Financial Institutions Banking

Published between:
Published Title Organization
Oct
6
2020
 SBA Clarifies Pre-approval Requirements in PPP Borrower Change of Control Transactions Wiggin and Dana LLP
Oct
6
2020
 Intrafamily Loans: October Updates Wiggin and Dana LLP
Oct
6
2020
 Kraken Becomes First Digital Asset Company to Receive U.S. Bank Charter Proskauer Rose LLP
Oct
5
2020
 SBA Guidance on Changes in Ownership of PPP Loan Borrowers Foley & Lardner LLP
Oct
5
2020
 Wealth Management Update October 2020 Proskauer Rose LLP
Oct
5
2020
 SBA Consent Requirements for M&A Transactions with PPP Loans Katten
Oct
5
2020
 Further Update: NYSE Extends the Waiver of Certain Shareholder Approval Requirements Through the End of 2020 Due to Ongoing COVID-19 Pandemic Jones Walker LLP
Oct
5
2020
 New PPP Rules Governing M&A Transactions Bracewell LLP
Oct
5
2020
 PPP Update SBA Issues Guidance on M&A Transactions Vedder Price
Oct
5
2020
 Incomplete Doesn’t Always Mean Inaccurate: Fifth Circuit “Hammers” In Denial of Plaintiff’s Complaint Squire Patton Boggs (US) LLP
Oct
2
2020
 FINRA Requests Comment on Proposed Proceeding Rule for Failures to Comply With Qualification Examinations Rules of Conduct, Registration Requirements and Eligibility Proceedings Rules Katten
Oct
2
2020
 SEC Staff to Host Roundtable on Regulation Best Interest and Form CRS on October 26 Katten
Oct
2
2020
 U.S. Department of the Treasury Issues Advisory Warning that Ransomware Payments May Violate OFAC Sanctions Hunton Andrews Kurth
Oct
2
2020
 OFAC Issues Advisory on Sanctions for Facilitating Ransomware Payments Robinson & Cole LLP
Oct
2
2020
 COVID-19: FCA and PRA Updates on Working from Home and Key Workers Katten
Oct
2
2020
 CFTC Extends No-Action Relief for Certain Reporting Obligations under the OCR Final Rule & Holding Open Commission Meeting on October 6 Katten
Oct
2
2020
 SEC Enforcement’s First Public Company Cases Resulting from its EPS Initiative Faegre Drinker
Oct
2
2020
 NYSE Further Extends Waiver of Certain Shareholder Approval Requirements as a Result of Coronavirus (COVID-19) Mintz
Oct
2
2020
 To Vote, or Not to Vote, That is the DOL’s Proxy Voting Question for ERISA Fiduciaries Proskauer Rose LLP
Oct
2
2020
 What's New in Special Assets [Webinar] Ward and Smith, P.A.
Oct
2
2020
 ESMA Publishes Final Report on Technical Standards for the Provision of Investment Services by Non-EU Firms Cadwalader, Wickersham & Taft LLP
Oct
2
2020
 FinCEN Director Blanco Encourages Increased Communication During Global Pandemic Squire Patton Boggs (US) LLP
Oct
2
2020
 Government confirms its position on insurers deducting grants from COVID-19 BI settlements Squire Patton Boggs (US) LLP
Oct
1
2020
 SEC Mike Drop on Rapper and Film Producer Charged With Illegal ICOs Polsinelli PC
Oct
1
2020
 California Enacts “Mini-CFPB” Law, Significantly Altering Financial Services Regulation in The State K&L Gates LLP
Oct
1
2020
 Commodity Futures Trading Commission Issues Time-Limited Relief from CFTC Rule 1.56 Greenberg Traurig, LLP
Sep
30
2020
 Stewardship Code 2020: Early Reporting Squire Patton Boggs (US) LLP
Sep
30
2020
 Second Bite of the Cherry: Returning to the UK's Temporary Permissions Regime K&L Gates LLP
Sep
30
2020
 Worth It Episode 1: Is Now a Good Time to Create a GRAT? Proskauer Rose LLP
Sep
29
2020
 SEC Modernizes and Codifies Disclosure Requirements for Banking Registrants Bracewell LLP
Sep
29
2020
 Best Interest Standard of Care for Advisors #33 Faegre Drinker
Sep
29
2020
 What Is A Stakeholder? Allen Matkins Leck Gamble Mallory & Natsis LLP
Sep
28
2020
 UK Government Introduces New Job Support Scheme to Protect Jobs Still Affected by the COVID-19 Crisis Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Sep
28
2020
 SEC Adopts Amendments to Modernize Shareholder Proposal Rule Godfrey & Kahn S.C.
Sep
28
2020
 SEC Staff Provides Guidance on Non-Custodial Digital Asset Settlement Hunton Andrews Kurth
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