Financial Institutions Banking

Published	Title	Organization
Nov 22 2017	Dodd-Frank Reform Efforts Intensify	K&L Gates LLP
Nov 22 2017	SLGS Will Soon be Unavailable for Subscription	Squire Patton Boggs (US) LLP
Nov 22 2017	FRB hosts 2017 interagency fair lending panel	Ballard Spahr LLP
Nov 22 2017	EU Supervisor Warns About Risks Of ICOS And Calls For Regulatory Compliance	K&L Gates LLP
Nov 21 2017	Do You Have A Weak Link In Your Supply Chain?	K&L Gates LLP
Nov 21 2017	FDA Creates Streamlined Review Pathway for Certain NGS-Based Tumor Profiling Tests	McDermott Will & Schulte LLP
Nov 21 2017	CFPB to Remove Arbitration Rule from CFR	Ballard Spahr LLP
Nov 21 2017	U.S. Department of the Treasury Issues Report on Asset Management and Insurance Regulation	Vedder Price
Nov 20 2017	IDC Calls on SEC Division of Investment Management Director Dalia Blass to Modernize Fund Directors’ Regulatory Responsibilities	Vedder Price
Nov 20 2017	Senate Banking Committee Schedules Dec. 5 Markup Of Regulatory Reform Bill	Ballard Spahr LLP
Nov 20 2017	Second Circuit Affirms Class Certification Holding that Direct Evidence of Price Impact is Not Always Necessary to Demonstrate Market Efficiency	Sheppard, Mullin, Richter & Hampton LLP
Nov 20 2017	SEC Staff Denies Request for No-Action Relief Concerning Allocation of Certain Fund of Fund Operating Expenses to Underlying Funds in the Same Fund Family	Vedder Price
Nov 20 2017	Division of Trading and Markets Staff Provides No-Action Assurance Concerning MiFID II-Compliant Research Payments and Section 28(e)’s Safe Harbor	Vedder Price
Nov 20 2017	Division of Investment Management Staff Issues No-Action Letter Permitting Aggregation of Client Orders for Securities Transactions Subject to MiFID II	Vedder Price
Nov 20 2017	Advisers Act Treatment of Broker-Dealers Providing Research Services to Investment Managers Subject to MiFID II	Vedder Price
Nov 20 2017	Cryptocurrency CFD Warning	K&L Gates LLP
Nov 20 2017	SEC Staff Issues No-Action Letters to Facilitate Cross-Border Compliance with the Research “Unbundling” Provisions of the European Union’s MiFID II	Vedder Price
Nov 20 2017	Bridging the Week: November 13 – 17 and November 20, 2017 (EFRPs; Attempted Manipulation; Enforcement Priorities; Cryptocurrencies)	Katten
Nov 20 2017	IRS Announces December 2017 Applicable Federal Rates and 7520 Rates	Greenberg Traurig, LLP
Nov 20 2017	CFPB to seek OMB approval for testing of overdraft disclosures	Ballard Spahr LLP
Nov 20 2017	House Financial Services Committee Approves “Madden Fix” Bill	Ballard Spahr LLP
Nov 20 2017	CFPB submits request to conduct online debt collection survey to OMB	Ballard Spahr LLP
Nov 19 2017	The Courts Speak: Bank Liability for Alleged AML Failures Impacting Third Parties, and Hauling into U.S. Court Foreign Defendants Who Launder the Alleged Fruits of Foreign Crime	Ballard Spahr LLP
Nov 19 2017	Finance Comes To the World of Litigation	Fairfield University Dolan School of Business
Nov 18 2017	ESMA Highlights ICO Risks	Katten
Nov 18 2017	FCA Publishes Further Set of Position Limits for Commodity Derivative Contracts	Katten
Nov 17 2017	CFTC Extends No-Action Relief to SEFs From Certain Block Trade Requirements	Katten
Nov 17 2017	The OCC Now Has a Permanent Comptroller	Morgan, Lewis & Bockius LLP
Nov 17 2017	SEC Enforcement Division Issues Report on Priorities and Fiscal Year 2017 Results	Katten
Nov 17 2017	A Brief Look at the Current Prospects for Financial Reform	Morgan, Lewis & Bockius LLP
Nov 17 2017	CFPB – What’s Next?	Morgan, Lewis & Bockius LLP
Nov 17 2017	FINRA Releases Summary of Phase 1 Changes to FINRA Advisory Committees Under FINRA360	Katten
Nov 17 2017	Cordray to Step Down as CFPB Director	Morgan, Lewis & Bockius LLP
Nov 17 2017	FINRA Releases a Regulatory Notice That the SEC Approved the CAT Fee Dispute Resolution Process	Katten
Nov 17 2017	FINRA Releases New Targeted Exam Letter Regarding Order Routing Conflicts	Katten

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