Financial Institutions Banking

Published between:
Published Title Organization
Dec
15
2017
 CFTC Approves Exemption From SEF Registration Requirements for Multilateral Trading Facilities and Organized Trading Facilities Authorized Within the EU Katten
Dec
15
2017
 Dismissal of Landmark UK Class Action Against MasterCard Appealed; MasterCard Awarded £289,280 in Interim Costs Squire Patton Boggs (US) LLP
Dec
15
2017
 CFTC Staff Issues Interpretive Guidance Clarifying Commodity Trading Advisor Registration Requirements Resulting from the European Union’s MiFID II Research Compensation Provisions for Investment Managers Katten
Dec
15
2017
 FCA Publishes Issue 55 of Market Watch Newsletter Katten
Dec
15
2017
 CFTC Seeks Public Comment on Proposed Amendments to Chicago Mercantile Exchange Inc. Rules Regarding Direct Funding Participants Katten
Dec
15
2017
 Illinois Decision Sheds Light on Potential Pitfalls for Intercreditor Agreements Horwood Marcus & Berk Chartered
Dec
15
2017
 FCA Consults on Transitioning Firms and Individuals to SM&CR Katten
Dec
15
2017
 FCA Publishes “Dear CEO” Letter on Payment for Order Flow Katten
Dec
15
2017
 European Commission Implementing Decisions Recognizing Certain Third-Country Equities Markets Under MiFID II Published in OJ Katten
Dec
15
2017
 NY Department of Financial Services Fintech Charter Lawsuit Dismissed—For Now Morgan, Lewis & Bockius LLP
Dec
15
2017
 New Anti-Money Laundering Recommendations for British Columbia Casinos Dickinson Wright PLLC
Dec
15
2017
 ESMA Updates Q&A on Benchmark Regulations -December, 2017 Katten
Dec
15
2017
 SEC Takes Activist Approach on Initial Coin Offerings and Cryptocurrencies Morgan, Lewis & Bockius LLP
Dec
15
2017
 ESMA Publishes New/Updated Q&As on MiFID II, Commodity Derivatives, EMIR and MAR Katten
Dec
15
2017
 Daubert Quiz: How To Hedge Uncertainties IMS Legal Strategies
Dec
15
2017
 CFPB Data Collection Freeze Impacting CFPB Examinations Ballard Spahr LLP
Dec
15
2017
 SEC Chairman Issues Statement on Cryptocurrencies and Initial Coin Offerings Covington & Burling LLP
Dec
14
2017
 City of Chicago Department of Finance Changes the Terms of its Voluntary Disclosure Program Horwood Marcus & Berk Chartered
Dec
14
2017
 CFPB’s Ombudsman’s Office issues sixth annual report Ballard Spahr LLP
Dec
14
2017
 Blockchain Energizer – Volume 19: December 14, 2017 K&L Gates LLP
Dec
14
2017
 Federal Banking Agencies Propose to Simplify Capital Regulations … or Did They? Jones Walker LLP
Dec
14
2017
 Developer-Buyer Beware: Calling Assumed Improvement Bonds In North Carolina Can Be Complex Womble Bond Dickinson (US) LLP
Dec
14
2017
 December 14, 2017 - Securities Group News: Bitcoin: Where Speculation (Likely) Meets Securities Regulation Murtha Cullina
Dec
14
2017
 UK Finance Publishes MIFD 2 Guidelines Womble Bond Dickinson (US) LLP
Dec
14
2017
 Federal Circuit Partially Lifts Ban on Education Department’s Default Collection Efforts; Court of Federal Claims Orders Corrective Action by January 2018 Ballard Spahr LLP
Dec
14
2017
 FCA Updates On Persistent Debt Womble Bond Dickinson (US) LLP
Dec
14
2017
 Democratic state AGs threaten aggressive use of enforcement authority in letter to President Trump Ballard Spahr LLP
Dec
14
2017
 UK Investment Management Industry And Fintech K&L Gates LLP
Dec
14
2017
 SEC Cautions "Utility Token" Sponsors And ICO Market Intermediaries K&L Gates LLP
Dec
14
2017
 The preclusive effect of a Congressional override of the CFPB dealer pricing bulletin: we think Professor Levitin’s premise is wrong Ballard Spahr LLP
Dec
13
2017
 Court dismisses NYDFS lawsuit challenging special purpose national bank charter for fintech companies Ballard Spahr LLP
Dec
13
2017
 Governments are Pulling Back the Crypto-Currency Curtain McDermott Will & Schulte LLP
Dec
13
2017
 Billable Bitcoins: Why it Pays for Lawyers to Accept Cryptocurrency Proskauer Rose LLP
Dec
13
2017
 SEC Delays Data Reporting Rule Citing Cybersecurity Concerns Faegre Drinker
Dec
13
2017
 Regulators Update on SMCR Womble Bond Dickinson (US) LLP
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