Financial, Securities & Banking

HB Ad Slot
HB Mobile Ad Slot

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

National Law Review Financial Regulation and Banking Law TwitterFor hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Securities, SEC, & Financial Institution Law News

Title
Custom text Organization
Oct
18
2011
The Coverage Question Risk and Insurance Management Society, Inc. (RIMS)
Oct
17
2011
Delaware Supreme Court Clarifies When a Series of Dispositions will not Trigger an "All or Substantially All" Indenture Covenant Sheppard, Mullin, Richter & Hampton LLP
Oct
14
2011
Update: Netflix Scraps Plan To Separate Its Business Armstrong Teasdale
Oct
14
2011
Easy Steps To Avoid Having Your Brand Used In An Adult Website Address von Briesen & Roper, s.c.
Oct
14
2011
Immovable Objects: Chief Executive Turnover Risk and Insurance Management Society, Inc. (RIMS)
Oct
14
2011
Steve Jobs: Concept Precedes Design Michael Best & Friedrich LLP
Oct
13
2011
IRS Guidance on Travel Armstrong Teasdale
Oct
13
2011
Evaluating E-Verify: One Question at a Time LawLogix Group, Inc.
Oct
10
2011
Your Social Media Policy May Need Revamping Sheppard, Mullin, Richter & Hampton LLP
Oct
10
2011
Six Important Strategies To Reduce The Royalty Burden For A Pharmaceutical Product Sills Cummis & Gross P.C.
Oct
7
2011
Top Five Traps in M&A Transactions in China McDermott Will & Emery
Oct
6
2011
Recent Ruling Allows a Shareholder Lawsuit to Proceed After a Negative Say-on-Pay Vote: Quirk or Harbinger? Hunton Andrews Kurth
Oct
3
2011
How to Turn a Bankruptcy Reorganization Into an Insider Trading Charge Sheppard, Mullin, Richter & Hampton LLP
Oct
2
2011
Systemic Risk Management - since the Lehman Brothers bankruptcy Risk and Insurance Management Society, Inc. (RIMS)
Oct
1
2011
SEC Fee Rate Adjustment for Section 6(B), Section 13(E) and Section 14(G) To Be Effective October 1, 2011 Sheppard, Mullin, Richter & Hampton LLP
Sep
30
2011
Guide to International Arbitration with Chinese Entities McDermott Will & Emery
Sep
29
2011
Deciphering Dukes: Ninth Circuit Hands Down Decision Interpreting The Game-Changer Sheppard, Mullin, Richter & Hampton LLP
Sep
29
2011
What’s in a Name? Protecting Your Start-Up Trademarks Michael Best & Friedrich LLP
Sep
29
2011
New PBGC Guidance Provides Premium Penalty Relief for Certain Late Payments and for Faulty Alternative Premium Funding Target Elections McDermott Will & Emery
Sep
29
2011
ANALYSIS: 'ObamaCare' label is sticking Center for Public Integrity
Sep
29
2011
Should Law Firm Marketing Include Google AdWords? Duo Consulting
Sep
29
2011
FDA Issues Analysis of Premarket Review Times Under 510(k) Program Barnes & Thornburg LLP
Sep
28
2011
Anti-Money Laundering Compliance Costs Risk and Insurance Management Society, Inc. (RIMS)
Sep
28
2011
Presumption of Parental Liability Revisited McDermott Will & Emery
Sep
28
2011
Solyndra excutives stonewall Congress Center for Public Integrity
Sep
28
2011
How the 'Other Coverages' Exclusion Can Cost You Millions Risk and Insurance Management Society, Inc. (RIMS)
Sep
28
2011
SEC Rulemaking: Guide to Newly Effective Eligibility Criteria to Replace Credit Ratings in Public Offerings Sheppard, Mullin, Richter & Hampton LLP
Sep
27
2011
USPTO Announces Effective Dates of America Invents Act Michael Best & Friedrich LLP
 

NLR Logo

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up to receive our free e-Newsbulletins

 

Sign Up for e-NewsBulletins