Financial Institutions Banking

Published between:
Published Title Organization
Apr
10
2017
 Whats is the New Australian Crowd Sourced Funding Regime? PART 1 K&L Gates LLP
Apr
9
2017
 MiFID II Delegated Acts Published in the Official Journal Katten
Apr
9
2017
 FCA Publishes Fifth Consultation on UK Implementation of MiFID II Katten
Apr
8
2017
 FCA Publishes First Policy Statement on MiFID II Implementation Katten
Apr
7
2017
 Delaware Proposes Unclaimed Property Regulations – No April Fools McDermott Will & Emery
Apr
7
2017
 DOL Delays Fiduciary Rule by 60 Days Holland & Hart LLP
Apr
7
2017
 Fiduciary Rule and Attendant New Exemptions Become Law on June 9, 2017 ArentFox Schiff LLP
Apr
7
2017
 The OCC Speaks: How FinTech Applications Will Be Reviewed Vedder Price
Apr
7
2017
 CFTC Grants No-Action Relief From CPO Registration for Managers of Endowment Assets Katten
Apr
7
2017
 DOL Delays Fiduciary Rule Epstein Becker & Green, P.C.
Apr
7
2017
 Model Issue Price Certificates Released Squire Patton Boggs (US) LLP
Apr
7
2017
 Governor Tarullo Outlines Path to Regulatory Relief in Final Speech as Federal Reserve Board Member Covington & Burling LLP
Apr
7
2017
 Santander Holdings USA Asks the Supreme Court to Address Economic Substance Doctrine McDermott Will & Emery
Apr
7
2017
 European Commission Blocks Merger of London Stock Exchange and Deutsche Börse Sheppard, Mullin, Richter & Hampton LLP
Apr
6
2017
 #9: Customers’ Nonpublic Personal Information Protection - Top 10 Issues Facing Financial Institutions in 2017 ArentFox Schiff LLP
Apr
6
2017
 Brooklyn Microgrid, Electric Vehicle Charging, LNG Trading - Blockchain Energizer Vol. 1 K&L Gates LLP
Apr
6
2017
 Basel Committee Proposes Use of Short-Term Wholesale Funding Indicator in G-SIB Surcharge Methodology Covington & Burling LLP
Apr
6
2017
 More Transparency, Better Access, Strong Support to FinTech: a New EU Plan for Retail Finance K&L Gates LLP
Apr
6
2017
 Spanish Court Declares Unlimited Liability Mortgage Clause Void Squire Patton Boggs (US) LLP
Apr
5
2017
 DOL Fiduciary Rule Delayed, But At Least Parts Might Be Here to Stay Proskauer Rose LLP
Apr
5
2017
 Hungarian Competition Authority: Successful Appeal in Hungarian Multilateral Interchange Fee case Squire Patton Boggs (US) LLP
Apr
5
2017
 UK Supreme Court Confirms London Whale Notices Did Not Identify Achilles Macris Squire Patton Boggs (US) LLP
Apr
4
2017
 U.S. Supreme Court Sides with Merchants in Credit Card Surcharge Case, But the Fight Isn’t Over Yet K&L Gates LLP
Apr
4
2017
 EU's New Regime on Payments for Research, Use of Dealing Commissions Morgan, Lewis & Bockius LLP
Apr
3
2017
 Top 10 Issues Facing Financial Institutions: #8 – Capital Planning ArentFox Schiff LLP
Apr
3
2017
 OSHA Orders Wells Fargo to Pay $5.4M to Whistleblower Zuckerman Law
Apr
3
2017
 Bridging the Week: March 27 to 31 and April 3, 2017 (Regulation Through Enforcement; Produce Or Be Fined; Spoofing; Undisclosed Mark-Ups) Katten
Apr
3
2017
 Delaware's No-Usury-Cap Rule Deemed Unenforceable as Contrary to New York Public Policy in FDCPA Class Action K&L Gates LLP
Apr
3
2017
 Ninth Circuit Widens Circuit Split on Whether Dodd-Frank Protects Internal Whistleblowing Greenberg Traurig, LLP
Apr
3
2017
 Future is Arriving Quickly: Global Asset Manager Migrating to Computer-Based Management K&L Gates LLP
Apr
3
2017
 European Commission Launches Public Consultation on FinTech K&L Gates LLP
Apr
3
2017
 The Week Ahead in the European Parliament – March 31, 2017 Covington & Burling LLP
Apr
2
2017
 Financial Sanctions and New Monetary Penalties in the UK K&L Gates LLP
Apr
1
2017
 Investment Association Consults on New Code for Charges and Transaction Costs Disclosure Katten
Mar
31
2017
 CFTC Will Have Enhanced Enforcement Powered by In-House Market Surveillance Covington & Burling LLP
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