Financial Institutions Banking

Published between:
Published Title Organization
Nov
21
2020
 CFTC Extends Relief for SEFs From Certain Block Trade Requirements Katten
Nov
21
2020
 IRS Releases New Guidance on the Deduction of PPP Expenses Wiggin and Dana LLP
Nov
20
2020
 CFTC Extends No-Action Relief to SEFs From Certain Audit Trail Requirements Related to Post-Execution Allocation Information Katten
Nov
20
2020
 A Test Costs What? Pricing and Reimbursing COVID-19 Tests Proskauer Rose LLP
Nov
20
2020
 IRS Launches Another Misguided Missile at Paycheck Protection Program Loan Recipients Faegre Drinker
Nov
20
2020
 CFTC Extends Temporary Swap Data Reporting Relief for Certain International Swap Dealers and Major Swap Participants Katten
Nov
20
2020
 SEC’s Division of Corporation Finance Issues Updated C&DI Regarding Equity Line Financings Katten
Nov
20
2020
 SEC Enforcement Action Cites Bank for Operating Collective Investment Funds as Unregistered Investment Companies: Key Takeaways for Banks and Advisers K&L Gates LLP
Nov
20
2020
 CFTC Unanimously Approves Final Rule for Granting Exemptions From DCO Registration Katten
Nov
20
2020
 Financial Industry Regulatory Authority Arbitration of Employment Disputes Jackson Lewis P.C.
Nov
20
2020
 COVID-19: IRS Issues Guidance on Forgiven PPP Loans; Congress Reacts Pierce Atwood LLP
Nov
20
2020
 Securities Exchange Board of India (SEBI) Introduces New AIF Investment Committee Regulations Nishith Desai Associates
Nov
20
2020
 CFTC Unanimously Approves Final Rule Amending SEF Requirements Katten
Nov
20
2020
 Regulatory Capital – UK Authorities Jointly Publish Statement on New UK Prudential Rules Katten
Nov
20
2020
 SEC Division of Corporation Finance Releases Financial Reporting Manual Updates Katten
Nov
20
2020
 SEC Amends Exempt Offering Framework McDermott Will & Schulte LLP
Nov
20
2020
 FINRA Files Proposed Rule Change to Address Firms With History of Misconduct Katten
Nov
20
2020
 OCIE Report Uncovers Repeated Compliance Issues At Advisers' Branch Offices Mintz
Nov
19
2020
 SEC Adopts Final Rules Improving and Harmonizing the Exempt Offering Framework Jones Walker LLP
Nov
19
2020
 Federal Court Deals Another Victory To Lenders in PPP Litigation Jones Walker LLP
Nov
19
2020
 Fair-Lending Enforcement Under the Biden Administration — the Return of Disparate Impact Jones Walker LLP
Nov
19
2020
 Recent SEC Actions Easing Capital Raising Barriers for Smaller Issuers Varnum LLP
Nov
19
2020
 New OTS Report Recommends Changes to UK’s Capital Gains Tax Regime Proskauer Rose LLP
Nov
19
2020
 SEC Adopts Rule Changes to Promote Capital Investment and Harmonize Private Placement Framework K&L Gates LLP
Nov
19
2020
 SEC Adopts New Rule Governing Funds’ Use of Derivative Vedder Price
Nov
19
2020
 No Steak, No Wine? OIG Cautions Against Physician Speaker Programs Polsinelli PC
Nov
19
2020
 SEC Issues $900,000 Award to Whistleblower Who Reported Fraud Occurring Overseas Kohn, Kohn & Colapinto
Nov
19
2020
 A Simple Introduction to ISDA’s IBOR Fallbacks Supplement and Protocol Vedder Price
Nov
19
2020
 SEC Adopts Rules to Allow the Use of Electronic Signatures Mintz
Nov
19
2020
 Credential Stuffing: Cyber Intrusions Into Client Accounts of Broker/Dealers and Investment Advisors Norris McLaughlin P.A.
Nov
19
2020
 Denied! Federal Court Allows FCRA Claims to Survive Motion to Dismiss Squire Patton Boggs (US) LLP
Nov
19
2020
 Public Consultation Underway for Consumer Credit Reforms (AUS) K&L Gates LLP
Nov
18
2020
 Can’t Have It Both Ways: Court Grants Grupo México’s 12(B)(2) Motion to Dismiss for Lack of Personal Jurisdiction K&L Gates LLP
Nov
18
2020
 Connecticut Paid FMLA: What Employers Need to Know Now Jackson Lewis P.C.
Nov
18
2020
 IRS Answers Questions on the SECURE Act’s Birth and Adoption Distributions for Retirement Plans Foley & Lardner LLP
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