Financial Institutions Banking

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Dec
13
2017
 The Glass Ceiling Thins the Ranks of African-American Managers in the Financial Services Industry Zuckerman Law
Dec
13
2017
 FCA Writes to CEOS on PFOF Womble Bond Dickinson (US) LLP
Dec
13
2017
 Recordkeeper Investment Support for Plan Sponsors: Interesting Angles on the DOL’s Fiduciary Rule #73 Faegre Drinker
Dec
13
2017
 Department of Labor Extends Transition Period for Prohibited Transaction Exemptions Related to Its ERISA Fiduciary Rule von Briesen & Roper, s.c.
Dec
13
2017
 CUNA Supports Mulvaney as Acting CFPB Director Ballard Spahr LLP
Dec
13
2017
 FCA Finalises Account Comparison Rules Womble Bond Dickinson (US) LLP
Dec
13
2017
 Government Publishes Anti-Corruption Strategy Womble Bond Dickinson (US) LLP
Dec
13
2017
 When Does Software Become Securities? Sheppard, Mullin, Richter & Hampton LLP
Dec
12
2017
 CFIUS for Europe? New screening of Foreign Direct Investments in Europe Sheppard, Mullin, Richter & Hampton LLP
Dec
12
2017
 SEC Takes $15 Million Bite Out of an ICO Sheppard, Mullin, Richter & Hampton LLP
Dec
12
2017
 PRA CONSULTS ON INTERNAL MODELS UNDER SOLVENCY 2 Womble Bond Dickinson (US) LLP
Dec
12
2017
 Federal Reserve Eliminates SOSA Rating and Proposes New Standards for FBO Daylight Overdraft Capacity Covington & Burling LLP
Dec
12
2017
 Bitcoin Futures Trading Kicks Off; CFTC to Monitor Risk Proskauer Rose LLP
Dec
12
2017
 Blockchain and Privacy Proskauer Rose LLP
Dec
12
2017
 Home Secretary Announces New National Economic Crime Centre to Tackle High Level Fraud and Money Laundering Womble Bond Dickinson (US) LLP
Dec
12
2017
 Proposed New Corporate Governance Requirement for AIM Companies Squire Patton Boggs (US) LLP
Dec
12
2017
 FINRA Requests Comment on Proposed Amendments Related to the Expungement of Customer Dispute Information Covington & Burling LLP
Dec
12
2017
 Complaints Commissioner Recommends Register Review Womble Bond Dickinson (US) LLP
Dec
12
2017
 FCA Sets Out Future Approach To Authorisation And Competition Womble Bond Dickinson (US) LLP
Dec
12
2017
 Identifying individuals in FCA regulatory notices – Macris applied Squire Patton Boggs (US) LLP
Dec
11
2017
 Five amicus briefs in support of Leandra English filed in CFPB Acting Director dispute Ballard Spahr LLP
Dec
11
2017
 Federal Reserve Proposes to Increase Stress Test Transparency Covington & Burling LLP
Dec
11
2017
 Many EU Countries Have Not Yet Adopted MiFID II Katten
Dec
11
2017
 Bipartisan bill to provide “true lender” fix introduced in House Ballard Spahr LLP
Dec
11
2017
 UK FCA, Dutch AFM and French AMF Publish Position Limits for Commodity Derivative Contracts Katten
Dec
11
2017
 FCA Feeds Back On Famr Womble Bond Dickinson (US) LLP
Dec
11
2017
 November/December – Commercial and IP Development Update Squire Patton Boggs (US) LLP
Dec
11
2017
 EU and CFTC Implement Mutual Recognition of Derivatives Trading Venues Katten
Dec
11
2017
 FCA Makes New Rules Womble Bond Dickinson (US) LLP
Dec
11
2017
 Partial success for High Court claim regarding suitability of structured product sales Squire Patton Boggs (US) LLP
Dec
10
2017
 HM Treasury Publishes Renewed Investment Management Strategy Katten
Dec
10
2017
 France’s Financial Markets Authority Considers its Options for Regulating Initial Coin Offerings K&L Gates
Dec
9
2017
 FCA’s Changes to Connect Impact MiFID Passport Notifications Katten
Dec
9
2017
 NFA Proposes to Amend NFA Compliance Rules 2-36 and 2-43 Katten
Dec
9
2017
 NFA Proposes to Amend NFA Registration Rule 802 Katten
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