Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Oct
25
2017
 Equity Plan Share Reserves: How to Increase Its Life Expectancy: Executive Compensation Practical Pointers Hunton Andrews Kurth
Jan
12
2022
 Introduction To NFTS McDermott Will & Schulte LLP
Feb
13
2023
 Social Sector Bulletin: Monthly Update Nishith Desai Associates
Apr
2
2024
 Australia: BNPL Regulation Takes Another Step Forward K&L Gates LLP
Nov
21
2015
 SEC Freezes Assets of EB-5 Asset Manager LLC and Alleged Fraudster Lin Zhong Mintz
May
29
2020
 Nevada Rejects Fiduciary Exception To Attorney-Client Privilege Allen Matkins Leck Gamble Mallory & Natsis LLP
Nov
3
2022
 SEC Awards $2.5 Million to Whistleblowers Who Reported Fraudulent Practices Kohn, Kohn & Colapinto
May
18
2023
 Are Syndicated Term Loans Securities Under Reves v. Ernst & Young? 2nd Circuit Solicits SEC Views Greenberg Traurig, LLP
Apr
26
2012
 In Harm’s Way: The FDIC v. Bank Executives 2.0 Vedder Price
Jun
20
2013
 Client Secrets Must Be Kept Even When Not Privileged Allen Matkins Leck Gamble Mallory & Natsis LLP
Jul
25
2015
 CFTC Extends Designation of DTCC-SWIFT as Provider of Legal Entity Identifiers Katten
Dec
11
2019
 Best Interest Standard of Care for Advisors #20 Faegre Drinker
Sep
18
2023
 How to Effectively Manage Pro Bono Work Reporting Bill4Time
Oct
7
2024
 FCA Consults on Guidance for UK Trade Repositories’ UK EMIR Reporting Requirements Katten
Apr
2
2011
 SEC Continues to Regulate and Claw Back Incentive-Based Compensation Vedder Price
Jan
15
2013
 Beware the Boilerplate: Waiver Provisions Hunton Andrews Kurth
Apr
7
2015
 U.S. Securities Regulators Take Notice of EB-5 Greenberg Traurig, LLP
Apr
19
2018
 Failure to follow deemed consent procedure did not invalidate appointment Squire Patton Boggs (US) LLP
Dec
21
2018
 FCA MAR and Crime Systems Guidance Published and Post-Brexit Prep Katten
Jun
28
2024
 SEC v. Jarkesy: A Groundbreaking Supreme Court Decision with Significant Implications for Securities Enforcement Greenberg Traurig, LLP
Aug
1
2016
 CFPB Previews Anticipated Debt Collection Regulations Morgan, Lewis & Bockius LLP
Mar
24
2017
 UK Government Responds to House of Lords EU Committee Report on Brexit and Financial Services Katten
Apr
16
2020
 SEC Whistleblower Program Tops $400 Million in Awards Kohn, Kohn & Colapinto
Sep
8
2021
 Recommendations and Key Points Regarding the New Outsourcing Reform in Mexico OLIVARES
Jul
18
2023
 Connecticut Adds Protections for Health Data and Minors to Privacy Law Jackson Lewis P.C.
Apr
3
2025
 Cleo AI Agrees to $17 Million Settlement with FTC Robinson & Cole LLP
Oct
26
2013
 Swiss National and Former Energy Executive Criminally Charged Under Foreign Corrupt Practices Act (FCPA) Katten
Nov
30
2016
 California’s Private Fund Adviser Exemption Allen Matkins Leck Gamble Mallory & Natsis LLP
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