Corporate, Financial, SEC, & Banking Law Updates

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The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

National Law Review Financial Regulation and Banking Law TwitterFor hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Title
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Feb
18
2016
Washington DC Issues New Exempt Reporting Adviser Rule for Venture Capital Funds Stark & Stark
Jun
9
2017
European Securities and Markets Authority Updates MiFID II Q&A on Investor Protection Katten
Dec
15
2017
Daubert Quiz: How To Hedge Uncertainties IMS Legal Strategies
Feb
5
2020
Enforcement of the NYDFS Cybersecurity Regulation Coming in the Near Future Squire Patton Boggs (US) LLP
Nov
8
2023
SEC Issues $400,000 Whistleblower Award, Considers Significance of Information and Whistleblower’s Culpability Kohn, Kohn & Colapinto
Jun
19
2024
CFPB Aims to End the Use of Medical Debt Information in Making Credit Determinations and in Credit Reporting K&L Gates
Oct
2
2012
The Birth of Dodd-Frank Whistleblower Actions Faegre Drinker
Oct
2
2015
CFTC Extends Relief for Eurex Clearing and US Clearing Members Katten
Feb
14
2017
Urging NYDFS to Modify Its Re-Proposed Cybersecurity Rules Morgan, Lewis & Bockius LLP
Jul
5
2018
Rule 701 Registration Exemption Eased for Private Issuers, But Beware Hunton Andrews Kurth
Jul
6
2020
Telecom Alert — 3.5 GHz Band Auction Qualified Bidders; Flexible Financing for Rural America Act; FCC Increases Rural Health Care Funding Cap; House Passes Moving Forward Act — Vol. XVII, Issue 27 Keller and Heckman LLP
Aug
24
2021
South Carolina Ruling Gives Lenders Flexibility on When to Foreclose in Face of Borrower Litigation Bradley Arant Boult Cummings LLP
Feb
25
2018
Treasury Issues Regulatory Reform Recommendations for the Orderly Liquidation Authority Covington & Burling LLP
Oct
22
2019
DOL Proposed NEW Electronic Disclosures Rule Jackson Lewis P.C.
May
8
2020
The Federal Reserve's Main Street Lending Program: Practical Takeaways for Lenders Varnum LLP
Jul
20
2022
SEC Whistleblower Receives $17 Million Award for Opening Investigation Kohn, Kohn & Colapinto
Sep
23
2022
SEC and CFTC Propose Amendments to Form PF for Private Fund Reporting Vedder Price
Mar
5
2019
Void But Valid: Good-Faith Purchaser for Value Keeps Title Despite Procedural Defects in Foreclosure Sale Womble Bond Dickinson (US) LLP
Jun
18
2019
Employee Benefit Plans With Master Trust Investments – Financial Statement Changes McDermott Will & Emery
Feb
4
2021
New Interim Final Rules Re: PPP Loan Forgiveness Requirements and Review Procedures as Amended by Economic Aid Act Sheppard, Mullin, Richter & Hampton LLP
Apr
25
2022
SEC Awards $6 Million to Five Whistleblowers Kohn, Kohn & Colapinto
Apr
17
2023
SEC Reopens Comment Period for Investment Adviser and Investment Company Cybersecurity Proposals in Connection with Other Cyber and Data Privacy Related Proposals Vedder Price
Jan
14
2014
The Volcker Rule . . . Finally. Greenberg Traurig, LLP
Oct
24
2016
Bridging the Week: October 17 to 21 and October 24, 2016 (Floor Trader Registration; Source Code; Soliciting From Abroad; Liability May Not Equal Fines) [VIDEO] Katten
Oct
24
2018
CFIUS Filing Clearance: Durr AG and MeGTEC and Universal Businesses of Babcock & Wilcox Enterprises, Inc. Squire Patton Boggs (US) LLP
Apr
19
2013
National Futures Association (NFA) Amends Futures Commission Merchants Capital Requirements for Forex Transactions with ECPs Katten
Feb
22
2016
Bridging the Week: February 15 – 19 and 22, 2016 (Culture; False Documents; Home Court Advantage; Trade Options; Automated Trading Systems) Katten
Jun
12
2017
Bridging the Week: June 5-9, June 12, 2017 (SEC Disgorgement Actions Are Not Forever; Keep Suspicions in SARs; Audit Trail Requirements) [VIDEO] Katten
 
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