K&L Gates LLP
Feb
13
2017
 What You Do Won’t Help (But What You Can’t Do Might): The Sixth Circuit Clarifies Defenses to Fraudulent Transfers Squire Patton Boggs (US) LLP
Feb
13
2017
 Thou Shalt Not Exploit Thine Elders Morgan, Lewis & Bockius LLP
Feb
13
2017
 Update on DOL Fiduciary Rule Applicability Delay and Litigation Morgan, Lewis & Bockius LLP
Feb
13
2017
 OCIE and FINRA Announce 2017 Examination and Regulatory Priorities K&L Gates LLP
Feb
13
2017
 Bridging the Week: Feb 6 to 10, Feb 13, 2017 (Retail FX Dealer to Close; Top Five IA Compliance Topics; Disaggregation; CPO Delegation) Katten
Feb
12
2017
 Seventh Circuit Holds Open Narrow Path for Challenging Bank Supervisory Ratings Covington & Burling LLP
Feb
12
2017
 President Trump Takes First Steps on Dodd-Frank Reform Bracewell LLP
Feb
11
2017
 UK Financial Conduct Authority Publishes Discussion Paper on Illiquid Investments and Open-Ended Funds Katten
Feb
10
2017
 CME Adopts Rule Changes Regarding Offenses Covington & Burling LLP
Feb
10
2017
 The DOL Fiduciary Rule: Are Commission Structures for Retirement Investment Advisers a Thing of the Past? Squire Patton Boggs (US) LLP
Feb
10
2017
 What Makes a Bond “Green”? Squire Patton Boggs (US) LLP
Feb
10
2017
 Commodity Futures Trading Commission Provides Temporary No-Action Relief for Aggregation Notice Filings for Position Limits Katten
Feb
10
2017
 Consumer Financial Protection Bureau’s Monthly Complaint Report Focuses on Mortgages Covington & Burling LLP
Feb
10
2017
 President Trump’s Financial Reform Executive Order Provides Few Specifics Morgan, Lewis & Bockius LLP
Feb
10
2017
 Consumer Financial Protection Bureau, New York Attorney General Accuse Settlement Funding Company of Engaging in Deceptive and Abusive Conduct Towards 9/11 First Responders, NFL Players Covington & Burling LLP
Feb
10
2017
 The Top Ten Regulatory and Litigation Risks for Private Funds in 2017 Proskauer Rose LLP
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