Financial Institutions Banking

Published between:
Published Title Organization
Oct
9
2020
 Paycheck Protection Program: PPP Borrowers May Need Prior SBA Approval for Change in Ownership Transactions Greenberg Traurig, LLP
Oct
9
2020
 PPP Update: SBA Procedural Notice - Paycheck Protection Program Loans and Changes of Ownership Robinson & Cole LLP
Oct
9
2020
 Securities and Exchange Commission Modernizes Disclosure Requirements For Financial Institutions Polsinelli PC
Oct
9
2020
 Beltway Buzz, October 9, 2020 Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Oct
9
2020
 CFTC Signs Memorandum & Approves Form CPO-PQR Amendments Katten
Oct
9
2020
 DOJ Antitrust Division Rolls Out modernized Merger Remedies Manual Godfrey & Kahn S.C.
Oct
9
2020
 FINRA Requests Amendment Comments & Phishing Alert Katten
Oct
9
2020
 FCA Publishes Statement on MiFIR Trade Reporting and Position Limit Obligations Katten
Oct
9
2020
 NFA Issues Notice on Expiration of Temporary Relief from Fingerprinting Requirements Katten
Oct
9
2020
 Brussels Regulatory Brief: September 2020 K&L Gates LLP
Oct
9
2020
 SEC Proposes Exemption from Registration for Finders Greenberg Traurig, LLP
Oct
9
2020
 California's Alarmingly Expansive Definition Of "Investment Adviser" Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct
8
2020
 SEC Amends Rule 15c2-11, Enhancing Retail Investor Protections and Modernizing the Standards Governing Quotations for OTC Securities Jones Walker LLP
Oct
8
2020
 “We’re Not in Kansas Anymore:” SEC Enforcement Action Against a Trust Company With Trusts Norris McLaughlin P.A.
Oct
8
2020
 2021 U.S. Tax Forecast: How the November Elections Could Lead to Significant Tax Changes Affecting You and Your Business K&L Gates LLP
Oct
8
2020
 PPP Forgiveness and Form 1099-C Jones Walker LLP
Oct
8
2020
 SEC Settles Enforcement Action against Private Equity Firm for Beneficial Ownership Reporting Violations Faegre Drinker
Oct
8
2020
 SEC Issues No-Action Letter Facilitating the Secondary Trading of Digital Assets Greenberg Traurig, LLP
Oct
8
2020
 Cryptocurrency Exchange and its Executives Face Allegations of Failing to Maintain an Adequate AML Program Squire Patton Boggs (US) LLP
Oct
7
2020
 Weekly IRS Roundup September 28 – October 2, 2020 McDermott Will & Schulte LLP
Oct
7
2020
 Acquisition of PPP Borrowers - Guidance in Changes in Ownership Hill Ward Henderson
Oct
7
2020
 Off Target: Major Retailer Dismissed from TCPA Suit Initiated By Questionable Revocation Effort Troutman Amin, LLP
Oct
7
2020
 Foreign Financial Service Providers in Australia - Part 2 [PODCAST] Proskauer Rose LLP
Oct
7
2020
 The CFTC'S Enforcement Division Again Puts Market Participants on Notice About its Expectations Concerning Compliance Programs K&L Gates LLP
Oct
7
2020
 FCA BI Test Case – What Happened at the Consequentials Hearing Squire Patton Boggs (US) LLP
Oct
6
2020
 ILPA Releases Deal-By-Deal Model LPA Katten
Oct
6
2020
 The Impact of COVID-19 on NAV and Hybrid Credit Facilities Proskauer Rose LLP
Oct
6
2020
 SBA Issues Guidance on Change of Ownership for PPP Borrowers Varnum LLP
Oct
6
2020
 Trust Companies Face Increased Anti-Money Laundering Requirements K&L Gates LLP
Oct
6
2020
 Plaintiff’s Counsel’s Refusal to Provide its Client’s Credit Report Sans a Valid Opposition Results in Award of Defendant’s Reasonable Expenses for Defendant’s Motion to Compel Squire Patton Boggs (US) LLP
Oct
6
2020
 Another Significant Cryptocurrency Decision: SEC v. Kik Interactive Inc. and Token Offerings Under the Securities Laws Greenberg Traurig, LLP
Oct
6
2020
 Third Party Administrator Licensing and Compliance Services: Recent Regulatory Actions Against TPAs Polsinelli PC
Oct
6
2020
 Commerce, Culture, and Compliance Norris McLaughlin P.A.
Oct
6
2020
 Financial Reporting Council Stewardship Code Early Reporting Review Cadwalader, Wickersham & Taft LLP
Oct
6
2020
 Best Interest Standard of Care for Advisors #34 Faegre Drinker
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