Financial Institutions Banking

Published between:
Published Title Organization
Jul
11
2019
 A Close Look at the Changes to the FDCPA Validation Notice in the CFPB’s Proposed Debt Collection Rules [Podcast] Ballard Spahr LLP
Jul
11
2019
 Cyber Crime Continues to Plague Banks and Bank Customers Jones Walker LLP
Jul
11
2019
 FHFA Reverses Position (Again) on its Constitutionality Ballard Spahr LLP
Jul
11
2019
 Storm Preparation: Dealing With Financially Troubled Companies and Avoiding Clawbacks Foley & Lardner LLP
Jul
10
2019
 Congress Passes Legislation Addressing VA Refinance Loan Issues Ballard Spahr LLP
Jul
10
2019
 What to Do If the SEC Comes Knocking on Your Door [Podcast] Carlton Fields
Jul
9
2019
 Dubai Makes Moves Toward International Best Practices with New Insolvency Law Squire Patton Boggs (US) LLP
Jul
8
2019
 SEC Adopts Final Auditor Independence Loan Rule Faegre Drinker
Jul
8
2019
 SEC Announces New Approach to Disqualification Waivers Proskauer Rose LLP
Jul
8
2019
 Bridging the Week by Gary DeWaal: July 1 – 5, and July 8, 2019 (Banning Cryptocurrency Futures; Apple Computer; Position Limits Violation) Katten
Jul
8
2019
 A 24% Stockholder of Seller and Seller’s Board Must Face Fiduciary Duty Claims Due to Flawed Sales Process and Inadequate Merger-related Disclosures: Another Merger Challenge Demonstrates the Limits of Corwin Cadwalader, Wickersham & Taft LLP
Jul
8
2019
 CFPB 2019 Fair Lending Report Highlights Alternative Scoring Models Ballard Spahr LLP
Jul
8
2019
 Commissioner Peirce Has Concerns About California's Gender Quota Mandate Allen Matkins Leck Gamble Mallory & Natsis LLP
Jul
8
2019
 Senior Compliance Officer and Trader Imprisoned for Insider Dealing Following FCA investigation Squire Patton Boggs (US) LLP
Jul
8
2019
 New York Department of Financial Services Opens Investigation into Facebook Advertisers Ballard Spahr LLP
Jul
8
2019
 California bill capping consumer loan interest rates moves closer to enactment Ballard Spahr LLP
Jul
5
2019
 The Bubbler - July 2019 Mintz
Jul
3
2019
 Investment Services Regulatory Update - June 2019 Vedder Price
Jul
2
2019
 National Futures Association Proposes Overhaul of its Member Requirements for the Supervision of Branch Offices and Guaranteed Introducing Brokers Katten
Jul
2
2019
 This week’s Podcast: A close Look at Utah’s New Regulatory Sandbox Program [Podcast] Ballard Spahr LLP
Jul
2
2019
 New plaintiffs join lawsuit against CFPB for delaying Section 1071 implementation Ballard Spahr LLP
Jul
2
2019
 Revised EIN Application Process Requires Individuals to Serve as the “Responsible Party” Sheppard, Mullin, Richter & Hampton LLP
Jul
1
2019
 Petition Filed with FTC Seeking Investigation of Use of “Secret Surveillance Scoring” Ballard Spahr LLP
Jul
1
2019
 Bridging by Gary DeWaal: June 24 – 28, and July 1, 2019 (Wash Sales; Another Spoofing Settlement) [VIDEO] Katten
Jul
1
2019
 Wayfair Workers Stage Walkout Over Border Facility Sales Risk and Insurance Management Society, Inc. (RIMS)
Jul
1
2019
 Seila Law Asks U.S. Supreme Court to Review Ninth Circuit Ruling that CFPB’s structure is Constitutional Ballard Spahr LLP
Jul
1
2019
 Commission Interpretation – Standard of Conduct for Investment Advisers Cadwalader, Wickersham & Taft LLP
Jul
1
2019
 Letter Sent to Lawmakers Urging Congress to Pass Legislation Creating a Legal Framework for Income Share Agreements Ballard Spahr LLP
Jun
29
2019
 SEC Adopts Capital, Margin and Segregation Requirements for Security-Based Swap Dealers and Major Participants Katten
Jun
29
2019
 FINRA Files Proposed Rule Change to Public Communications and Research Reports Katten
Jun
29
2019
 As Bitcoin’s Price Moves Dramatically, ETF Proposals Remain at a Standstill Proskauer Rose LLP
Jun
28
2019
 CFTC Approves LedgerX LLC as Designated Contract Market Katten
Jun
28
2019
 CFPB Provides Highlights of First Six Months Under Director Kraninger's Leadership Ballard Spahr LLP
Jun
28
2019
 ESMA Publishes Updated l Transparency Calculations for Equity and Equity-like Instruments Katten
Jun
28
2019
 Vermont Supplements Recent Legislation Ballard Spahr LLP
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