Financial Institutions Banking

Published between:
Published Title Organization
Oct
19
2020
 Reminder October 30 Filing Deadline to file 2019 Form BE-180 Electronically Foley & Lardner LLP
Oct
19
2020
 Delaware Supreme Court Reaffirms Primacy of Market Evidence in Determining Fair Value in Appraisal Proceedings Cadwalader, Wickersham & Taft LLP
Oct
19
2020
 FCA Highlights Risks of Market Abuse in a Time of Pandemic Squire Patton Boggs (US) LLP
Oct
16
2020
 CFTC Adopts New Position Limits Requirements Katten
Oct
16
2020
 FCA, PRA Publish Dear CEO Letter, FCA Updates Webpage Katten
Oct
16
2020
 CFTC Approves Margin Requirement Rules & Staff Provides Reporting Relief Katten
Oct
16
2020
 FCA: Working from Home Heightens Insider Trading Risks Faegre Drinker
Oct
15
2020
 Section 1446(f) Final Regulations: Key Changes to Guidance on Non-Publicly Traded Partnership Interest Transfers by Non-U.S. Persons Proskauer Rose LLP
Oct
15
2020
 DOL Proposes New Rule on Proxy Voting Duties – Potential Implications for Investment Managers and Other ERISA Fiduciaries K&L Gates LLP
Oct
15
2020
 Legal Challenge to Federal Ban on SEPs May Result in Change in Enforcement Policy Van Ness Feldman LLP
Oct
15
2020
 SEC Passes New Rule 12d1-4 Regarding Fund of Funds Greenberg Traurig, LLP
Oct
15
2020
 Mandatory Independent Scrutiny of Pre-Pack Sales to Connected Parties to be Introduced in the UK Squire Patton Boggs (US) LLP
Oct
15
2020
 Bracing for Activist Investors in the Retail Industry Hunton Andrews Kurth
Oct
15
2020
 Asserting Reliance on Compliance Consultants as a Defense: Admissibility and Effectiveness Proskauer Rose LLP
Oct
14
2020
 Time for a Change: The CFTC Adopts Extensive Amendments to Swap Reporting Regulations to Improve Data Quality Katten
Oct
14
2020
 CFIUK? The UK Brings Heavier Scrutiny to Its Foreign Investment Reviews Sheppard, Mullin, Richter & Hampton LLP
Oct
14
2020
 COVID-19: New DOJ Guidance on Inability-to-Pay Claims: What Companies Affected by COVID-19 Need to Know When Seeking Reduced Civil and Criminal Penalties from DOJ K&L Gates LLP
Oct
14
2020
 DOJ’s Cryptocurrency Framework: A New Perspective? Greenberg Traurig, LLP
Oct
14
2020
 Finders Keepers? SEC Proposes Exemption From Broker-Dealer Registration for Finders in Private Placements, but Questions Remain K&L Gates LLP
Oct
13
2020
 SBA Fast-tracks Forgiveness for the Smallest PPP Borrowers Wiggin and Dana LLP
Oct
13
2020
 CFTC Record Enforcement Year and Director Departure Faegre Drinker
Oct
13
2020
 DOL Issues Guidance on Private Equity Investments in 401(k) Plans Faegre Drinker
Oct
13
2020
 SEC Approves NYSE’s Plan for Primary Direct Listings, Then Stays Order to Consider the Changes Bracewell LLP
Oct
13
2020
 How Risky Is Tossing Your Old Servers? Maybe $60,000,000 Fine Womble Bond Dickinson (US) LLP
Oct
13
2020
 OFAC Advisory Warns of Civil Penalties for Ransomware Payments McDermott Will & Schulte LLP
Oct
13
2020
 CMA Order: Three Ways to Avoid Starting 2021 With a Fine! Squire Patton Boggs (US) LLP
Oct
13
2020
 SEC Proposes Relief from Broker-Dealer Registration for Certain Finders Mintz
Oct
13
2020
 SEC Issues Statement in Response to the Report of the President’s Working Group on Financial Markets Vedder Price
Oct
12
2020
 Highlights from SEC Speaks 2020 Vedder Price
Oct
12
2020
 Responsible Lending Laws Regarded As 'Unsuitable' K&L Gates LLP
Oct
12
2020
 SEC Human Capital Reporting Rules Take Effect Hunton Andrews Kurth
Oct
12
2020
 DOJ Releases Cryptocurrency Enforcement Report Hunton Andrews Kurth
Oct
10
2020
 Trading Halts and Other Trading Restrictions in the COVID-19 Environment Cornerstone Research
Oct
10
2020
 ISDA Efforts to Help Markets Deal With LIBOR Replacement Clear DOJ Hurdle Katten
Oct
10
2020
 CFTC Announces Open Commission Meeting to Consider Final Rules on Margin Requirements for Uncleared Swaps, Registration Exemptions for Foreign Intermediaries and Derivative Position Limits Katten
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