Financial Institutions Banking

Published between:
Published Title Organization
Jul
8
2017
 CFTC Approves Registration of Bitcoin Platform LedgerX Covington & Burling LLP
Jul
7
2017
 ESMA Publishes Opinion on Ancillary Activity Calculations Katten
Jul
7
2017
 FCA Publishes Second Policy Statement on MiFID II Implementation Katten
Jul
7
2017
 Second Circuit Requires Increased Scrutiny of Securities Class Actions Involving Off-Exchange Transactions Proskauer Rose LLP
Jul
7
2017
 CFTC Grants SEF Registration to LedgerX Katten
Jul
7
2017
 NFA Publishes Information For CTAs Using Third-Party Recordkeeping Katten
Jul
7
2017
 An Update on the DOL’s Fiduciary Rule Jackson Lewis P.C.
Jul
7
2017
 CFTC Issues Conditional No-Action Relief From Swap Data Repository Reporting Katten
Jul
7
2017
 SEC Expands Nonpublic Review of Draft Registration Statements Katten
Jul
6
2017
 The DOL’s RFI and Possible changes to BICE: Interesting Angles on the DOL’s Fiduciary Rule #54 Faegre Drinker
Jul
6
2017
 Environmentalism and Financial Risk – The New Battlefront Steptoe & Johnson PLLC
Jul
5
2017
 Sixth Circuit Court of Appeals Limits Assignees’ Ability to Recover from Insurance Company on Claims of Mismanagement Dinsmore & Shohl LLP
Jul
5
2017
 DIFC Amends Laws to Comply with OECD Transparency & Exchange of Information Forum (Dubai International Financial Centre Authority) K&L Gates LLP
Jul
5
2017
 New Finance Association For the UK K&L Gates LLP
Jul
4
2017
 SFO appears safe for now after proposed merger with the National Crime Agency omitted from Queen’s Speech Squire Patton Boggs (US) LLP
Jul
4
2017
 SEC Takes Aim at Broker-Dealers for Anti-Money Laundering Violations Zuckerman Law
Jul
3
2017
 In Statutory Merger Appraisal Proceedings, Delaware Chancery Court, Using Discounted Cash Flow Analysis, Finds Fair Value of Shares to be Below Merger Transaction Price K&L Gates LLP
Jul
2
2017
 New Money Laundering Reporting Regulations Go Into Effect Katten
Jul
1
2017
 The Week Ahead in the European Parliament – June 30, 2017: MEPs; Ukraine Membership, Anti-money laundering Covington & Burling LLP
Jul
1
2017
 FCA Publishes Final Report on Asset Management Market Study Katten
Jun
30
2017
 DOL Again Seeks Comments on New Fiduciary Rules and Exemptions Proskauer Rose LLP
Jun
30
2017
 CFTC Issues Order of Registration to Dubai Mercantile Exchange Katten
Jun
30
2017
 NYSE Withdraws Proposed Rule to Allow Listing Without an IPO Katten
Jun
30
2017
 US Regulators Launch Fintech Initiatives Morgan, Lewis & Bockius LLP
Jun
30
2017
 ASIC extends FinTech cooperation to Asian counterparts K&L Gates LLP
Jun
30
2017
 U.S. Treasury Announces First Money Laundering Designation Against Mainland Chinese Bank Holland & Hart LLP
Jun
29
2017
 FCA Asset Management Market Study Squire Patton Boggs (US) LLP
Jun
29
2017
 House Passes Financial CHOICE Act As A Dodd-Frank Fix ArentFox Schiff LLP
Jun
29
2017
 Asia-Pacific Fund Finance Market Update Cadwalader, Wickersham & Taft LLP
Jun
29
2017
 Federal Banking Agencies Propose Changes to Call Reports Covington & Burling LLP
Jun
29
2017
 RegTech: U.S. Regulator’s View on Artificial Intelligence in Risk Assessment K&L Gates LLP
Jun
29
2017
 Even If Enacted, Financial CHOICE Act May Not Repeal SEC’s Pay Ratio Rule Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun
29
2017
 UK Regulatory Sandbox’s Second Cohort Announced K&L Gates LLP
Jun
29
2017
 Fiduciary Rule and Discretionary Investment Management: Interesting Angles on DOL’s Fiduciary Rule #53 Faegre Drinker
Jun
28
2017
 International FinTech Credit Report Shows Potential and Risks K&L Gates LLP
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