Financial Institutions Banking

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Published Title Organization
Jun
16
2017
 FINRA Sanctions Cetera for Violations in Connection with Mutual Fund Sales Vedder Price
Jun
16
2017
 SEC Settles Charges Against Barclays Capital for Overcharging Advisory Clients Vedder Price
Jun
16
2017
 SEC Commissioner Piwowar: SEC Staff Working on Amendments to the “Loan Provision” Concerning Auditor Independence Vedder Price
Jun
16
2017
 Fair Debt Collection and Buyers of Loans: Supreme Court Provides Comfort to Parties that Acquire Loans and Then Seek to Collect Barnes & Thornburg LLP
Jun
16
2017
 After Its Promise to Dismantle CFPB, Administration’s More Reasoned Approach May Signal Less Change in Washington Morgan, Lewis & Bockius LLP
Jun
16
2017
 SEC Updates to Form ADV FAQs Katten
Jun
15
2017
 CFPB Director Informs Consumer Advisory Board That Bureau Will Not Shy Away from Issuing Debt Collection Proposed Rule K&L Gates LLP
Jun
15
2017
 Cross Border Insolvency Regulations 2006- UK recognition of Azerbaijan Restructuring Proceedings Squire Patton Boggs (US) LLP
Jun
15
2017
 UK Industry-Led Sandbox Consultation Report K&L Gates LLP
Jun
14
2017
 Delaware Court Of Chancery Ruling Provides a Cautionary Tale for Investment Fund Directors Seeking to Monetize Their Investment K&L Gates LLP
Jun
14
2017
 Texas District Court Rules that Notification of Purpose in CFPB CID Provides Fair Notice Covington & Burling LLP
Jun
14
2017
 Regulation CC Amendments Reallocate Risks of Remote Deposit+ K&L Gates LLP
Jun
14
2017
 New Hampshire Exempts Bitcoin from Money Transmitter Regulation Sheppard, Mullin, Richter & Hampton LLP
Jun
14
2017
 Defining the Standard of Friendship in Insider Trading Cases After Salman Dinsmore & Shohl LLP
Jun
13
2017
 Supreme Court Holds that Purchasers of Defaulted Debt on Their Own Account are Not Debt Collectors as Defined by the FDCPA Michael Best & Friedrich LLP
Jun
13
2017
 House Passes Bill to Replace and Repeal Several Dodd-Frank Regulations Michael Best & Friedrich LLP
Jun
13
2017
 Is It A Breach Of Fiduciary Duty To Fail Or Refuse To Conform To Delaware’s Judicial Decisions Or Practices? Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun
13
2017
 Financial CHOICE Act Would Complicate the Choices in Bringing and Defending Against SEC Cases Cadwalader, Wickersham & Taft LLP
Jun
13
2017
 CFPB Enters Consent Order with Mortgage Servicer Fay Servicing Covington & Burling LLP
Jun
13
2017
 Banks Moving to Improve Consumer Data Sharing K&L Gates LLP
Jun
13
2017
 CFTC Acting Chairman Makes Budget Request Covington & Burling LLP
Jun
12
2017
 Recommendations to Transfer IRAs: Interesting Angles on the DOL’s Fiduciary Rule #51 Faegre Drinker
Jun
12
2017
 “Show Time!” for the US Labor Department’s Fiduciary Rule Squire Patton Boggs (US) LLP
Jun
12
2017
 House Moves Forward with Financial Services Reform as Banking Looks to Find Its Own Path Squire Patton Boggs (US) LLP
Jun
10
2017
 EU Policy Update, June 2017: Elections in Europe, Brexit, and a Presidential Visit; Tech and Digital Single Market Policies; Communication and Media Policies; Energy and Environment Policies Covington & Burling LLP
Jun
9
2017
 Trump To Nominate Former OneWest CEO To Head OCC; Reportedly Makes Picks for Fed Nominees Covington & Burling LLP
Jun
9
2017
 Financial CHOICE Act Passes House — Would Repeal SEC Conflict Minerals Rule Squire Patton Boggs (US) LLP
Jun
9
2017
 Office of Comptroller of Currency Releases FAQs on Bank Relationships with Fintech Companies, Marketplace Lenders Morgan, Lewis & Bockius LLP
Jun
9
2017
 Office of Comptroller of Currency Issues FAQs on Managing Third-Party Relationships Katten
Jun
9
2017
 U.S. Supreme Court Blocks SEC from Imposing Disgorgement Beyond Five-Year Statute of Limitations Mintz
Jun
9
2017
 FINRA Issues Notice Regarding Disruptive Quoting and Trading Activity Rule Changes Katten
Jun
9
2017
 Financial Conduct Authority Focuses on Dividend Arbitrage Katten
Jun
9
2017
 European Securities and Markets Authority Updates MiFID II Q&A on Investor Protection Katten
Jun
9
2017
 Futures Industry Association Publishes Letter Opposing Relocation of Euro-Denominated Derivatives Clearing Katten
Jun
8
2017
 US House Passes Financial CHOICE Act 2.0 Covington & Burling LLP
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