Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Feb
14
2014
 Hedge Fund Adviser and Holding Company Agree to Pay Nearly $9 Million in SEC Settlement for Overvaluing Fund Assets Godfrey & Kahn S.C.
Nov
3
2021
 A Paradigm Shift in Consumer Collections: How the CFPB's Final Rule is Certain to Affect Creditors and Debt Collectors Ward and Smith, P.A.
Jan
4
2022
 Cannabis Legislation Year-in-Review Sheppard, Mullin, Richter & Hampton LLP
Apr
2
2019
 No Deal, No PPF? Squire Patton Boggs (US) LLP
Jul
4
2022
 Australia: BNPL: credit or Not? K&L Gates LLP
Jul
13
2015
 FINRA Proposes Changes to the Reporting Requirements for TRACE-Eligible Securities Katten
Aug
25
2021
 SEC Pursues “Shadow Trading” Insider Trading Case Proskauer Rose LLP
Nov
19
2019
 Beware of Quincecare – an update from the Supreme Court Squire Patton Boggs (US) LLP
Nov
21
2023
 The Reach Too Far: SEC Sues Over Botched School Audit Norris McLaughlin P.A.
Mar
21
2024
 FY2025 Budget Supports Biden Administration's Focus on Fairness in the Tax Code K&L Gates LLP
Jul
14
2016
 Potential Prohibited Transactions: Interesting Angles on the DOL’s Fiduciary Rule #12 Faegre Drinker
Mar
4
2016
 Complaints Commissioner Publishes Decision Urging FCA To Consider Requirements for Firms To Disclose Unregulated Activities Katten
Aug
7
2018
 FCA’s Anti-Money Laundering Report highlights focus on firms’ financial crime controls Squire Patton Boggs (US) LLP
Jul
10
2025
 Regulation Round Up July 2025 Proskauer Rose LLP
Apr
15
2021
 Retirement Committee Field Guide: The Basics of Retirement Committee Organization and Operation – Part 2 [Podcast] Mintz
Mar
8
2017
 Does Whistleblower Protection Extend To Disclosures To Your Mom Or The Press? Allen Matkins Leck Gamble Mallory & Natsis LLP
Jul
20
2020
 10 Key Considerations for Commercial Real Estate Loan Restructurings: A Primer Womble Bond Dickinson (US) LLP
Jul
25
2023
 IRS Criminal Investigation Division Is on The Hunt for Malta Pension Plan Participants and Promoters McDermott Will & Schulte LLP
Mar
24
2025
 OFSI Takes Enforcement Action Against UK Charities Greenberg Traurig, LLP
Apr
4
2019
 Estate Planning Alert: Connecticut to Match Federal Gift and Estate Tax Exemptions by 2023 Wiggin and Dana LLP
Sep
23
2024
 DOL Fiduciary Rule: The Saga Continues with Eleventh Hour Appeal of Fiduciary Rule Stay K&L Gates LLP
Oct
8
2013
 D.C. Circuit Halts Department of Labor's Reclassification of Loan Officers Bracewell LLP
Jul
13
2015
 Author Q&A: The Volcker Rule and Its Implications for Regional and Community Banks Vedder Price
Nov
21
2019
 SPECIAL FUND ALERT: Proposed HSR Rule Amendment: Foreign Today but Not Tomorrow? Cadwalader, Wickersham & Taft LLP
Nov
21
2023
 Hard Costs vs. Soft Costs: Everything Law Firms Should Know Bill4Time
Mar
21
2024
 Blockchain+ Bi-Weekly March 14, 2024 Polsinelli PC
Mar
20
2015
 Global Regulators Push Back Margin Requirements for Non-Cleared Derivatives Katten
Jul
18
2016
 SEC Proposes Rules on Adviser Business Continuity and Transition Plans Faegre Drinker
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