Financial Institutions Banking

Published between:
Published Title Organization
Mar
27
2019
 Massachusetts Securities Division Changes the Law Applicable to Investment Advisers Overnight Stark & Stark
Mar
27
2019
 Judge Finds No Privity Required For Control Persons Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
27
2019
 UBS fined £27.6m for transaction reporting failures Squire Patton Boggs (US) LLP
Mar
26
2019
 Divided Ninth Circuit Rejects Standing for Plaintiffs Alleging Inaccurate Credit Reports Womble Bond Dickinson (US) LLP
Mar
26
2019
 CFPB Makes Changes to Advisory Committee Charters and is Accepting New Membership Applications Ballard Spahr LLP
Mar
26
2019
 Oracle Granted Partial Summary Judgment in 401(K) Fees/Investment Option Case McDermott Will & Schulte LLP
Mar
26
2019
 SEC Adopts Final Rules To Further Simplify Disclosure Requirements Womble Bond Dickinson (US) LLP
Mar
26
2019
 Bank Directors Appointed By Politicians - What Could Possibly Go Wrong? Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
26
2019
 HM Treasury advisory notice on money laundering and terrorist financing controls in high-risk jurisdictions Squire Patton Boggs (US) LLP
Mar
26
2019
 Court Slashes FCRA Punitive Damages Award from $3 Million to $490,000 Womble Bond Dickinson (US) LLP
Mar
25
2019
 CA Dept. of Business Oversight files action against title lender for CA law violations; launches investigation into whether lender’s interest rates are unconscionable Ballard Spahr LLP
Mar
25
2019
 2019 HMDA Guide Released Ballard Spahr LLP
Mar
25
2019
 Federal and State Infrastructure Projects in Mexico Bracewell LLP
Mar
25
2019
 Basel Committee Statement on Crypto-Assets Squire Patton Boggs (US) LLP
Mar
25
2019
 CFPB issues annual FDCPA report Ballard Spahr LLP
Mar
25
2019
 Court Provides Guidance on a Bank’s Quincecare Duty of Care Squire Patton Boggs (US) LLP
Mar
23
2019
 ESMA Publishes Statement on the Impact on the MiFIR Trading Obligation for Shares; the FCA Responds Katten
Mar
23
2019
 ESMA Announces Results of MiFID II Annual Calculations of LIS and SSTI Thresholds for Bonds Katten
Mar
22
2019
 ESMA Extends Its Register of Derivatives to be Traded On-Venue Under MiFIR Katten
Mar
22
2019
 ECB Announces Euro Short-Term Rate Start Date and Recommendations on Transition From EONIA Katten
Mar
22
2019
 FINRA Reminds Firms of Obligations Under Rule 15c2-11(a)(4) Katten
Mar
22
2019
 Banking Regulators Adopt Swap Margin Safe Harbor Katten
Mar
22
2019
 FINRA Issues Guidance on FOCUS Reporting for Operating Leases Katten
Mar
22
2019
 CFTC Announces Energy and Environmental Markets & Global Markets Advisory Committee Meetings Katten
Mar
22
2019
 House of Lords Bribery Act 2010 Committee Publishes Post-Legislative Scrutiny Katten
Mar
22
2019
 ESMA Delays Publication of Annual Calculations of LIS and SSTI Thresholds for 2019/20 Bonds Katten
Mar
21
2019
 Arizona Employers, Remain Vigilant! State Legislature Approves New Service Methods for Writs of Garnishments Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Mar
21
2019
 North Dakota Modifies Surety Bond Requirements Ballard Spahr LLP
Mar
21
2019
 Nebraska Amends Licensing and Record Retention Requirements Ballard Spahr LLP
Mar
21
2019
 This Week’s Podcast: The CFPB’s Final Prepaid Card Rule: Top Ten Compliance Considerations [Podcast] Ballard Spahr LLP
Mar
21
2019
 NYDFS Files Opposition to OCC Motion to Dismiss Lawsuit Challenging Fintech Charter Ballard Spahr LLP
Mar
21
2019
 Disclosure of CECL’s Impact on Publicly Traded Financial Institutions Jones Walker LLP
Mar
21
2019
 New Jersey Files Lawsuit Against Two Buy-Here Pay-Here Used Car Dealers Ballard Spahr LLP
Mar
21
2019
 New Approach to No-Deal Brexit in Poland – Polish Brexit Bill Will Grant a Transition Period for UK Financial Market Entities Squire Patton Boggs (US) LLP
Mar
21
2019
 Chancery Court Grants Motion to Dismiss Section 220 Demand Made During a Pending Plenary Claim due to Lack of Special Circumstances K&L Gates LLP
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