Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Jul 19 2011	SAFE Circular 19 Provides New Operating Instructions on Foreign Exchange Administration for Round-Trip Investment in China	Morgan, Lewis & Bockius LLP
Jul 18 2011	10 Social Media Must Haves For Your Corporate Compliance And Ethics Program	Sheppard, Mullin, Richter & Hampton LLP
Jul 15 2011	Changes To Disclosure Requirements For Hart-Scott-Rodino Premerger Notification Rules And Form	Giordano, Halleran & Ciesla, P.C.
Jul 14 2011	Your Opinion Matters: 5 Things Attorneys Should Know That Business Owners Don’t	BizBuySell
Jul 13 2011	If You’re Not Paying Attention to Your Law Firm’s Logo, No One Else Will Either	Jaffe
Jul 11 2011	Don’t Forget Direct Email Campaigns In Your Legal Marketing Planning	Jaffe
Jul 8 2011	FTC Announces Major Changes to Disclosure Requirements for Hart-Scott-Rodino Notification Rules and Form	McDermott Will & Emery
Jul 8 2011	Delaware Supreme Court Holds That Insider Trading Claims Alleging Misuse of Confidential Corporate Information Need Not Show Injury To the Corporation	Sheppard, Mullin, Richter & Hampton LLP
Jul 7 2011	Supreme Court Decision Limits Primary Rule 10b-5 Liability	Lowndes, Drosdick, Doster, Kantor & Reed, P.A.
Jul 7 2011	Securities and Exchange Commission Adopts Final Whistleblower Rules under the Dodd-Frank Act; Internal Reporting Encouraged but Not Required	Hunton Andrews Kurth
Jul 1 2011	Physician-Owned Distributors in the Crosshairs: Senate Committees Call on OIG and CMS to Take Action	Morgan, Lewis & Bockius LLP
Jun 30 2011	Tips for Good Corporate Governance	Risk and Insurance Management Society, Inc. (RIMS)
Jun 30 2011	IRS Issues Proposed Regulations Clarifying Performance-Based Equity Compensation Exception to Section 162(m)	Morgan, Lewis & Bockius LLP
Jun 29 2011	Where Questionable Insurance Claims Come From	Risk and Insurance Management Society, Inc. (RIMS)
Jun 28 2011	China Clarifies and Expands Reporting Obligations of Foreign Enterprises on Indirect Equity Transfers	Sheppard, Mullin, Richter & Hampton LLP
Jun 26 2011	An Ounce of Prevention - The Importance of Periodic Corporate Audits	Poyner Spruill LLP
Jun 25 2011	Notice Regarding 'Olmstead Patch' Bill	Greenberg Traurig, LLP
Jun 25 2011	Worth Taking Notice: Whistleblower Rules Regarding Auditing Firms	McDermott Will & Emery
Jun 25 2011	More Year of the Hack: Government Based Cyber Security Threats	Barnes & Thornburg LLP
Jun 24 2011	SEC Adopts Investment Adviser Rules Implementing the Dodd-Frank Act	Morgan, Lewis & Bockius LLP
Jun 22 2011	Supreme Court Establishes Bright-Line Rule for 10b-5 Liability, But Questions Remain: Janus Capital Group, Inc. v. First Derivative Traders	Morgan, Lewis & Bockius LLP
Jun 20 2011	United States Supreme Court Holds that the "Maker" of a Statement for Rule 10b-5 Purposes is the Person or Entity with Ultimate Authority Over the Statement	Sheppard, Mullin, Richter & Hampton LLP
Jun 17 2011	Assignments Are Always Subject to Prior Licenses	McDermott Will & Emery
Jun 17 2011	U.S. Supreme Court Limits Scope of Primary Liability Under Federal Securities Laws	Hunton Andrews Kurth
Jun 16 2011	Who Do Directors Represent?	Michael Best & Friedrich LLP
Jun 16 2011	U.S. Supreme Court Limits Liability Under Rule 10b-5	Greenberg Traurig, LLP
Jun 16 2011	Interview with C. David Morris, Senior Counsel International at Northrop Grumman Corporation	Marcus Evans
Jun 14 2011	IKEA’s Way to Eternal Life: A Deconstruction of the Furniture Giant’s International Tax Practices	Santa Clara University School of Law

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