Financial Institutions Banking

Published between:
Published Title Organization
Sep
27
2017
 Policies and Procedures: The Fourth BICE Requirement - Interesting Angles on the DOL’s Fiduciary Rule #63 Faegre Drinker
Sep
27
2017
 UK Financial Conduct Authority Makes First Market Investigation Reference Covington & Burling LLP
Sep
26
2017
 Acting Comptroller Noreika Comments On Madden “Fix,” Other OCC Initiatives Ballard Spahr LLP
Sep
26
2017
 Contributions to European Commission Public Consultation on FinTech K&L Gates LLP
Sep
26
2017
 Malaysia Signs A Series Of Cooperation Agreements K&L Gates LLP
Sep
26
2017
 FCA’S Hong Kong Hat Trick of FinTech Cooperation Agreements K&L Gates LLP
Sep
26
2017
 Australian Government Seeks Consultation On Development And Implementation of Digital Economy Strategy K&L Gates LLP
Sep
26
2017
 CFPB proposes off-balanced approach to public disclosure of HMDA data Ballard Spahr LLP
Sep
25
2017
 NYDFS Proposes Regulation of Consumer Reporting Agencies Ballard Spahr LLP
Sep
23
2017
 FINRA Delays Rule 4210 Margining of Covered Agency Transactions to June 2018 Katten
Sep
22
2017
 FCA Gives Firms Breathing Room on MiFID II Compliance Katten
Sep
22
2017
 FCA Publishes Market Watch Newsletter 53 on LEIs, Market Data and SIs under MiFID II Katten
Sep
22
2017
 CFTC Provides No-Action Relief From Commission Regulation 4.7(b)(2) Reporting Requirements Katten
Sep
22
2017
 CFTC Provides No-Action Relief From CPO and CTA Registration to a Private University Katten
Sep
22
2017
 The Week Ahead in the European Parliament – September 22, 2017 Covington & Burling LLP
Sep
22
2017
 SEC Division of Corporation Finance Issues New C&DIs on “Regulation A+” Katten
Sep
22
2017
 To Be Announced: Implementation of FINRA Rule 4210 for Covered Agency Transactions Morgan, Lewis & Bockius LLP
Sep
22
2017
 CFPB finalizes alignment of Regulation B and Regulation C requirements regarding collection of consumer ethnicity and race information Ballard Spahr LLP
Sep
22
2017
 The Top Three Political Law Risks for Hedge Funds, Private Equity Funds, and Investment Firms Covington & Burling LLP
Sep
22
2017
 Expanded Beneficial Ownership Reporting and AML Duties Under the Corporate Transparency Act Ballard Spahr LLP
Sep
21
2017
 Federal Court Takes Expansive View of CFPB Statute of Limitations, Limits Restitution Covington & Burling LLP
Sep
21
2017
 Municipal Advisor Compliance Outreach Program to Be Held November 8, 2017, in Atlanta Jones Walker LLP
Sep
21
2017
 The Corporate Transparency Act: A Proposal to Expand Beneficial Ownership Reporting for Legal Entities, Corporate Formation Agents and – Potentially – Attorneys Ballard Spahr LLP
Sep
20
2017
 Court Denies Restitution Sought By CFPB In Lawsuit Against Biweekly Mortgage Payment Companies Ballard Spahr LLP
Sep
20
2017
 Federal Court Dismisses Part of CFPB’s Case Against TCF National Bank Covington & Burling LLP
Sep
20
2017
 Veil Piercing/Alter Ego Determinations – How Fund Managers Can Protect Themselves Proskauer Rose LLP
Sep
20
2017
 Securities Industry Implements T+2 Settlement Cycle Vedder Price
Sep
20
2017
 CFPB Provides Some Clarity on Alternative-Data Models Through No-Action Letter Ballard Spahr LLP
Sep
20
2017
 Australian Government to End Double Taxation on Digital Currency K&L Gates LLP
Sep
20
2017
 Is It Possible To Be An Advisor Without Being A Fiduciary? - Interesting Angles on the DOL’s Fiduciary Rule #62 Faegre Drinker
Sep
20
2017
 Initial Coin Offerings (ICOS) Under German Law K&L Gates LLP
Sep
20
2017
 FinCEN Issues Latest Advisory on FATF-Identified Jurisdictions with AML/CFT Deficiencies Ballard Spahr LLP
Sep
19
2017
 CMA Launches Market Investigation into Investment Consultants and Fiduciary Management Services Morgan, Lewis & Bockius LLP
Sep
19
2017
 Islamic Finance News Europe Forum 2017 K&L Gates LLP
Sep
18
2017
 Protection of Servicemembers, Equifax Data Breach Provide Mistaken Justifications For CFPB Arbitration Rule Ballard Spahr LLP
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