Financial Institutions Banking

Published	Title	Organization
Feb 5 2021	2021 Report on FINRA’s Examination and Risk Monitoring Program	Katten
Feb 5 2021	HMT Announces Buy-Now-Pay-Later Products to be Regulated by the FCA	Katten
Feb 5 2021	FINRA Issues 2021 Report on Examination and Risk Monitoring Program	Epstein Becker & Green, P.C.
Feb 5 2021	FINRA Amendments and Updates for February 5, 2021	Katten
Feb 5 2021	Straight Talk On Public Banks	Allen Matkins Leck Gamble Mallory & Natsis LLP
Feb 4 2021	Successful Dismissal of PayPal Class Action Over Breach Disclosures Serves as Risks Reminder	Sheppard, Mullin, Richter & Hampton LLP
Feb 4 2021	New Interim Final Rules Re: PPP Loan Forgiveness Requirements and Review Procedures as Amended by Economic Aid Act	Sheppard, Mullin, Richter & Hampton LLP
Feb 4 2021	FTC Announces 2021 Thresholds for Merger Control Filings under HSR Act and Interlocking Directorates under the Clayton Act	Cadwalader, Wickersham & Taft LLP
Feb 4 2021	FCA Launches Defined Benefit Advice Assessment Tool	Squire Patton Boggs (US) LLP
Feb 4 2021	Sustainable Finance Disclosure Regulation – new ESG challenges for asset managers	Squire Patton Boggs (US) LLP
Feb 3 2021	FTC Publishes Decreased Hart-Scott-Rodino Thresholds for 2021	Faegre Drinker
Feb 3 2021	[Podcast] Private Equity Investment in Risk-Bearing Provider Organizations – Diagnosing Health Care	Epstein Becker & Green, P.C.
Feb 3 2021	Cannabis and Bankruptcy: 2020 in Review	Squire Patton Boggs (US) LLP
Feb 3 2021	Decision Dismissing FCRA and FDCPA Claims Offers Primer on What Needed to Satisfy Federal Pleading Standards	Squire Patton Boggs (US) LLP
Feb 2 2021	Hart-Scott-Rodino Reporting Thresholds Adjust Downward for Just Second Time Ever	Foley & Lardner LLP
Feb 2 2021	The CFTC Adopts Comprehensive Amendments to Its Bankruptcy Rules	Katten
Feb 2 2021	HSR Notification Thresholds Decrease Slightly for 2021	Bracewell LLP
Feb 2 2021	The Corporate Transparency Act – Government KYC	Proskauer Rose LLP
Feb 2 2021	California Publishes User Guide and Templates for Pay Data Reporting	Jackson Lewis P.C.
Feb 2 2021	Hang Fire for Revised Guidance on Changes to VAT and Early Termination Payments	Squire Patton Boggs (US) LLP
Feb 2 2021	Hart-Scott-Rodino Notification Thresholds to Increase	K&L Gates LLP
Feb 2 2021	Recent State Fiduciary Duty Developments: Eight States Have Proposed or Finalized Best Interest Standards for Annuity Producers	Faegre Drinker
Feb 2 2021	Consolidated Appropriations Act of 2021 Amends Bankruptcy Code Part 3: Congress Gives Suppliers and Landlords a Shiny New Arrow in their Quiver to Challenge	Mintz
Feb 2 2021	Rupture Rapture: Should the GameStop?	Norris McLaughlin P.A.
Feb 2 2021	OCIE Risk Alert Highlights Compliance Rule Deficiencies Observed During Recent Adviser Exams	Vedder Price
Feb 2 2021	SEC Articulates Standards for Relief Under Section 26(c) for Variable Insurance Product Substitution Orders	Vedder Price
Feb 2 2021	SEC Staff Issues ADI Regarding Risk Disclosures for Registered Funds Investing in Emerging Markets	Vedder Price
Jan 29 2021	California’s Version of the CFPB Is Investigating a Dozen Debt Collectors —And this is Just the Start	Squire Patton Boggs (US) LLP
Jan 29 2021	European Commission Adopts Equivalence Decision With Respect to SEC Regulatory Framework for Central Counterparties	Katten
Jan 29 2021	Four Simple Steps to Prepare for IR35	K&L Gates LLP
Jan 29 2021	ICO Confirms UK Firms May Rely on Public Interest Derogation for SEC Transfers	Hunton Andrews Kurth
Jan 29 2021	But Is It A Loan?	Allen Matkins Leck Gamble Mallory & Natsis LLP
Jan 29 2021	ESG Measures - A Cross-Border Discussion on Developments and Impact for Asset Managers [Podcast]	Proskauer Rose LLP
Jan 28 2021	New York Adopts New Registration and Examination Requirements for Certain Investment Adviser Related Personnel and Solicitors	Katten
Jan 28 2021	Price Gouging Laws: Can Promotional Pricing Become Your New Price?	Proskauer Rose LLP

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