Financial Institutions Banking

Published between:
Published Title Organization
Jun
23
2017
 The Week Ahead in the European Parliament – June 23, 2017 Covington & Burling LLP
Jun
23
2017
 CFTC Revisions to Freedom of Information Act Regulations Katten
Jun
23
2017
 CFTC Unanimously Approves Revisions to Delegated Authorities and Technical Amendments Katten
Jun
23
2017
 CFPB Reports and Acts on Complaints about Student Loan Servicer Handling of Public Service Loan Forgiveness Program Covington & Burling LLP
Jun
23
2017
 EC Launches Systematic Internalizer Amendment Consultation and Publishes Commodities Reporting ITS Katten
Jun
23
2017
 Banking Agencies Give Tame Testimony on Financial Services Reform Morgan, Lewis & Bockius LLP
Jun
23
2017
 FINRA Proposes to Make New TRACE Security Activity Reports Available Katten
Jun
23
2017
 FCA Updates Cyber Resilience Advice Katten
Jun
23
2017
 Clipping The Wings Of Government: LGPS Investment Guidance Found Unlawful Squire Patton Boggs (US) LLP
Jun
23
2017
 The Dominican Republic’s New Anti-Money Laundering and Terrorist Financing Act Squire Patton Boggs (US) LLP
Jun
23
2017
 Nevada Imposes Fiduciary Obligations on Broker-Dealers and Investment Advisers Morgan, Lewis & Bockius LLP
Jun
22
2017
 UK Joint Money Laundering Steering Group Consults on Revisions to Its Sanctions Guidance Squire Patton Boggs (US) LLP
Jun
22
2017
 Issue Price: Notes from the Field Squire Patton Boggs (US) LLP
Jun
22
2017
 Council of European Union Extends Sanctions Against Syria Until 1 June 2018 Squire Patton Boggs (US) LLP
Jun
22
2017
 Lending Club Decision Provides Guidance For Bringing Section 11 Claims Based on Weaknesses in Internal Controls Mintz
Jun
22
2017
 Nasdaq Requests Comment On Private Placement Rule Changes Jones Walker LLP
Jun
22
2017
 European Commission Publishes Proposed EMIR Amendments Impacting Relocation of Euro Clearing Katten
Jun
22
2017
 MiFID II Delegated Regulation and Implementing Technical Standards Published Katten
Jun
21
2017
 Market Risk Advisory Committee to Host Public Meeting Katten
Jun
21
2017
 FINRA Issues Interpretive Letter Regarding Related Performance Information in Institutional Communications Katten
Jun
21
2017
 FINRA Proposes Rule Change Regarding Trade Modifiers and the Reporting of Transactions in US Treasury Securities Katten
Jun
21
2017
 Impact of the DOL Fiduciary Rule on Independent Insurance Agents Faegre Drinker
Jun
21
2017
 Second Circuit Holds that Contingent Equity-Based Compensation of Former Lehman Employees are Subordinate to Creditor Claims Sheppard, Mullin, Richter & Hampton LLP
Jun
21
2017
 Will It Soon Be Game over for Tax-Exempt Financing of Professional Sports Stadiums? Mintz
Jun
20
2017
 Valuation of Illiquid Portfolio Investments – Avoiding Regulatory Risks with Form and Substance Proskauer Rose LLP
Jun
20
2017
 Retailers Consortium v MasterCard – An Update On Ongoing MIF Litigation Squire Patton Boggs (US) LLP
Jun
20
2017
 ICMA Publishes Social Bond Principles: International Capital Market Association Morgan, Lewis & Bockius LLP
Jun
20
2017
 Cryptocurrencies Becoming More Mainstream? K&L Gates LLP
Jun
19
2017
 UK P2P Lending Platform to Launch Innovative Finance ISA K&L Gates LLP
Jun
19
2017
 The Fiduciary Rule and Exemptions: How Long Will Our Transition Be?: Interesting Angles on the DOL’s Fiduciary Rule #52 Faegre Drinker
Jun
19
2017
 Bridging the Week: June 12 to 16 and June 19, 2017 (Protectionism; CCPs; Volcker; TAS; FinTech) Katten
Jun
19
2017
 Dutch Court Denies Approval of Collective Settlement Unless Changes Are Made as to Allocation of Compensation and Fees Proskauer Rose LLP
Jun
18
2017
 CFPB Proposes Additional Changes to the Prepaid Rule Covington & Burling LLP
Jun
18
2017
 House Passes the Financial CHOICE Act of 2017: Implications for Closed-End Fund Capital Raising and Registration Process Varnum LLP
Jun
17
2017
 House Passes the Financial CHOICE Act of 2017: Implications for Exemptive Relief Process Vedder Price
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