Financial Institutions Banking

Published between:
Published Title Organization
Aug
25
2017
 Spokeo Redux: Ninth Circuit Holds that a Statutory Violation Under FCRA may, Without More, Establish a Concrete Injury for Purposes of Article III Standing K&L Gates LLP
Aug
25
2017
 IRS Criminal Investigation Division Announces Two New Initiatives McDermott Will & Schulte LLP
Aug
24
2017
 The OCC Rejects Operation Chokepoint in Letter to Chairman Hensarling Covington & Burling LLP
Aug
24
2017
 Regulatory Consolidation Redux? Jones Walker LLP
Aug
24
2017
 Federal Reserve Issues Proposal on Supervisory Expectations for Boards of Directors Covington & Burling LLP
Aug
23
2017
 Maximizing Opportunities During Employer Stock Trading Blackouts: 10b5-1 Trading Plan Best Practices Hunton Andrews Kurth
Aug
23
2017
 Upcoming NY DFS Cybersecurity Regulations Mintz
Aug
23
2017
 Central Bank of Kenya Issues Guidance Note on Cybersecurity Covington & Burling LLP
Aug
23
2017
 Blueprint for the Future of UK Payments: The Payments Strategy Forum Launches a Consultation on the Future of UK Payments Covington & Burling LLP
Aug
23
2017
 Cornerstone Advisory Q&A with Mike Gill Womble Bond Dickinson (US) LLP
Aug
23
2017
 UK LIBOR: No Longer the World's Most Important Number? Womble Bond Dickinson (US) LLP
Aug
23
2017
 APRA Proposes Reforms to the ADI Licensing Regime K&L Gates LLP
Aug
22
2017
 What Plans and Arrangements Are Covered by the Fiduciary Rule: Interesting Angles on the DOL’s Fiduciary Rule #59 Faegre Drinker
Aug
22
2017
 The Wells Fargo PII Epic Fail – Chapter II Mintz
Aug
22
2017
 Recent Developments on DOL Fiduciary Rule Womble Bond Dickinson (US) LLP
Aug
21
2017
 Will Blockchain Render the Bill of Lading a Relic? Cadwalader, Wickersham & Taft LLP
Aug
21
2017
 New Fiduciary Rule: What Does Possible DOL Delay Mean for Plan Sponsors? Barnes & Thornburg LLP
Aug
21
2017
 Summer Holidays: delays on the roads, delays at the airport, delays on public transport (no change there, then!) and delays on pension transfers Squire Patton Boggs (US) LLP
Aug
21
2017
 Strategic Report Changes Ahead Squire Patton Boggs (US) LLP
Aug
18
2017
 Eighth Circuit Court of Appeals Affirms District Court’s Dismissal of Complaint in Fund-of-Funds Section 36(b) Lawsuit, Ruling Plaintiff Lacks “Statutory Standing” Vedder Price
Aug
18
2017
 SEC Files Fraud Charges Against Registered Representatives in Connection with Investments by Federal Employees in Variable Annuities Vedder Price
Aug
18
2017
 SEC Settles Charges Against Investment Adviser for Failing to Disclose Receipt of Revenue Sharing Payments from Third-Party Broker-Dealer Vedder Price
Aug
18
2017
 SEC Defers Action on Application to List “Managed Portfolio Shares,” a Type of Non-Transparent, Actively Managed ETF Vedder Price
Aug
18
2017
 ICI Raises Concerns About Compliance Deadlines and Urges SEC to Re-Examine Asset Classification in Letter on Liquidity and Fund Reporting Modernization Rules Vedder Price
Aug
18
2017
 ESMA Updates MiFID II and MiFIR Transaction Reporting Guidelines Katten
Aug
18
2017
 Division of Investment Management Releases Investment Company Reporting Modernization FAQs Vedder Price
Aug
18
2017
 UK Government Consults on Implementing Network and Information Security Directive Katten
Aug
18
2017
 FCA Updates Commodity Derivatives Website With Q&A Katten
Aug
18
2017
 New Bill Introduced in the U.S. Senate to Require the Disclosure of Ultimate Beneficial Owners of Corporations and LLCs Formed or Registered in the United States Greenberg Traurig, LLP
Aug
18
2017
 SEC Staff Issues Information Update for Advisers Filing Certain Form ADV Amendments Katten
Aug
18
2017
 SEC Issues Risk Alert on Observations From Cybersecurity Examinations Katten
Aug
18
2017
 CFTC Suspends Need of Formal Notice for Position Disaggregation Relief Katten
Aug
18
2017
 As New Commissioners Come Onboard, CFTC Can Begin Moving Forward Covington & Burling LLP
Aug
17
2017
 Treasury Clarifies Effective Date of Revised Definition of ‘Available Amount’ Squire Patton Boggs (US) LLP
Aug
17
2017
 Better Late Than Never to the Fintech Party K&L Gates LLP
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