Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Nov
15
2023
 SEC Division of Examinations Publishes 2024 Priorities: Spotlight on Investment Advisers and Broker-Dealers Katten
Dec
22
2021
 SEC Proposes Amendments to the Requirements of Rule 10b5-1 Trading Plans Barnes & Thornburg LLP
Jul
25
2010
 Fraud Claim Against Syndicated Lender Allowed To Proceed, Despite Express Disclaimer Of Reliance In Deal Documents Sheppard, Mullin, Richter & Hampton LLP
Jul
9
2018
 Recent Developments in the Joint Select Committee on Solvency of Multiemployer Pension Plans Covington & Burling LLP
Mar
4
2019
 New bills introduced to prohibit use of mandatory arbitration provisions Ballard Spahr LLP
Jun
21
2019
 EU TEG On Sustainable Finance Publishes Proposal For EU Green Bond Standard Bergeson & Campbell, P.C.
Feb
6
2020
 Bridging the Week by Gary DeWaal: January 13 to 17, and January 20, 2020 (Spoofing; Compliance Officer Fined and Banned; Security or Virtual Currency? Katten
Oct
4
2024
 Private Market Talks: Conversations and Insights on the Private Markets with Private Capital’s Leading Figures.[Podcast] Proskauer Rose LLP
Feb
21
2016
 ESMA Publishes Discussion Paper on European Benchmarks Regulation Katten
Feb
26
2018
 SEC Releases Guidance on Cybersecurity Disclosures Ballard Spahr LLP
Oct
23
2018
 Financial Stability Oversight Council Rescinds Last Nonbank SIFI Designation Covington & Burling LLP
Jul
3
2020
 Regulation Round Up: June 2020 Proskauer Rose LLP
Feb
17
2021
 Stumbling Through Securities Law Challenges for COVID-19 Vaccine Developers Proskauer Rose LLP
Apr
17
2013
 Financial Services Legislative and Regulatory Update - Week of April 15, 2013 Mintz
Oct
5
2015
 FINRA Announces Proposed New Rules to Protect Senior Investors Greenberg Traurig, LLP
Jun
8
2017
 US House Passes Financial CHOICE Act 2.0 Covington & Burling LLP
May
5
2021
 Securities Class Actions Against Crypto Industry Stymied By Statute of Limitations Nelson Mullins
Apr
2
2025
 El-Husseiny v Invest Bank – Expanding Office Holder Claims? (UK) Squire Patton Boggs (US) LLP
Jan
12
2014
 SEC Division of Corporation Finance Issues Five Additional Compliance and Disclosure Interpretations (C&DI) Relating to “Bad Actor” Rule Katten
Oct
22
2016
 ESMA Updates UCITS Q&A Katten
Oct
26
2020
 SEC Adopts New Rule 12D1-4 Overhauling Fund of Funds Arrangements--Are You Ready? K&L Gates LLP
Feb
1
2023
 U.S. Regulators File Complaints for Digital Asset Market Manipulation and Misappropriation Nelson Mullins
Dec
9
2011
 Vote to End Stalemate Over Consumer Financial Protection Bureau Director Falls Short Center for Public Integrity
Aug
26
2013
 Important Victory for Wisconsin's Trustees and Professional Fiduciaries Godfrey & Kahn S.C.
Jun
10
2016
 FCC Proposes Rules to Limit the Use of Robocalls to Collect Debts Owed to or Guaranteed by the United States Greenberg Traurig, LLP
Dec
14
2017
 Federal Banking Agencies Propose to Simplify Capital Regulations … or Did They? Jones Walker LLP
Sep
1
2020
 Five Principles For Accurate and Reliable Portfolio Company Valuations Proskauer Rose LLP
Apr
14
2022
 Healthcare Start-Ups: Keys to Fundraising and Growing Your Company Successfully [VIDEO] Roetzel & Andress LPA
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