Financial Institutions Banking

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Published Title Organization
Jul
18
2019
 Ruth Bader Ginsburg, Max Scherzer, a $5 million settlement, and How They All Relate to Workplace Parental Leave Policies Zuckerman Law
Jul
18
2019
 Court Compels Arbitration Based on Text Message Agreement Carlton Fields
Jul
18
2019
 CFPB Issues Update to 2016 Advisory on Elder Financial Abuse Ballard Spahr LLP
Jul
18
2019
 Draft Legislation Seeks to “Keep Big Tech Out Of Finance” Ballard Spahr LLP
Jul
18
2019
 DC Circuit: Willful Means Intentional Under the Advisers Act – Negligent Conduct Cannot Be Willful Conduct Carlton Fields
Jul
18
2019
 Court Enjoins HUD Attempt to Impose New Down Payment Assistance Requirements Ballard Spahr LLP
Jul
18
2019
 The Government Fails to Listen to Lenders as it Presses on With Reforms Which May Stifle UK Enterprise Squire Patton Boggs (US) LLP
Jul
18
2019
 SEC Adds to Guidance on Digital Assets Carlton Fields
Jul
18
2019
 Privacy Tip #199 – Guard Your Cryptowallet: Cryptoheist in Japan Drains $32 Million From Exchange Robinson & Cole LLP
Jul
18
2019
 A Discussion of Credit Reporting Issues Arising From the CFPB’s Proposed Debt Collection Rules [Podcast] Ballard Spahr LLP
Jul
18
2019
 House Financial Services Committee passes more credit reporting bills Ballard Spahr LLP
Jul
17
2019
 Unpacking the SEC’s Regulation Best Interest Package Carlton Fields
Jul
17
2019
 FINRA Releases New Guidance on Credit for Extraordinary Cooperation Katten
Jul
16
2019
 Pennsylvania 2019 Tax Bill Adds Opportunity Zone Conformity for Personal Income Tax, Adopts New Sales Tax Provisions, and Amends Other Tax and Credit Provisions Ballard Spahr LLP
Jul
16
2019
 Capital Markets & Public Companies Quarterly - July 2019 McDermott Will & Schulte LLP
Jul
16
2019
 House Financial Services Committee Passes Credit Reporting Bills Ballard Spahr LLP
Jul
16
2019
 Words Matter: Chancery Court Holds that Indemnification Provision in Equity Purchase Agreement Does Not Cover Advancement of Expenses for Officer Conduct Unauthorized by the Board K&L Gates LLP
Jul
15
2019
 Fifth Circuit Reverses Ruling That Procedural Unconscionability Is Decided by Arbitrator Carlton Fields
Jul
15
2019
 FY 2020 Sequestration Reduction Rate Set at 5.9% Bracewell LLP
Jul
15
2019
 OIG Report Looks at CFPB Internal Sharing of Complaint Data Ballard Spahr LLP
Jul
15
2019
 Federal Reserve White Paper on Synthetic Identity Payments Fraud—A Growing Problem in the U.S. That Affects Consumers, Businesses, Financial Institutions, Government Agencies and the Health Care Industry Robinson & Cole LLP
Jul
15
2019
 New Requirements for Collection of Medical Debt in Washington Effective July 28 Ballard Spahr LLP
Jul
15
2019
 Bridging the Week by Gary DeWaal: July 8 – 12, and July 15, 2019 (Crypto Custody; An International Exchange and Truth; One + One = Two) Katten
Jul
15
2019
 CFIUS Filing Clearance: Huatai Securities, AssetMark Financial Holdings, and Global Financial Private Capital Squire Patton Boggs (US) LLP
Jul
15
2019
 FINRA Issues Regulatory Notice Requesting Comment on a Proposal to Publish ATS Volume Data for Corporate Bonds and Agency Debt Securities Katten
Jul
14
2019
 Division of Trading and Markets and FINRA Staffs Issue Joint Statement on Broker-Dealer Custody of Digital Asset Securities Katten
Jul
13
2019
 FINRA Issues Regulatory Notice Supplementing Prior Guidance on Credit for Extraordinary Cooperation Katten
Jul
13
2019
 FATF Publishes Updated Standards Include Interpretative Note on Virtual Assets Katten
Jul
13
2019
 CFTC Issues Guidance on Initial Margin Documentation Requirements Katten
Jul
12
2019
 CFTC Report Concerning On-Venue and Cleared Swaps Katten
Jul
12
2019
 CFTC and SEC Propose Changes to Margin Requirements for Security Futures Katten
Jul
12
2019
 CFTC Grants DCO Registration to Eris Clearing Katten
Jul
12
2019
 CFTC Staff Provide Guidance, No-Action Relief With Respect to the Treatment of Separate Accounts by FCMs Katten
Jul
12
2019
 CFTC and Financial Services Agency of Japan Issue Joint Statement on Comparability of Derivatives Trading Venues Katten
Jul
12
2019
 SEC Qualifies Blockstack and YouNow Regulation A Offerings Proskauer Rose LLP
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