Financial Institutions Banking

Published between:
Published Title Organization
Mar
5
2020
 Watch Out: Responding to RFA Matters More Than What You May Think, Even After Close of Discovery Squire Patton Boggs (US) LLP
Mar
4
2020
 Massachusetts Finalizes State Fiduciary Standard amid Regulation Best Interest K&L Gates LLP
Mar
4
2020
 DOT Announces $225 Million in Port Grant Opportunities K&L Gates LLP
Mar
4
2020
 BitBlog Bi-Weekly Update Polsinelli PC
Mar
3
2020
 Controversial New Open Source License for Decentralized Apps – Protects Users’ Data and Cryptographic Keys Sheppard, Mullin, Richter & Hampton LLP
Mar
3
2020
 Massachusetts Securities Division Rolls Out Final Version of Fiduciary Duty Rule Mintz
Mar
2
2020
 Delaware Holds That Directors May Choose Lower Value All-Cash Deal Over Stock Deal So Long As The Decision Is Made In Good Faith And Free Of Conflicts K&L Gates LLP
Mar
2
2020
 Federal Court Tosses Hoskins’ FCPA Counts but Sustains Money Laundering Conviction Greenberg Traurig, LLP
Mar
2
2020
 Bridging the Weeks by Gary DeWaal: February 17 to 28, and March 2, 2020 (Sanctioned Again; Spoofing; Denied Again; Bitcoin ETF) Katten
Mar
2
2020
 What Makes Common Stock, Common? Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
2
2020
 FINRA Announces 2020 Exam Priorities Vedder Price
Mar
1
2020
 OCIE Announces 2020 Examination Priorities Vedder Price
Feb
29
2020
 FINRA Releases Targeted Examination Letter for No Commission Brokers Katten
Feb
28
2020
 FINRA Reminds Member Firms of Their Supervision Responsibilities of UTMA and UGMA Accounts Katten
Feb
28
2020
 CFTC Approves Revisions to Swap Data Reporting, Dissemination and Public Reporting Requirements for Market Participants Katten
Feb
28
2020
 ECB Speech on Central Clearing Katten
Feb
28
2020
 FCA Changes Short Selling Reporting Process Katten
Feb
28
2020
 Mitigating Payment Fraud Risks Risk and Insurance Management Society, Inc. (RIMS)
Feb
28
2020
 Overuse of Beneficiary Designations: How They Can Derail a Client’s Estate Plan Wiggin and Dana LLP
Feb
28
2020
 Supreme Court Decision on ERISA Statute of Limitations May Help Defendants Defeat Class Certification Robinson & Cole LLP
Feb
27
2020
 Agencies Propose Volcker Rule Amendments Relating to Covered Funds Vedder Price
Feb
27
2020
 The Massachusetts Supreme Judicial Court Considers the Effect of State-Mandated Default Notice on the Validity of Non-Judicial Disclosures K&L Gates LLP
Feb
27
2020
 U.S. Supreme Court Denies Bid to Review Dismissal of Challenge to Pay-To-Play Rule Proskauer Rose LLP
Feb
27
2020
 Unanimous Supreme Court Restricts Application of Federal Common Law and Invalidates Bob Richards Doctrine in Tax Refund Disputes Greenberg Traurig, LLP
Feb
27
2020
 Court Of Appeal Confirms That No Special Rules Apply To Regulators When It Comes To Documents Protected By Legal Professional Privilege Squire Patton Boggs (US) LLP
Feb
26
2020
 The Supreme Court Defines Actual Knowledge Jackson Lewis P.C.
Feb
26
2020
 FCRA Alert: the Spike Is No Fluke Squire Patton Boggs (US) LLP
Feb
26
2020
 SEC Guidance on Key Performance Indicators and Metrics in MD&A and Three New MD&A C&DIs Mintz
Feb
26
2020
 Income Share Agreements: A Promising New Education Financing Tool in Need of Greater Federal Regulatory Clarity Reed Smith LLP
Feb
26
2020
 New IRS Guidance on Section 45Q Carbon Capture and Sequestration Tax Credits: Key Preliminary Takeaways for Potential Market Participants Sheppard, Mullin, Richter & Hampton LLP
Feb
26
2020
 MintzEdge Entrepreneur Perspective: Startup Space [PODCAST] Mintz
Feb
26
2020
 Proposed SEC Amendments Expand Pool of Accredited Investors Varnum LLP
Feb
25
2020
 Best Interest Standard of Care for Advisors #26 Faegre Drinker
Feb
25
2020
 20 Tips for U.S. Virgin Islands Employers in 2020: Workers’ Compensation Insurance Update Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Feb
25
2020
 Best Interest Standard of Care for Advisors #25 Faegre Drinker
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