Financial Institutions Banking

Published	Title	Organization
May 30 2018	D.C. issues second revision to student loan servicing regulations	Ballard Spahr LLP
May 30 2018	The CFTC’s Active Week: Virtual Currencies in Focus	Covington & Burling LLP
May 30 2018	Professional firms – in the fee firing line again	Squire Patton Boggs (US) LLP
May 30 2018	OCC Expected to Release Guidance on Fintech Charter in July 2018	K&L Gates LLP
May 29 2018	Keeping Special Revenues “Special”	Squire Patton Boggs (US) LLP
May 29 2018	Court of Chancery Dismisses Breach of Fiduciary Duty Claim as Duplicative of Breach of Contract Claim	K&L Gates LLP
May 29 2018	Otting comments on special purpose national bank charters	Ballard Spahr LLP
May 29 2018	Lawsuit Alleges That Self-Checkout Videos Violate the Song-Beverly Act	Covington & Burling LLP
May 29 2018	2018 – Problem and Promise of Cryptocompliance in Europe	Squire Patton Boggs (US) LLP
May 29 2018	More On Post Cards As Securities	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 26 2018	SEC Reaches Settlements with Three Registered Investment Advisers on Share Class Selection Allegations	Vedder Price
May 26 2018	CFTC Issues Advisory Regarding Virtual Currency Derivatives	Covington & Burling LLP
May 26 2018	Treasury Committee’s Virtual Currencies Inquiry Publishes FCA and Bank of England Evidence	Katten
May 26 2018	California Considers a New Blockchain-Related Bill	Covington & Burling LLP
May 25 2018	Bank Deregulation Bill Becomes Law: Economic Growth, Regulatory Relief, and Consumer Protection Act	Cadwalader, Wickersham & Taft LLP
May 25 2018	SEC Division of Investment Management Director Dalia Blass Discusses Standard of Conduct Rulemaking Proposals and Liquidity Risk Management at PLI Investment Management Institute	Vedder Price
May 25 2018	CFTC Issues Proposed Rule Amends Margin Requirements & CFTC Issues Virtual Currency Advisory for Exchanges and Clearinghouses	Katten
May 25 2018	FINRA Proposed Rule Changes & Notice of Disclosure Review Enhancements	Katten
May 25 2018	CFTC and NASAA Sign Agreement & Foreign Board Trade Applications	Katten
May 25 2018	Volkswagen Bondholders Reliance Allegations Come Under Scrutiny	Mintz
May 25 2018	FCA Publishes Findings From Its Review of Automated Investment Services	Katten
May 25 2018	UK Data Protection Bill Receives Royal Assent	Katten
May 25 2018	EU Policy Update for Q1 2018 – Budgets and Upcoming EU Elections, Steel and Aluminum Tariffs, a “Digital Tax” proposal, and Brexit	Covington & Burling LLP
May 25 2018	CUSIP Clarity: MSRB Amends Rule to Exclude Direct Purchase Transactions from CUSIP Requirements	Dinsmore & Shohl LLP
May 25 2018	Do Mandatory Retirement Age Requirements For Directors Violate California Law?	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 25 2018	SEC Sanctions Broker-Dealer, Clearing Firm and Chief Compliance Officer for AML Violations	Ballard Spahr LLP
May 25 2018	Office of the Comptroller of the Currency Encourages Banks to Meet Consumer’s Needs for Short-Term, Small-Dollar Credit; BCFP Voices Approval	Covington & Burling LLP
May 24 2018	LIBOR Phase Out: Important Considerations for Negotiating Loan Documents	Mintz
May 24 2018	OCC Small Dollar Lending Bulletin Gets Mixed Reviews From Consumer Advocates	Ballard Spahr LLP
May 24 2018	OCIE Issues Risk Alert on Advisory Fees and Expense Compliance Issues Identified in Deficiency Letters	Vedder Price
May 24 2018	SEC Staff Issues Share Class Selection Disclosure Initiative FAQs	Vedder Price
May 24 2018	U.S. House of Representatives Sends Regulatory Relief Bill to President’s Desk	Polsinelli PC
May 24 2018	OCC small-dollar lending bulletin: one step forward but one step back?	Ballard Spahr LLP
May 24 2018	Did The Last Viking Sell Securities?	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 23 2018	SEC Issues Interpretive Guidance Regarding the Standard of Conduct for Investment Advisers	Vedder Price

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