Financial Institutions Banking

Published between:
Published Title Organization
Nov
18
2020
 Department of Labor Finalizes Rule Adopting Amendments to the “Investment Duties” Regulation Cadwalader, Wickersham & Taft LLP
Nov
18
2020
 Independent Schools and PPP Loans: Are You In Compliance With Title IX? Robinson & Cole LLP
Nov
18
2020
 India: AAR Applies the ‘look Through’ Approach – Denies Treaty Relief to a Mauritian Entity on Transfer of Indian Shares Nishith Desai Associates
Nov
18
2020
 SEC Adopts Rules to Enhance and Improve Exempt Offering Framework Polsinelli PC
Nov
18
2020
 UK Financial Services Regulators Publish Joint Statement Relating to Timing for Implementation of the UK’s Investment Firms Prudential Regime Proskauer Rose LLP
Nov
18
2020
 Out-of-Court Restructuring Alternatives in the EU, Germany and the US McDermott Will & Schulte LLP
Nov
18
2020
 Good News For Global Fintechs: Proposed Amendment To Taiwan's Act Governing Electronic Payment Institutions Aims To Consolidate The Development Of Electronic Money And Payment Industries And Streamline The Provision Of Payments K&L Gates LLP
Nov
18
2020
 CFPB Announces Consent Order with Debt Collector for Violations of FCRA Womble Bond Dickinson (US) LLP
Nov
17
2020
 India: Term, Termination and Liquidation of an Alternative Investment Funds (Aif) Nishith Desai Associates
Nov
17
2020
 Will Banks Fund the Next Wave of Fintech? K&L Gates LLP
Nov
17
2020
 LIBOR Is Fading Away Norris McLaughlin P.A.
Nov
17
2020
 Money transfer for specific purpose – High Court ruling on Quistclose Trusts Squire Patton Boggs (US) LLP
Nov
16
2020
 Technology and Telecom Policy Greenberg Traurig, LLP
Nov
16
2020
 SEC Adopts Rule Amendments to Improve Exempt Offering Framework Sheppard, Mullin, Richter & Hampton LLP
Nov
16
2020
 SEC Adopts Amendments to “Accredited Investor” Definition Winstead
Nov
16
2020
 CFTC Adopts New Rules on Position Limits for Derivatives Katten
Nov
16
2020
 Price Gouging Weekly Round Up - November 16, 2020 Proskauer Rose LLP
Nov
16
2020
 SEC Proposes to Modernize Fund Shareholder Reports and Disclosures Godfrey & Kahn S.C.
Nov
16
2020
 FINRA Limits Registered Persons from being Beneficiaries or Holding Positions of Trust Mintz
Nov
16
2020
 New FINRA Rule Limits Registered Persons From Being Named Customer’s Beneficiary Jackson Lewis P.C.
Nov
16
2020
 CFPB Announces Settlement with Debt Collector for Credit Reporting Violations Squire Patton Boggs (US) LLP
Nov
16
2020
 SEC and Wyoming Division of Banking Address Custody of Digital Assets Hunton Andrews Kurth
Nov
13
2020
 Federal Trade Commission Zeros in on Problematic Non-Competes McDermott Will & Schulte LLP
Nov
13
2020
 California’s Adoption of ‘Mini-CFPB’ Will Transform Consumer Financial Services Regulation in the State Greenberg Traurig, LLP
Nov
13
2020
 Reassessing Your Global Compliance Risk Profile Foley & Lardner LLP
Nov
13
2020
 FINRA Conducts Review of Waiver and Rebate Systems and Procedures with Respect to Mutual Fund ROR Purchases Katten
Nov
13
2020
 ESMA Update November 9-13, 2020 Katten
Nov
13
2020
 OCC Issues Semiannual Risk Perspective Katten
Nov
13
2020
 Foreign Direct Investment UK Update Cadwalader, Wickersham & Taft LLP
Nov
12
2020
 New SBA PPP Loan Necessity Questionnaire Is Available Prior To OMB Approval: Are Lenders Jumping the Gun? Foley & Lardner LLP
Nov
12
2020
 India: Incentivising Category-III AIFs in the IFSC Nishith Desai Associates
Nov
12
2020
 SEC Harmonizes and Improves “Patchwork” Private Offering Framework Mintz
Nov
12
2020
 DOL Issues Final "ESG" Rule; Focuses on "Pecuniary" Factors K&L Gates LLP
Nov
12
2020
 DFPI To Hold "Listening Sessions" On CCFPL Allen Matkins Leck Gamble Mallory & Natsis LLP
Nov
11
2020
 Crowdfunding Expanded; SEC Announces Increase in Amounts Permitted To Be Raised by Crowdfunding Mintz
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