Financial Institutions Banking

Published between:
Published Title Organization
Mar
14
2017
 Questions and Answers on State and Local Variations on the SEC Pay-to-Play Rule K&L Gates LLP
Mar
14
2017
 Want to Use Public Funds in the Slovak State? You Have to Disclose Who Your Ultimate Beneficial Owner Is Squire Patton Boggs (US) LLP
Mar
13
2017
 Top 10 Issues Facing Financial Institution in 2017: #2 Mergers & Acquisitions ArentFox Schiff LLP
Mar
13
2017
 Layering, Cross-Market Manipulation, Retaliatory Firing and Non-Cooperation - Bridging the Week: March 6 - 10, March 13, 2017 [VIDEO] Katten
Mar
13
2017
 Proposed Federal Cybersecurity Regulations for Financial Institutions Face Uncertain Future Cadwalader, Wickersham & Taft LLP
Mar
13
2017
 Lawmakers Take on Targeted Financial Services Bills, Focus on Flood Insurance Squire Patton Boggs (US) LLP
Mar
13
2017
 Pence’s Chief Economist Previews CFPB Changes, Predicts Agency’s Continued Existence Covington & Burling LLP
Mar
13
2017
 ESMA Issues Opinion on UCITS Share Classes Katten
Mar
13
2017
 European Commission Publishes CMU Report on National Barriers to Capital Flows Katten
Mar
12
2017
 HM Treasury Amends Definition of Financial Advice Katten
Mar
12
2017
 FCA Highlights Best Execution Concerns at Investment Managers Katten
Mar
11
2017
 FCA Summarizes Findings of a Review on the Use of Dealing Commission Katten
Mar
11
2017
 EU Policy Update, March 2017: Brexit, the EU’s Response, and U.S.-EU relations; Tech and Digital Single Market Policies; Communication and Media Policies; Energy and Environment Policies Covington & Burling LLP
Mar
10
2017
 Moving Forward, Franchisors Should Take A Step Back: How to Avoid the Risk of Being Labelled a Joint Employer Dickinson Wright PLLC
Mar
10
2017
 CFPB Proposes Extension of Effective Date for Prepaid Accounts Final Rule Covington & Burling LLP
Mar
10
2017
 Change in Washington May Have Turned the Tide Against the CFPB, But Does It Matter? Morgan, Lewis & Bockius LLP
Mar
10
2017
 Proposed Delay of the DOL Fiduciary Rule - What Should Financial Institutions Do? K&L Gates LLP
Mar
10
2017
 Night of the Undead . . . Mortgages (Zombie Mortgages) Stark & Stark
Mar
10
2017
 Issuer Penalized for Omitting Risks to Investors Dinsmore & Shohl LLP
Mar
10
2017
 FINRA Requests Comment on Proposed Amendments to Rules Governing Communications with the Public: Financial Industry Regulatory Authority K&L Gates LLP
Mar
9
2017
 Dubai Innovation Testing License: Dubai Financial Services Authority K&L Gates LLP
Mar
9
2017
 Regime for Marketing Foreign Funds in United Arab Emirates Morgan, Lewis & Bockius LLP
Mar
9
2017
 Initial Results Validate Crowdfunding Reforms Ward and Smith, P.A.
Mar
9
2017
 Registered Investment Advisers Take Note: New SEC Custody Rule Guidance Katten
Mar
9
2017
 Can More Information Boost Flagging UK IPO Market? Squire Patton Boggs (US) LLP
Mar
8
2017
 Second Circuit Dismisses Sub-Prime Mortgage Crisis Complaint on Materiality Grounds Because Government Paid Claims Despite Notice of Alleged Fraud McDermott Will & Emery
Mar
8
2017
 Comptroller of Currency and CFPB Weigh in on Fintech Issues Covington & Burling LLP
Mar
8
2017
 Proposed Regulations Update Mortality Tables, Minimum Present Value Requirements for Defined Benefit Pension Plans McDermott Will & Emery
Mar
7
2017
 FINRA Regulatory Notice 13-45: Guidance on Distributions and Rollovers: Interesting Angles on the DOL’s Fiduciary Rule #39 Faegre Drinker
Mar
7
2017
 DOL Proposes 60-Day Delay of Fiduciary Rule in Response to White House Directive McDermott Will & Emery
Mar
7
2017
 Solicitor General Requests Extension to File Amicus Brief for PHH v. CFPB and Signals Potential Shift in Support for CFPB Covington & Burling LLP
Mar
6
2017
 Bridging the Week: EFRPs; Sanctions; Regulator Hide and Seek; Red Flags Missed Again February 27 to March 3 and March 6, 2017 Katten
Mar
6
2017
 Top 10 Issues Facing Financial Institutions in 2017 ArentFox Schiff LLP
Mar
6
2017
 California Finance Lenders Annual Report Deadline Is Nigh Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
5
2017
 The Week Ahead in the European Parliament – March 3, 2017 Covington & Burling LLP
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