Financial Institutions Banking

Custom text	Title	Organization
May 25 2018	FINRA Proposed Rule Changes & Notice of Disclosure Review Enhancements	Katten
May 25 2018	CFTC and NASAA Sign Agreement & Foreign Board Trade Applications	Katten
May 25 2018	Volkswagen Bondholders Reliance Allegations Come Under Scrutiny	Mintz
May 25 2018	FCA Publishes Findings From Its Review of Automated Investment Services	Katten
May 25 2018	UK Data Protection Bill Receives Royal Assent	Katten
May 25 2018	EU Policy Update for Q1 2018 – Budgets and Upcoming EU Elections, Steel and Aluminum Tariffs, a “Digital Tax” proposal, and Brexit	Covington & Burling LLP
May 25 2018	CUSIP Clarity: MSRB Amends Rule to Exclude Direct Purchase Transactions from CUSIP Requirements	Dinsmore & Shohl LLP
May 25 2018	Do Mandatory Retirement Age Requirements For Directors Violate California Law?	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 25 2018	SEC Sanctions Broker-Dealer, Clearing Firm and Chief Compliance Officer for AML Violations	Ballard Spahr LLP
May 25 2018	Office of the Comptroller of the Currency Encourages Banks to Meet Consumer’s Needs for Short-Term, Small-Dollar Credit; BCFP Voices Approval	Covington & Burling LLP
May 24 2018	LIBOR Phase Out: Important Considerations for Negotiating Loan Documents	Mintz
May 24 2018	OCC Small Dollar Lending Bulletin Gets Mixed Reviews From Consumer Advocates	Ballard Spahr LLP
May 24 2018	OCIE Issues Risk Alert on Advisory Fees and Expense Compliance Issues Identified in Deficiency Letters	Vedder Price
May 24 2018	SEC Staff Issues Share Class Selection Disclosure Initiative FAQs	Vedder Price
May 24 2018	U.S. House of Representatives Sends Regulatory Relief Bill to President’s Desk	Polsinelli PC
May 24 2018	OCC small-dollar lending bulletin: one step forward but one step back?	Ballard Spahr LLP
May 24 2018	Did The Last Viking Sell Securities?	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 23 2018	SEC Issues Interpretive Guidance Regarding the Standard of Conduct for Investment Advisers	Vedder Price
May 23 2018	SEC Proposes New Disclosure Requirements for Financial Professionals	Vedder Price
May 23 2018	House Passes Banking Bill Providing Dodd-Frank Relief	Ballard Spahr LLP
May 23 2018	The Fiduciary Rule Has (Almost Certainly) Been Vacated: What Plan Sponsors Should Know	Faegre Drinker
May 23 2018	What to Do About Missing Participants: Practical Steps for Plan Sponsors	Faegre Drinker
May 23 2018	What Expenses Can We Pay from Plan Assets? A Brief Review of the Legal Principles and Some Common Questions	Faegre Drinker
May 23 2018	2018 – Problem and Promise of Cryptocompliance in Asia	Squire Patton Boggs (US) LLP
May 23 2018	Social Investing: What the Latest DOL Guidance Means for Plan Fiduciaries	Faegre Drinker
May 22 2018	Parallels Between the SEC Regulation Best Interest and the DOL Best Interest Contract Exemption (Part 2): Interesting Angles on the DOL’s Fiduciary Rule #91	Faegre Drinker
May 22 2018	SEC Proposes New Rule That Would Require Broker-Dealers to Act in Best Interest of Retail Customers	Vedder Price
May 22 2018	Third Circuit Holds Fast on One-Year Statute of Limitations for FDCPA Suits	Barnes & Thornburg LLP
May 22 2018	SEC Proposes Amendments to Auditor Independence Rules to Address Certain Lending Relationships	Vedder Price
May 22 2018	Proskauer’s 2018 Global High-Yield Bond Study [Study Report]	Proskauer Rose LLP
May 22 2018	Required Notification to Be Beneficiary Under a Payment Bond	Stark & Stark
May 22 2018	President Trump signs joint resolution disapproving CFPB Bulletin concerning discretionary pricing by auto dealers	Ballard Spahr LLP
May 22 2018	Patent Related Changes To Bayh-Dole Act Regulations	Foley & Lardner LLP
May 21 2018	Maryland enacts law establishing Student Loan Ombudsman and significantly amends other consumer financial services statutes	Ballard Spahr LLP
May 21 2018	Democratic Senators urge CFPB to continue public disclosure of complaint data	Ballard Spahr LLP

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