Financial Institutions Banking

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Feb
21
2018
 SEC Launches Self-Reporting Initiative for Mutual Fund Share Classes Morgan, Lewis & Bockius LLP
Feb
21
2018
 New York State Department of Financial Services Issues Guidance to Virtual Currency Entities Proskauer Rose LLP
Feb
21
2018
 SEC Announces Share Class Selection Disclosure Initiative Dinsmore & Shohl LLP
Feb
20
2018
 SEC Share Class Selection Disclosure Initiative to Encourage Self-Reporting Faegre Drinker
Feb
20
2018
 Between Bridges – February 19, 2018: CFTC Says Futures Brokerage Firm’s Failure to Supervise Led to Unauthorized Cyber Attack; Trader Criminally Charged for Allegedly Misappropriating Employer’s Cryptocurrencies Katten
Feb
20
2018
 SEC Staff Announces 2018 OCIE Examination Priorities Proskauer Rose LLP
Feb
20
2018
 D.C. releases revised Bill of Rights for student loan borrowers Ballard Spahr LLP
Feb
20
2018
 To infinity and beyond – anti-money laundering hits new heights Squire Patton Boggs (US) LLP
Feb
20
2018
 A Small, But Promising, Step Towards State Money Transmitter Licensing Harmonization K&L Gates
Feb
20
2018
 New Regulations on Withholding Income Tax for Overseas Investors in China McDermott Will & Emery
Feb
20
2018
 FinCEN Imposes Section 311 Fifth Special Measure on Latvian Bank ABLV Ballard Spahr LLP
Feb
19
2018
 California CPAs Report Few Restatements But Many Are Not Reportable Allen Matkins Leck Gamble Mallory & Natsis LLP
Feb
19
2018
 Investment Services Regulatory Update - February 2018 Vedder Price
Feb
19
2018
 Department Of Business Oversight Continues To Grow Allen Matkins Leck Gamble Mallory & Natsis LLP
Feb
19
2018
 DBO Reports Increase In Adviser Examinations Allen Matkins Leck Gamble Mallory & Natsis LLP
Feb
19
2018
 Is A Prize-Linked Savings Account A Lottery? Allen Matkins Leck Gamble Mallory & Natsis LLP
Feb
19
2018
 Singularis Holdings Limited – beware of Quincecare Squire Patton Boggs (US) LLP
Feb
18
2018
 European Commission Publishes Survey About the Functioning of the AIFMD Katten
Feb
18
2018
 FCA Publishes Report on Algorithmic Trading Katten
Feb
17
2018
 CFTC Issues Interim Final Rule To Reorder and Alphabetize Definition Regulation Katten
Feb
17
2018
 Warning to Consumers on Virtual Currency Risks Issued by EBA, EIOPA and ESMA Katten
Feb
17
2018
 ESMA Publishes Recommendation on Leverage and Liquidity in Investment Funds Katten
Feb
16
2018
 CFTC Issues Order of Registration to ICE Futures Singapore Katten
Feb
16
2018
 FINRA Issues Regulatory Notice Regarding Extension of Time Requests Relating to FINRA Rule 4210 Katten
Feb
16
2018
 SEC Proposes Budget for Fiscal Year 2019 Katten
Feb
16
2018
 FCA Provides Update on EMIR United States Equivalence Decision and Intragroup Exemptions Katten
Feb
16
2018
 SEC Steps on the Gas to Deter Fraudulent ICOs Morgan, Lewis & Bockius LLP
Feb
16
2018
 Collection Letter Making Settlement Offer for Time-Barred Debt Can Violate FDCPA Without Legal Action Threat, Third Circuit Rules Ballard Spahr LLP
Feb
16
2018
 The Week Ahead in the European Parliament – February 16, 2018 Covington & Burling LLP
Feb
16
2018
 New York Attorney General Expresses Support for Student Loan Servicing Legislation Ballard Spahr LLP
Feb
16
2018
 Congress Again Attempts To Address Multiemployer Plan Crisis In Bipartisan Budget Act Jackson Lewis P.C.
Feb
16
2018
 FCC: Bitcoin Mining Equipment is Causing Interference to T-Mobile in Brooklyn Covington & Burling LLP
Feb
16
2018
 New Tax Law Changes Deductibility of Government Settlement Payments in False Claims Act, SEC, FINRA, and Other Types of Cases Foley & Lardner LLP
Feb
16
2018
 FinCEN proposes ban on Latvian bank Squire Patton Boggs (US) LLP
Feb
15
2018
 Court of Appeals Decision: Managers of Open-Market CLOs Not Subject to Dodd-Frank Risk Retention Cadwalader, Wickersham & Taft LLP
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