Financial Institutions Banking

Published	Title	Organization
Nov 9 2017	Kenneth Blanco Named FinCEN Director	Covington & Burling LLP
Nov 8 2017	Initial Coin Offerings: Key Considerations You Absolutely, Positively Need to Know About Before Launching an ICO	K&L Gates LLP
Nov 8 2017	New CFPB Enforcement Chief To Be Appointed	Ballard Spahr LLP
Nov 8 2017	Prosecutor Kenneth A. Blanco Named as Incoming Head of FinCEN	Ballard Spahr LLP
Nov 8 2017	Federal Court Grants Class Certification in the LendingClub Case Over Objections from State Court Plaintiffs, But Denies Federal Court Plaintiff’s Motion to Enjoin the State Court Case	Mintz
Nov 8 2017	When will the CFPB formally acknowledge that Congress has repealed its arbitration rule?	Ballard Spahr LLP
Nov 8 2017	Tax Reform: Hedge Funds/Commodity Funds/Fund Managers	Katten
Nov 8 2017	FinCEN Fines Texas Bank $2M for Alleged Failure to Vet and Monitor Mexican Correspondent Banking Relationship – But Touts Bank’s Cooperation	Ballard Spahr LLP
Nov 7 2017	Kristen Donoghue Appointed As New CFPB Enforcement Chief	Covington & Burling LLP
Nov 7 2017	Spotlight On Initial Coin Offerings	Murtha Cullina
Nov 7 2017	Second Circuit Explains Alleging a Domestic Injury in RICO Complaint for Extraterritorial Actions	Horwood Marcus & Berk Chartered
Nov 7 2017	Compensation Risks for Broker-Dealers and RIAs: Interesting Angles on the DOL’s Fiduciary Rule #69	Faegre Drinker
Nov 7 2017	Does The California Finance Lenders Law Prohibit “Table Funding”?	Allen Matkins Leck Gamble Mallory & Natsis LLP
Nov 6 2017	Fed issues consent order for bank’s alleged deceptive practices involving balance transfer credit cards	Ballard Spahr LLP
Nov 6 2017	Investment Association sets bar for 2018 AGM season	Squire Patton Boggs (US) LLP
Nov 6 2017	New Rules for Tax-Exempt Organizations in the Tax Cuts and Jobs Act	Proskauer Rose LLP
Nov 6 2017	Tax Reform and Tax-Exempt Bonds: Risks Presented by the Tax Cuts and Jobs Act	Foley & Lardner LLP
Nov 6 2017	Draft Italian Budget Law Promotes Sports Arena Refurbishment	McDermott Will & Schulte LLP
Nov 6 2017	BrokerCheck – FINRA’s Dread Permanent Record	Allen Matkins Leck Gamble Mallory & Natsis LLP
Nov 3 2017	UK Financial Conduct Authority Publishes Regtech Website	Katten
Nov 3 2017	CFTC Extends No-Action Relief to SEFs Related to Certain Audit Trail Requirements	Katten
Nov 3 2017	CFPB Launches Beta Version of HMDA Platform	Ballard Spahr LLP
Nov 3 2017	CFTC Extends No-Action Relief for Certain Swaps Executed as Part of Packaged Transactions	Katten
Nov 3 2017	Reminder: EU Variation Margin Rules Apply to Physically Settled FX Forwards Beginning January 3, 2018	Katten
Nov 3 2017	SEC Division of Corporation Finance Issues C&DI Clarifying Exemptions for Non-GAAP Information in Forecasts for M&A Transactions	Katten
Nov 3 2017	CFPB Director Cordray Delivers Remarks at Consumer Advisory Board Meeting	Covington & Burling LLP
Nov 3 2017	SEC Tackles MiFID II Research Issues	Morgan, Lewis & Bockius LLP
Nov 3 2017	SEC Issues MiFID II No-Action Relief and Allays Various Cross-Border Concerns	Faegre Drinker
Nov 3 2017	U.S. House Bill Aims to Curtail SEC Staff’s Ability to Obtain Algorithmic Trading Source Code	Proskauer Rose LLP
Nov 2 2017	Blockchain Energizer – Volume 16: Novembet 2, 2017	K&L Gates LLP
Nov 2 2017	Finance Industry Groups File Dismissal Notice In Lawsuit Seeking To Overturn CFPB Arbitration Rule	Ballard Spahr LLP
Nov 2 2017	CFPB Report On Growth In Longer-Term “Auto Loans” Could Presage Increased CFPB Scrutiny	Ballard Spahr LLP
Nov 2 2017	SEC Approves PCAOB’s Proposal to Significantly Change the Form of Audit Opinion	Jones Walker LLP
Nov 2 2017	SEC Issues Important Interpretive Guidance on Implications of "Unbundling" the Costs of Investment Research from the Costs of Trade Execution, Mandated by EU Requirements	Katten
Nov 2 2017	LIBOR – Living On Borrowed Time?	Squire Patton Boggs (US) LLP

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