Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Feb
14
2013
 Are Banks Reassessing Risky Practices in Wake of Libor Rate-Rigging Scandal? Risk and Insurance Management Society, Inc. (RIMS)
Sep
23
2014
 SEC Announces Record Whistleblower Award Greenberg Traurig, LLP
Aug
18
2015
 Seventh Circuit Issues Excessive Fee Decision In Harris Case Faegre Drinker
Apr
23
2016
 New Rules Impacting Disclosure, Governance and Capital Raising Efforts McDermott Will & Schulte LLP
Dec
13
2021
 New Cryptocurrency Information Reporting Regime Required on Form 1099 and Form 8300 Hunton Andrews Kurth
Jun
8
2020
 Guaranty Enforcement in a Time of Rent Deferrals and Other Economic Accommodations Vedder Price
Aug
7
2024
 Europe: ESMA’s Call for Evidence on the UCITS Eligible Assets Directive Closes K&L Gates LLP
Feb
7
2025
 CFPB Signals Shift in Position on Section 1071 Compliance Pause Sheppard, Mullin, Richter & Hampton LLP
May
9
2018
 The Fifth Anti-Money Laundering Directive: Extending the Scope of the European Union’s Regulatory Authority to Virtual Currency Transactions Ballard Spahr LLP
Jan
12
2019
 New York Approves Nationwide Licensing Tool for Virtual Currency Business Activity Companies Proskauer Rose LLP
Mar
23
2020
 COVID-19 Update: New York Governor Issues Executive Order on Forbearance Actions Cadwalader, Wickersham & Taft LLP
Oct
6
2021
 SEC Charges Case Featuring Alleged Wash Sales Involving Options of “Meme Stocks” Winstead
Feb
19
2024
 The European Commission Announces Five New Initiatives in Its Economic Security Package K&L Gates LLP
Jan
3
2015
 Federal Reserve Issues Extension of Volcker Rule Conformance Period for Legacy Covered Fund Positions Morgan, Lewis & Bockius LLP
Apr
13
2017
 Colorado Investment Advisers and Broker-Dealers May Soon Face New Cybersecurity Requirements Holland & Hart LLP
Nov
14
2017
 Proposed Bill to Assess Chinese Acquisitions of US Financial Services Company and Temporarily Halt Pending Acquisitions Squire Patton Boggs (US) LLP
Jan
19
2018
 What Next for Trump and Africa? Covington & Burling LLP
Sep
4
2018
 Britain Lifts Veil of Financial Secrecy for Overseas Territories Squire Patton Boggs (US) LLP
Dec
18
2019
 SEC Proposes Conditional Exemption for Certain Activities of Registered Municipal Advisors Greenberg Traurig, LLP
Jun
15
2022
 SEC Investigating Lack of Insider Trading Policies for NFT/Crypto Exchanges Sheppard, Mullin, Richter & Hampton LLP
Aug
4
2017
 CFTC Releases Rule Enforcement Review of the North American Derivatives Exchange Katten
Aug
26
2019
 FDIC Published Notice of Proposed Rulemaking on Interest Rate Restrictions Ballard Spahr LLP
Jul
16
2013
 SEC Settles Enforcement Action with Morgan Keegan Directors Regarding Fair Valuation Godfrey & Kahn S.C.
Dec
22
2015
 OFAC Actions Against Russia Increase Certainty for Compliance Programs Holland & Hart LLP
Apr
29
2019
 New Opportunity Zone Regulations Provide Clarity on Open Issues for Investors Womble Bond Dickinson (US) LLP
Nov
19
2024
 2025 Private Equity Trends Outlook Mintz
May
13
2025
 SEC Regulation in a Non-Regulatory Environment Proskauer Rose LLP
Aug
26
2025
 California Legislature Advances Bills Impacting Private Equity and Management Services Organizations Polsinelli PC
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